OPINION OF THE COURT
DOE V. REED
561 U. S. ____ (2010)
SUPREME COURT OF THE UNITED STATES
NO. 09-559
JOHN DOE #1, et al., PETITIONERS
v.
SAM REED, WASHINGTON SECRETARY OF STATE, et al.
on writ of certiorari to the united states court of
appeals for the ninth circuit
[June 24, 2010]
Chief Justice Roberts delivered
the opinion of the Court.
The State of Washington allows
its citizens to challenge state laws by referendum. Roughly four
percent of Washington voters must sign a petition to place such a
referendum on the ballot. That petition, which by law must include
the names and addresses of the signers, is then submitted to the
government for verification and canvassing, to ensure that only
lawful signatures are counted. The Washington Public Records Act
(PRA) authorizes private parties to obtain copies of government
documents, and the State construes the PRA to cover submitted
referendum petitions.
This case arises out of a state law extending
certain benefits to same-sex couples, and a corresponding
referendum petition to put that law to a popular vote. Respondent
intervenors invoked the PRA to obtain copies of the petition, with
the names and addresses of the signers. Certain petition signers
and the petition sponsor objected, arguing that such public
disclosure would violate their rights under the First
Amendment.
The course of this litigation, however, has
framed the legal question before us more broadly. The issue at this
stage of the case is not whether disclosure of this particular
petition would violate the First Amendment, but whether disclosure
of referendum petitions in general would do so. We conclude that
such disclosure does not as a general matter violate the First
Amendment, and we therefore affirm the judgment of the Court of
Appeals. We leave it to the lower courts to consider in the first
instance the signers’ more focused claim concerning disclosure of
the information on this particular petition, which is pending
before the District Court.
I
The Washington Constitution
reserves to the people the power to reject any bill, with a few
limited exceptions not relevant here, through the referendum
process. Wash. Const., Art. II, §1(b). To initiate a referendum,
proponents must file a petition with the secretary of state that
contains valid signatures of registered Washington voters equal to
or exceeding four percent of the votes cast for the office of
Governor at the last gubernatorial election. §§1(b), (d). A valid
submission requires not only a signature, but also the signer’s
address and the county in which he is registered to vote. Wash.
Rev. Code §29A.72.130 (2008).
In May 2009, Washington Governor
Christine Gregoire signed into law Senate Bill 5688, which
“expand[ed] the rights and responsibilities” of state-registered
domestic partners, including same-sex domestic partners. 586
F. 3d 671, 675 (CA9 2009). That same month, Protect Marriage
Washington, one of the petitioners here, was organized as a “State
Political Committee” for the purpose of collecting the petition
signatures necessary to place a referendum on the ballot, which
would give the voters themselves an opportunity to vote on SB 5688.
App. 8–9. If the referendum made it onto the ballot, Protect
Marriage Washington planned to encourage voters to reject SB 5688.
Id., at 7, 9.
On July 25, 2009, Protect Marriage Washington
submitted to the secretary of state a petition containing over
137,000 signatures. See 586 F. 3d, at 675; Brief for
Respondent Washington Families Standing Together 6. The secretary
of state then began the verification and canvassing process, as
required by Washington law, to ensure that only legal signatures
were counted. Wash. Rev. Code §29A.72.230. Some 120,000 valid
signatures were required to place the referendum on the ballot. Sam
Reed, Washington Secretary of State, Certification of Referendum 71
(Sept. 2, 2009). The secretary of state determined that the
petition contained a sufficient number of valid signatures, and the
referendum (R–71) appeared on the November 2009 ballot. The voters
approved SB 5688 by a margin of 53% to 47%.
The PRA, Wash. Rev. Code §42.56.001
et
seq., makes all “public records” available for public
inspection and copying. §42.56.070(1) (2008). The Act defines
“[p]ublic record” as “any writing containing information relating
to the conduct of government or the performance of any governmental
or proprietary function prepared, owned, used, or retained by any
state or local agency.” §42.56.010(2). Washington takes the
position that referendum petitions are “public records.” Brief for
Respondent Reed 5.
By August 20, 2009, the secretary had received
requests for copies of the R–71 petition from an individual and
four entities, including Washington Coalition for Open Government
(WCOG) and Washington Families Standing Together (WFST), two of the
respondents here. 586 F. 3d, at 675. Two entities,
WhoSigned.org and KnowThyNeighbor.org, issued a joint press release
stating their intention to post the names of the R–71 petition
signers online, in a searchable format. See App. 11; 586
F. 3d, at 675.
The referendum petition sponsor and certain
signers filed a complaint and a motion for a preliminary injunction
in the United States District Court for the Western District of
Washington, seeking to enjoin the secretary of state from publicly
releasing any documents that would reveal the names and contact
information of the R–71 petition signers. App. 4. Count I of the
complaint alleges that “[t]he Public Records Act is
unconstitutional as applied to referendum petitions.”
Id.,
at 16. Count II of the complaint alleges that “[t]he Public Records
Act is unconstitutional as applied to the Referendum 71 petition
because there is a reasonable probability that the signatories of
the Referendum 71 petition will be subjected to threats,
harassment, and reprisals.”
Id., at 17. Determining that
the PRA burdened core political speech, the District Court held
that plaintiffs were likely to succeed on the merits of Count I and
granted them a preliminary injunction on that count, enjoining
release of the information on the petition. 661 F. Supp. 2d
1194, 1205–1206 (WD Wash. 2009).
The United States Court of Appeals for the
Ninth Circuit reversed. Reviewing only Count I of the complaint,
the Court of Appeals held that plaintiffs were unlikely to succeed
on their claim that the PRA is unconstitutional as applied to
referendum petitions generally. It therefore reversed the District
Court’s grant of the preliminary injunction. 586 F. 3d, at
681. We granted certiorari. 558 U. S. ___ (2010).
II
It is important at the outset to
define the scope of the challenge before us. As noted, Count I of
the complaint contends that the PRA “violates the First Amendment
as applied to referendum petitions.” App. 16. Count II asserts that
the PRA “is unconstitutional as applied to the Referendum 71
petition.”
Id., at 17. The District Court decision was
based solely on Count I; the Court of Appeals decision reversing
the District Court was similarly limited. 586 F. 3d, at 676,
n. 6. Neither court addressed Count II.
The parties disagree about
whether Count I is properly viewed as a facial or as-applied
challenge. Compare Reply Brief for Petitioners 8 (“Count I
expressly made an as-applied challenge”), with Brief for Respondent
Reed 1 (“This is a facial challenge to Washington’s Public Records
Act”). It obviously has characteristics of both: The claim is “as
applied” in the sense that it does not seek to strike the PRA in
all its applications, but only to the extent it covers referendum
petitions. The claim is “facial” in that it is not limited to
plaintiffs’ particular case, but challenges application of the law
more broadly to all referendum petitions.
The label is not what matters. The important
point is that plaintiffs’ claim and the relief that would follow—an
injunction barring the secretary of state “from making referendum
petitions available to the public,” App. 16 (Complaint Count
I)—reach beyond the particular circumstances of these plaintiffs.
They must therefore satisfy our standards for a facial challenge to
the extent of that reach. See
United States v.
Stevens, 559 U. S. ___, ___ (2010) (slip op., at 10).
III
A
The compelled disclosure of
signatory information on referendum petitions is subject to review
under the First Amendment. An individual expresses a view on a
political matter when he signs a petition under Washington’s
referendum procedure. In most cases, the individual’s signature
will express the view that the law subject to the petition should
be overturned. Even if the signer is agnostic as to the merits of
the underlying law, his signature still expresses the political
view that the question should be considered “by the whole
electorate.”
Meyer v.
Grant,
486 U. S. 414, 421
(1988). In either case, the expression of a political view
implicates a First Amendment right. The State, having “cho[sen] to
tap the energy and the legitimizing power of the democratic
process, … must accord the participants in that process the First
Amendment rights that attach to their roles.”
Republican Party
of Minn. v.
White,
536 U. S. 765, 788
(2002) (internal quotation marks and ellipsis omitted).
Respondents counter that signing
a petition is a legally operative legislative act and therefore
“does not involve any significant expressive element.” Brief for
Respondent Reed 31. It is true that signing a referendum petition
may ultimately have the legal consequence of requiring the
secretary of state to place the referendum on the ballot. But we do
not see how adding such legal effect to an expressive activity
somehow deprives that activity of its expressive component, taking
it outside the scope of the First Amendment. Respondents themselves
implicitly recognize that the signature expresses a particular
viewpoint, arguing that one purpose served by disclosure is to
allow the public to engage signers in a debate on the merits of the
underlying law. See,
e.g.,
id., at 45; Brief for
Respondent WCOG 49; Brief for Respondent WFST 58.
Petition signing remains expressive even when
it has legal effect in the electoral process. But that is not to
say that the electoral context is irrelevant to the nature of our
First Amendment review. We allow States significant flexibility in
implementing their own voting systems. See
Burdick v.
Takushi,
504 U. S. 428, 433–434
(1992). To the extent a regulation concerns the legal effect of a
particular activity in that process, the government will be
afforded substantial latitude to enforce that regulation. Also
pertinent to our analysis is the fact that the PRA is not a
prohibition on speech, but instead a
disclosure
requirement. “[D]isclosure requirements may burden the ability to
speak, but they … do not prevent anyone from speaking.”
Citizens United v.
Federal Election Comm’n, 558
U. S. ___, ___ (2010) (slip op., at 51) (internal quotation marks
omitted).
We have a series of precedents considering
First Amendment challenges to disclosure requirements in the
electoral context. These precedents have reviewed such challenges
under what has been termed “exacting scrutiny.” See,
e.g.,
Buckley v.
Valeo,
424 U. S. 1, 64 (1976)
(
per curiam) (“Since
NAACP v.
Alabama
[
357 U. S. 449
(1958),] we have required that the subordinating interests of the
State [offered to justify compelled disclosure] survive exacting
scrutiny”);
Citizens United,
supra, at ___ (slip
op., at 51) (“The Court has subjected [disclosure] requirements to
‘exacting scrutiny’ ” (quoting
Buckley,
supra, at 64));
Davis v.
Federal Election
Comm’n, 554 U. S. ___, ___ (2008) (slip op., at 18)
(governmental interest in disclosure “ ‘must survive exacting
scrutiny’ ” (quoting
Buckley,
supra, at
64));
Buckley v.
American Constitutional Law
Foundation, Inc., 525 U. S. 182, 204
(1999) (
ACLF) (finding that disclosure rules “fail[ed]
exacting scrutiny” (internal quotation marks omitted)).
That standard “requires a ‘substantial
relation’ between the disclosure requirement and a ‘sufficiently
important’ governmental interest.”
Citizens United,
supra, at ___ (slip op., at 51) (quoting
Buckley,
supra, at 64, 66). To withstand this scrutiny, “the
strength of the governmental interest must reflect the seriousness
of the actual burden on First Amendment rights.”
Davis,
supra, at ___ (slip op., at 18) (citing
Buckley,
supra, at 68, 71).[
Footnote 1]
B
Respondents assert two interests
to justify the burdens of compelled disclosure under the PRA on
First Amendment rights: (1) preserving the integrity of the
electoral process by combating fraud, detecting invalid signatures,
and fostering government transparency and accountability; and (2)
providing information to the electorate about who supports the
petition. See,
e.g., Brief for Respondent Reed 39–42,
44–45. Because we determine that the State’s interest in preserving
the integrity of the electoral process suffices to defeat the
argument that the PRA is unconstitutional with respect to
referendum petitions in general, we need not, and do not, address
the State’s “informational” interest.
The State’s interest in
preserving the integrity of the electoral process is undoubtedly
important. “States allowing ballot initiatives have considerable
leeway to protect the integrity and reliability of the initiative
process, as they have with respect to election processes
generally.”
ACLF, 525 U. S., at 191. The State’s interest
is particularly strong with respect to efforts to root out fraud,
which not only may produce fraudulent outcomes, but has a systemic
effect as well: It “drives honest citizens out of the democratic
process and breeds distrust of our government.”
Purcell v.
Gonzalez,
549
U. S. 1, 4 (2006) (
per curiam); see also
Crawford v.
Marion County Election Bd.,
553 U. S. 181, 196
(2008) (opinion of Stevens, J.). The threat of fraud in this
context is not merely hypothetical; respondents and their
amici cite a number of cases of petition-related fraud
across the country to support the point. See Brief for Respondent
Reed 43; Brief for State of Ohio et al. as
Amici
Curiae 22–24.
But the State’s interest in preserving
electoral integrity is not limited to combating fraud. That
interest extends to efforts to ferret out invalid signatures caused
not by fraud but by simple mistake, such as duplicate signatures or
signatures of individuals who are not registered to vote in the
State. See Brief for Respondent Reed 42. That interest also extends
more generally to promoting transparency and accountability in the
electoral process, which the State argues is “essential to the
proper functioning of a democracy.”
Id., at 39.
Plaintiffs contend that the disclosure
requirements of the PRA are not “sufficiently related” to the
interest of protecting the integrity of the electoral process.
Brief for Petitioners 51. They argue that disclosure is not
necessary because the secretary of state is already charged with
verifying and canvassing the names on a petition, advocates and
opponents of a measure can observe that process, and any citizen
can challenge the secretary’s actions in court. See Wash. Rev. Code
§§29A.72.230, 29A.72.240. They also stress that existing criminal
penalties reduce the danger of fraud in the petition process. See
Brief for Petitioners 50; §§29A.84.210, 29A.84.230, 29A.84.250.
But the secretary’s verification and
canvassing will not catch all invalid signatures: The job is large
and difficult (the secretary ordinarily checks “only 3 to 5% of
signatures,” Brief for Respondent WFST 54), and the secretary can
make mistakes, too, see Brief for Respondent Reed 42. Public
disclosure can help cure the inadequacies of the verification and
canvassing process.
Disclosure also helps prevent certain types of
petition fraud otherwise difficult to detect, such as outright
forgery and “bait and switch” fraud, in which an individual signs
the petition based on a misrepresentation of the underlying issue.
See Brief for Respondent WFST 9–11, 53–54; cf. Brief for
Massachusetts Gay and Lesbian Political Caucus et al. as
Amici Curiae 18–22 (detailing “bait and switch” fraud in a
petition drive in Massachusetts). The signer is in the best
position to detect these types of fraud, and public disclosure can
bring the issue to the signer’s attention.
Public disclosure thus helps ensure that the
only signatures counted are those that should be, and that the only
referenda placed on the ballot are those that garner enough valid
signatures. Public disclosure also promotes transparency and
accountability in the electoral process to an extent other measures
cannot. In light of the foregoing, we reject plaintiffs’ argument
and conclude that public disclosure of referendum petitions in
general is substantially related to the important interest of
preserving the integrity of the electoral process.[
Footnote 2]
C
Plaintiffs’ more significant
objection is that “the strength of the governmental interest” does
not “reflect the seriousness of the actual burden on First
Amendment rights.”
Davis, 554 U. S., at ___ (slip op., at
18) (citing
Buckley, 424 U. S., at 68, 71); see,
e.g., Brief for Petitioners 12–13, 30. According to
plaintiffs, the objective of those seeking disclosure of the R–71
petition is not to prevent fraud, but to publicly identify those
who had validly signed and to broadcast the signers’ political
views on the subject of the petition. Plaintiffs allege, for
example, that several groups plan to post the petitions in
searchable form on the Internet, and then encourage other citizens
to seek out the R–71 signers. See App. 11; Brief for Petitioners 8,
46–47.
Plaintiffs explain that once on
the Internet, the petition signers’ names and addresses “can be
combined with publicly available phone numbers and maps,” in what
will effectively become a blueprint for harassment and
intimidation.
Id., at 46. To support their claim that they
will be subject to reprisals, plaintiffs cite examples from the
history of a similar proposition in California, see,
e.g.,
id., at 2–6, 31–32, and from the experience of one of the
petition sponsors in this case, see App. 9.
In related contexts, we have explained that
those resisting disclosure can prevail under the First Amendment if
they can show “a reasonable probability that the compelled
disclosure [of personal information] will subject them to threats,
harassment, or reprisals from either Government officials or
private parties.”
Buckley, supra, at 74; see also
Citizens United, 558 U. S., at ___ (slip op., at 52). The
question before us, however, is not whether PRA disclosure violates
the First Amendment with respect to those who signed the R–71
petition, or other particularly controversial petitions. The
question instead is whether such disclosure in general violates the
First Amendment rights of those who sign referendum petitions.
The problem for plaintiffs is that their
argument rests almost entirely on the specific harm they say would
attend disclosure of the information on the R–71 petition, or on
similarly controversial ones. See,
e.g., Brief for
Petitioners 10, 26–29, 46, 56. But typical referendum petitions
“concern tax policy, revenue, budget, or other state law issues.”
Brief for Respondent WFST 36 (listing referenda); see also App. 26
(stating that in recent years the State has received PRA requests
for petitions supporting initiatives concerning limiting motor
vehicle charges; government regulation of private property; energy
resource use by certain electric utilities; long-term care services
for the elderly and persons with disabilities; and state, county,
and city revenue);
id., at 26–27 (stating that in the past
20 years, referendum measures that have qualified for the ballot in
the State concerned land-use regulation; unemployment insurance;
charter public schools; and insurance coverage and benefits).
Voters care about such issues, some quite deeply—but there is no
reason to assume that any burdens imposed by disclosure of typical
referendum petitions would be remotely like the burdens plaintiffs
fear in this case.
Plaintiffs have offered little in response.
They have provided us scant evidence or argument beyond the burdens
they assert disclosure would impose on R–71 petition signers or the
signers of other similarly controversial petitions. Indeed, what
little plaintiffs do offer with respect to typical petitions in
Washington hurts, not helps: Several other petitions in the State
“have been subject to release in recent years,” plaintiffs tell us,
Brief for Petitioners 50, but apparently that release has come
without incident. Cf.
Citizens United, supra, at ___ (slip
op., at 55) (“Citizens United has been disclosing its donors for
years and has identified no instance of harassment or
retaliation”).
Faced with the State’s unrebutted arguments
that only modest burdens attend the disclosure of a typical
petition, we must reject plaintiffs’ broad challenge to the PRA. In
doing so, we note—as we have in other election law disclosure
cases—that upholding the law against a broad-based challenge does
not foreclose a litigant’s success in a narrower one. See
Buckley, supra, at 74 (“minor parties” may be exempt from
disclosure requirements if they can show “a reasonable probability
that the compelled disclosure of a party’s contributors’ names will
subject them to threats, harassment, or reprisals from either
Government officials or private parties”);
Citizens United,
supra, at ___ (slip op., at 54) (disclosure “would be
unconstitutional as applied to an organization if there were a
reasonable probability that the group’s members would face threats,
harassment, or reprisals if their names were disclosed” (citing
McConnell v.
Federal Election Comm’n,
540 U. S. 93, 198
(2003)). The secretary of state acknowledges that plaintiffs may
press the narrower challenge in Count II of their complaint in
proceedings pending before the District Court. Brief for Respondent
Reed 17.
* * *
We conclude that disclosure under
the PRA would not violate the First Amendment with respect to
referendum petitions in general and therefore affirm the judgment
of the Court of Appeals.
It is so ordered.
Footnote 1
Justice Scalia doubts whether petition
signing is entitled to any First Amendment protection at all.
Post, at 1 (opinion concurring in judgment). His
skepticism is based on the view that petition signing has “legal
effects” in the legislative process, while other aspects of
political participation—with respect to which we have held there is
a First Amendment interest, see
supra, at 5–7—do not. See
post, at 3–4, and n. 3. That line is not as sharp as
Justice Scalia would have it; he himself recognizes “the existence
of a First Amendment interest in voting,”
post, at 6,
which of course also can have legal effect. The distinction becomes
even fuzzier given that only
some petition signing has
legal effect, and any such legal effect attaches only well after
the expressive act of signing, if the secretary determines that the
petition satisfies the requirements for inclusion on the ballot.
See
post, at 3. Petitions that do not qualify for the
ballot of course carry no legal effect.
Footnote 2
Justice Thomas’s contrary assessment of the
relationship between the disclosure of referendum petitions
generally and the State’s interests in this case is based on his
determination that strict scrutiny applies,
post, at 5
(dissenting opinion), rather than the standard of review that we
have concluded is appropriate, see
supra, at 7.
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