Appeal dismissed. Reported below:
407
A.2d 198.
PER CURIAM.
The appeal is dismissed for want of a properly presented federal
question.
JUSTICE BRENNAN, with whom JUSTICE WHITE joins, dissenting.
Appellants, a half brother and sister, are the natural parents
of five children who were in the custody of the Division of Social
Services of the Delaware Department of Health and Social Services
at the beginning of this litigation. [
Footnote 1] After determining
Page 450 U. S. 383
that the children should be put up for adoption, [
Footnote 2] the Division filed suit pursuant
to Delaware law to obtain termination of appellants' parental
rights over their children. The Superior Court of Delaware ordered
termination, and the Supreme Court of Delaware affirmed. [
Footnote 3] Appellants appealed to this
Court, arguing that the termination order and the Delaware statute
authorizing it were unconstitutional. We noted probable
jurisdiction. 445 U.S. 942 (1980).
The Court today dismisses this appeal for want of a properly
presented federal question, thereby permitting the termination
order to remain in effect despite the existence of a substantial
federal constitutional challenge to the Delaware statutory scheme
under which the order was entered. [
Footnote 4] Because I believe that the federal question
was properly presented within the definition of that
requirement in our cases, I dissent from this dismissal. Instead, I
would vacate the judgment below and remand for reconsideration in
light of
Page 450 U. S. 384
supervening changes in the factual circumstances and the
applicable state law.
I
Appellants challenge the constitutionality of certain portions
of the former Del.Code Ann., Tit. 13, §§ 1101-1112 (1975), in
effect while this litigation was pending in the state courts. These
provisions established a
"procedure for termination of parental rights for the purpose of
adoption or, if a suitable adoption plan cannot be effected, for
the purpose of providing for the care of the child by some other
plan which may or may not contemplate the continued possibility of
eventual adoption."
§ 1103. Petitions for termination of parental rights could be
filed by certain specified categories of persons, including the
Division. § 1104(8). Upon a finding by the Superior Court that the
parents were "not fitted to continue to exercise parental rights,"
§ 1103(4), and that termination of existing parental rights would
be "in the best interests of the child," the court was required to
issue an order of termination, and to transfer parental rights to
another person, organization, or agency. § 1108(a). The effect of
the termination order was
"that all of the rights, duties, privileges and obligations
recognized by law between the [parents] and the child shall forever
thereafter cease to exist as fully and to all intents and purposes
as if the child and the [parents] were and always had been
strangers."
§ 1112. Either an order of termination or the consent of the
natural parents was required before children in the custody of the
State could be placed for adoption. §§ 907-908.
Appellants argue here, as they did at each stage of the
litigation in the state courts, that this statutory scheme for
termination of parental rights was invalid under the United States
Constitution. Specifically, they contend: (1) that Del.Code Ann.,
Tit. 13, § 1103(4) (1975), which provides for such termination
where the parent is "not fitted," is unconstitutionally vague and
indefinite; (2) that a higher
Page 450 U. S. 385
standard than the mere "preponderance of the evidence" is
required to terminate parental rights; and (3) that substantive due
process forbids termination of parental rights in the absence of a
demonstration of a compelling state interest, in the form of
specific findings of existing or threatened injury to the child.
[
Footnote 5] There is no doubt
that appellants raised their federal constitutional claim in a
timely manner in both the Superior Court [
Footnote 6] and the Supreme Court [
Footnote 7] of Delaware, nor that the Delaware
Supreme Court explicitly considered and rejected the federal
constitutional challenge. [
Footnote
8]
Dismissal of this appeal for want of a properly presented
federal question is, therefore, unwarranted. The practice in this
Court has been to dismiss an appeal taken under 28 U. S.C. §
1257(2) for want of a properly presented federal question only when
the federal question was not raised at the proper juncture in the
state court proceedings or in accordance with reasonable state
rules.
Jones v. Florida, 419 U. S. 1081,
1083 (1974) (BRENNAN, J., dissenting);
Godchaux Co. v.
Estopinal, 251 U. S. 179,
251 U. S. 181
(1919); R. Stern & E. Gressman, Supreme Court Practice 380-381
(5th ed.1978). [
Footnote 9]
See,
Page 450 U. S. 386
e.g., Street v. New York, 394 U.
S. 576,
394 U. S.
581-585 (1969);
Safeway Stores, inc. v. Oklahoma
Retail Grocers Assn., 360 U. S. 334,
360 U. S. 342,
n. 7 (1959);
Raley v. Ohio, 360 U.
S. 423,
360 U. S.
434-435 (1959);
Bailey v. Anderson,
326 U. S. 203,
326 U. S.
206-207 (1945);
Asbury Hospital v. Cass County,
326 U. S. 207,
326 U. S.
213-214 (1945);
Charleston Federal Savings &
Loan Assn. v. Alderson, 324 U. S. 182,
324 U. S.
185-187 (1945);
Hunter Co. v. McHugh,
320 U. S. 222,
320 U. S.
226-227 (1943);
Pennsylvania R. Co. v. Illinois
Brick Co., 297 U. S. 447,
297 U. S.
462-463 (1936);
Whitney v. California,
274 U. S. 357,
274 U. S.
360-361 (1927);
Live Oak Water Users' Assn. v.
Railroad Comm'n, 269 U. S. 354,
269 U. S.
357-359 (1926);
Rooker v. Fidelity Trust Co.,
261 U. S. 114,
261 U. S.
116-117 (1923);
Zadig v. Baldwin, 166 U.
S. 485,
166 U. S. 488
(1897);
Crowell v.
Randell, 10 Pet. 368,
35 U. S.
391-392,
35 U. S. 398
(1836);
cf. Cardinale v. Louisiana, 394 U.
S. 437,
394 U. S.
438-439 (1969) (dismissal of writ of certiorari);
Beck v. Washington, 369 U. S. 541,
369 U. S.
549-554 (1962) (same). [
Footnote 10] If the record shows that a federal
constitutional challenge to a state statute was brought to the
attention of the state court "with fair precision and in due time,"
then "the claim is . . . regarded as having been adequately
presented."
New York ex rel. Bryant v. Zimmerman,
278 U. S. 63,
278 U. S. 67
(1928). Indeed, if the highest state court
Page 450 U. S. 387
reaches the federal constitutional question and decides it on
the merits, this Court will consider the case despite any possible
failure of the litigants to raise the federal question in
compliance with state procedural requirements.
Charleston
Federal Savings & Loan Assn. v. Alderson, supra, at
324 U. S.
185-186;
Louisville & Nashville R. Co. v.
Higdon, 234 U. S. 592,
234 U. S. 598
(1914);
see Cox Broadcasting Corp. v. Cohn, 420 U.
S. 469,
420 U. S. 476
(1975).
Since appellants challenged the constitutionality of the
Delaware statutory scheme at each stage of the state court
litigation, and the Delaware Supreme Court expressly addressed the
issue, ruling that the termination of parental rights procedure was
constitutional, this Court's dismissal of the appeal for want of a
properly presented federal question is unprecedented and
inexplicable. [
Footnote
11]
Page 450 U. S. 388
II
The living situation of appellants and their children has
changed dramatically since the trial court proceedings in this
case. Doe and Roe have ceased to live together, thus ending the
incestuous relationship that formed the predicate for the Superior
Court's original judgment of unfitness.
See App. to
Juris.Statement 5b. According to their attorney, Doe now resides in
another State, while Roe has married and now lives with her husband
and his child in Delaware. Tr. of Oral Arg. 4. Doe and Roe have not
seen their five children since 1975. [
Footnote 12] The children, who ranged in age from 11
months to 4 years old when the Superior Court issued its first
order of termination in 1975, are now about 6 to 9 years old. The
children have never lived together as a family, and are now in four
separate placements. Appellants' attorney stated at oral argument
that "the eventual goal of the mother" is to obtain custody of her
children, and that she would permit the father to visit them.
Id. at 3. There is no evidence on any of these matters in
the record, because it has been closed since December, 1976.
Id. at 39.
Moreover, Del.Code Ann., Tit. 13, § 1103 (1975), was amended,
effective July 11, 1980, to alter the standard for termination of
parental rights. Instead of requiring a finding of "unfitness" as a
predicate for termination, the new statute provides for termination
if the parents "are not able, or have failed, to plan adequately
for the child's physical needs or his mental and emotional health
and development" and:
"a. In the case of a child in the care of an authorized
agency:"
"1. The child has been in the care of an authorized
Page 450 U. S. 389
agency for 1 year, or there is a history of previous placement
or placements of this child, or a history of neglect, abuse, or
lack of care of other children by this parent; and"
"2. The conditions which led to the child's placement still
persist, and there appears to be little likelihood that those
conditions will be remedied at an early date so that the child can
be returned to the parent in the near future."
"b. In the case of a child in the home of the stepparent or
blood relative:"
"1. The child has resided in the home of the stepparent or blood
relative for a period of at least 1 year; and"
"2. The Court finds the noncustodial parent or parents incapable
of exercising parental responsibilities, and that there appears to
be little likelihood such parent or parents will be able to
exercise such parental responsibilities in the foreseeable
future."
Del.Code Ann., Tit. 13, § 1103(5) (Supp. 1980). [
Footnote 13]
As stated in
Bell v. Maryland, 378 U.
S. 226,
378 U. S. 237
(1964), this Court has
"long followed a uniform practice where a supervening event
raises a question of state law pertaining to a case pending on
review here. That practice is to vacate and reverse the judgment
and remand the case to the state court, so that it may reconsider
it in the light of the supervening change in state law."
In the exercise of our jurisdiction under 28 U.S.C. § 1257, this
Court has the power "not only to correct error in the judgment
under review, but to make such disposition of the case as justice
requires."
Patterson v. Alabama, 294 U.
S. 600,
294 U. S. 607
(1935). And, as Chief Justice Hughes further observed in
Patterson:
"[I]n determining what justice does require, the Court is bound
to consider
Page 450 U. S. 390
any change, either in fact or in law, which has supervened since
the judgment was entered. We may recognize such a change, which may
affect the result, by setting aside the judgment and remanding the
case so that the state court may be free to act."
Ibid. See Giles v. Maryland, 386 U. S.
66,
386 U. S. 80
(1967) (plurality opinion);
Thorpe v. Housing Authority,
386 U. S. 670,
386 U. S.
673-674 (1967);
Trunkline Gas Co. v. Hardin
County, 375 U. S. 8 (1963);
Wolfe v. North Carolina, 364 U. S. 177,
364 U. S. 195,
n. 13 (1960);
Williams v. Georgia, 349 U.
S. 375,
349 U.S.
389-391 (1955);
State Farm Mutual Automobile Ins. Co. v.
Duel, 324 U. S. 154,
324 U. S. 161
(1945);
Ashcraft v. Tennessee, 322 U.
S. 143,
322 U. S.
155-156 (1944);
Walling v. James v. Reuter,
Inc., 321 U. S. 671,
321 U. S.
676-677 (1944);
New York ex rel. Whitman v.
Wilson, 318 U. S. 688,
318 U. S.
690-691 (1943);
Vanderbark v. Owens-Illinois Glass
Co., 311 U. S. 538,
311 U. S. 542
(1941);
State Tax Comm'n v. Van Cott, 306 U.
S. 511,
306 U. S.
515-516 (1939);
Honeyman v. Hanan, 300 U. S.
14,
300 U. S. 25-26
(1937);
Villa v. Van Schaick, 299 U.
S. 152,
299 U. S. 155
(1936);
Pagel v. MacLean, 283 U.
S. 266,
283 U. S.
268-269 (1931);
Missouri ex rel. Wabash R. Co. v.
Public Service Comm'n, 273 U. S. 126,
273 U. S.
130-131 (1927);
Dorchy v. Kansas, 264 U.
S. 286,
264 U. S. 289,
264 U. S. 291
(1924);
Gulf, C. & S.F. R. Co. v. Dennis, 224 U.
S. 503,
224 U. S.
505-507,
224 U. S. 509
(1912);
see also Piccirillo v. New York, 400 U.
S. 548,
400 U. S. 556,
n. 2 (1971) (BRENNAN, J., dissenting from dismissal of writ of
certiorari). [
Footnote
14]
Page 450 U. S. 391
The instant case falls squarely within the principle of
Bell and
Patterson. The change in the factual
circumstances and in the applicable state statute might well
produce a different result under Delaware law. This Court should
not decide what effect these changes might have under state law,
[
Footnote 15] or how the
Supreme Court of Delaware might decide this case under the new
circumstances and amended statute. [
Footnote 16]
See Bell v. Maryland, 378 U.S. at
378 U. S. 237.
Nor, however, should we
"ignore the supervening change in state law and proceed to
decide the federal constitutional questions presented by this case.
To do so would be to decide questions which, because of the
possibility that the state court would now reverse the [order of
termination], are not necessarily presented for decision."
Ibid.; see id. at
378 U. S. 241;
Missouri ex rel. Wabash R. Co. v. Public Service Comm'n,
supra at
273 U. S. 131;
Gulf, C. & S.F. R. Co. v. Dennis, supra at
224 U. S.
507.
III
To argue that the proper disposition of this case is to vacate
and remand, rather than to dismiss for want of a properly presented
federal question, is not merely to quibble over words. Appellants
in this case are parents who have been irrevocably separated from
their children by process of
Page 450 U. S. 392
a state law the contend is unconstitutional. To vacate and
remand is to recognize that supervening events have made further
state court proceedings necessary before this Court can reach the
constitutional questions; to dismiss is to end the litigation,
leaving Doe and Roe without any means to vindicate their parental
rights. [
Footnote 17]
See Pagel v. MacLean, supra at
283 U. S. 269;
Gulf, C. & S.F.R. Co. v. Dennis, supra at
283 U. S.
509.
The appellate jurisdiction of this Court is not discretionary.
Hicks v. Miranda, 422 U. S. 332,
422 U. S. 344
(1975). Having raised a federal constitutional challenge to the
former Del.Code Ann., Tit. 13, § 1103(4) (1975), under which their
parental rights were terminated, and having received a final
judgment from the highest court of the State upholding the statute
and affirming the termination order, appellants have a right to
appellate review. I can discern no basis for dismissing this appeal
for want of a properly presented federal question, and therefore
respectfully dissent.
[
Footnote 1]
This Court granted appellants' motion to seal the record, 445
U.S. 949 (1980), and the pseudonyms John Doe and Jane Roe have been
substituted for appellants' real names.
[
Footnote 2]
See Tr. of Oral Arg. 35. The Division has apparently
not made any formal arrangements for adoptive homes for the
children.
See Del. Code Ann., Tit. 13, §§ 907-908 (1975)
(making termination of the parental rights of the natural parents a
prerequisite to adoption in the absence of the consent of the
natural parents).
[
Footnote 3]
The order of termination issued orally by the Superior Court on
September 12, 1975, App. to Juris.Statement 5b, was initially
reversed by the Delaware Supreme Court for failure to decide
whether termination of parental rights was in the best interests of
the children, as required by Del.Code Ann., Tit. 13, § 1108 (1975).
App. to Juris.Statement 1c. On remand, the Superior Court concluded
that Doe and Roe "are incapable of providing proper care for their
children," and that "it is in the best interests of the children
that their parental rights of the children be terminated."
Id. at 3d. The Delaware Supreme Court affirmed.
In re
Five Minor Children, 407
A.2d 198 (1979).
[
Footnote 4]
The Court apparently does not question the subtantiality of the
federal question presented by this appeal, since it is dismissing
the appeal "for want of a properly presented federal question,"
rather than "for want of [a] substantial federal question,"
e.g., Black v. Pane, 438 U.S. 909 (1978), or "for want of
a properly presented substantial federal question,"
e.g.,
Greenwald v. Maryland, 363 U. S. 721
(1960).
[
Footnote 5]
Appellants' first argument
"draw[s] in question the validity of a statute of [a] state on
the ground of its being repugnant to the Constitution . . . of the
United States,"
and is therefore within this Court's appellate jurisdiction. 28
U.S.C. § 1257(2). We may therefore assume jurisdiction to decide
the second and third issues in the case as well.
Cox
Broadcasting Corp. v. Cohn, 420 U. S. 469,
420 U. S. 487,
n. 14 (1975);
Prudential Ins. Co. v. Cheek, 259 U.
S. 530,
259 U. S. 547
(1922).
[
Footnote 6]
App. to Juris.Statement 2i-6i, 8i.
[
Footnote 7]
Opening Brief for Appellants in No. 259 (Del.Sup.Ct.) 2, 8-36;
Reply Brief for Appellants in No. 259 (Del.Sup.Ct.) 1-21.
[
Footnote 8]
407 A.2d at 199-200.
[
Footnote 9]
In
Pearson v. Dodd, 429 U. S. 396
(1977), an appeal from the Supreme Court of Appeals of West
Virginia was dismissed "for want of a properly presented federal
question."
Id. at
429 U. S. 398. A reading of the per curiam opinion in
Pearson reveals, however, that the dismissal should have
been styled "for want of a substantial federal question," for the
Court determined that the appellant had "no constitutionally
protected property or entitlement interest" upon which to base her
claim.
Ibid.
[
Footnote 10]
Dismissal for want of a properly presented federal question is
distinguishable from dismissal because of the inadequacy of the
record for deciding the question presented,
e.g., Cowgill v.
California, 396 U. S. 371,
396 U. S. 372
(1970) (Harlan, J., concurring);
Mitchell v. Oregon Frozen
Foods Co., 361 U. S. 231
(1960) (dismissal of writ of certiorari);
but cf. Villa v. Van
Schaick, 299 U. S. 152,
299 U. S.
155-156 (1936) (judgment on appeal vacated and remanded
because of the inadequacy of the record), and from dismissal
because problems of construction and interpretation of state law
preclude addressing the constitutional issues "in clean-cut and
concrete form,"
e.g., Rescue Army v. Municipal Court,
331 U. S. 549,
331 U. S. 584
(1947). In the instant case, since appellants' challenge to the
Delaware termination of parental rights statutes does not depend on
the specific facts of the case, and since the Supreme Court of
Delaware has resolved the questions of statutory interpretation
relevant to this appeal, dismissal on the latter grounds would not
be appropriate.
[
Footnote 11]
Naim v. Naim, 350 U.S. 985 (1956), is not to the
contrary. In
Naim, we dismissed the appeal for want of a
properly presented federal question. In an earlier appeal in the
same case, 350 U.S. 891 (1955), we vacated the judgment of the
Supreme Court of Appeals of Virginia and remanded for further
proceedings. Our order explained:
"The inadequacy of the record as to the relationship of the
parties to the Commonwealth of Virginia at the time of the marriage
in North Carolina and upon their return to Virginia, and the
failure of the parties to bring here all questions relevant to the
disposition of the case, prevents the constitutional issue of the
validity of the Virginia statute on miscegenation tendered here
being considered 'in clean-cut and concrete form, unclouded' by
such problems.
Rescue Army v. Municipal Court,
331 U. S.
549,
331 U. S. 584."
Ibid. On remand, the Supreme Court of Appeals of
Virginia adhered to its decision and noted that the record
reflected the relation of the parties to the Commonwealth both
before and after the marriage.
Naim v. Naim, 197 Va. 734,
735, 90 S.E.2d 849, 850 (1956). This Court's subsequent dismissal
of the appeal from that decision for want of a properly presented
federal question is best understood, therefore, as attributable to
"the failure of the parties to bring here all questions relevant to
the disposition of the case." 350 U.S. at 891. In the instant case,
there is no such failure .
[
Footnote 12]
Appellants state that the reason they have not seen their
children since 1975 is that the Division did not permit them to
visit. Brief for Appellants 10, n. 17. The record does not reflect,
however, when or how often appellants attempted to see their
children.
[
Footnote 13]
In order to require termination of parental rights, the Court
must also make a "best interests of the child" determination as
required by Del.Code Ann., Tit. 13, § 1108 (1975), which was not
affected by the 1980 amendments.
[
Footnote 14]
In
Sanks v. Georgia, 401 U. S. 144
(1971), this Court dismissed an appeal from the Supreme Court of
Georgia after both the factual circumstances of the case and the
applicable state law had so changed that the
"focus of [the] lawsuit [had] been completely blurred, if not
altogether obliterated, and our judgment on the important issues
involved [had become] potentially immaterial."
Id. at
401 U. S. 152.
The effect of dismissing in
Sanks, however, was identical
to vacating and remanding, because the appeal was from an
interlocutory order, and the appellants were able to raise both
state and federal claims, based on the altered circumstances and
law, on remand.
Id. at
401 U. S.
148-150. Moreover, it was doubtful that the federal
constitutional question in
Sanks continued to present a
justiciable controversy sufficient to support Supreme Court
jurisdiction in light of the changed circumstances. Dismissal was
therefore an appropriate disposition. To similar effect is
United States v. Fruehauf, 365 U.
S. 146 (1961).
[
Footnote 15]
That this Court has the
power to decide for itself what
effect the changes would have on the outcome of this case is not
doubted.
See Missouri ex rel. Wabash R. Co. v. Public Service
Comm'n, 273 U. S. 126,
273 U. S. 131
(1927);
Steamship Co. v.
Joliffe, 2 Wall. 450,
69 U. S.
455-459 (1865). We have recognized, however, that the
exercise of this power is, at times, "inconsistent with our
tradition of deference to state courts on questions of state law."
Bell v. Maryland, 378 U. S. 226,
378 U. S. 237
(1964). To avoid this "pitfal[l]," we have adopted a policy of
vacating and remanding the judgment where the effect of supervening
events presents a question of state law.
Ibid.
[
Footnote 16]
Appellants did not seek a remand in state court based on the
changed factual circumstances. Tr. of Oral Arg. 12-14.
[
Footnote 17]
I express no opinion on whether appellants would be eligible for
relief under Rule 60 of the Rules of Civil Procedure for the
Superior Court of Delaware, which permits the Superior Court to
"relieve a party . . . from a final judgment, order, or proceeding
for . . . any . . . reason justifying relief from the operation of
the judgment."
Nor do I mean to imply that the State, as custodian of the
children, is without countervailing interest in obtaining a prompt
resolution of this controversy. Until the order of termination is
made final, the children may not be placed for adoption. Del.Code
Ann., Tit. 13, §§ 907, 908 (1975). As this Court recognized in
Smith v. Organization of Foster Families, 431 U.
S. 816,
431 U. S.
833-838 (1977), the "limbo" in which children remain
between leaving the care of their natural parents and entering the
care of permanent adoptive parents may have deleterious
consequences for them.
JUSTICE STEVENS, dissenting.
The wisdom of the Court's policy of avoiding the premature or
unnecessary adjudication of constitutional questions is well
established.
See Rescue Army v. Municipal Court of Los
Angeles, 331 U. S. 549,
331 U. S.
568-575. That policy provides
Page 450 U. S. 393
some support for the Court's otherwise inexplicable conclusion
that the three federal questions raised by this appeal are somehow
not "properly presented." [
Footnote
2/1] That policy also would provide some support for JUSTICE
BRENNAN's view that this case should be remanded to the Delaware
courts for further proceedings before this Court addresses any of
the federal issues. In my opinion, however, both the Court's
disposition and JUSTICE BRENNAN's proposed disposition are
inadequately supported by that policy, because adjudication of one
of the federal questions presented in this case would be neither
premature nor unnecessary.
To explain my position, I shall focus on the question whether
the Due Process Clause of the Fourteenth Amendment requires that
the termination of parental rights be supported by a higher
standard of proof than a mere preponderance of the evidence.
[
Footnote 2/2] For the reasons
stated by the Court
Page 450 U. S. 394
in
Addington v. Texas, 441 U.
S. 418, that question is undeniably substantial. For the
reasons stated by JUSTICE BRENNAN,
ante at
450 U. S.
384-387, there is no procedural defect in the record
that provides a legitimate basis for the Court's conclusion that
the question is not "properly presented" in this case. In my
opinion, the Court has the duty to decide that question now,
because there is no reason to believe that delay will affect either
the character of the question or the necessity of deciding it in
this case. Unlike JUSTICE BRENNAN, I believe that neither the
change in the status of the appellants nor the change in the
Delaware statute justifies a remand for further state court
proceedings without first deciding whether the Federal Constitution
requires that an order terminating parental rights be supported by
clear and convincing evidence. Neither in the Supreme Court of
Delaware nor in this Court have appellants argued that the change
in their living situation subsequent to the entry of the
termination order is a sufficient basis for setting aside that
order. [
Footnote 2/3] Of course, if
there is an independent basis for vacating the order -- or if the
state court decided to rely on postjudgment events to set aside its
own decision -- a new proceeding to determine the welfare of
appellants' children undoubtedly should consider
Page 450 U. S. 395
recent, as well as ancient, history. I do not believe, however.
that such recent events -- which are unrelated to the federal
questions that support our appellate jurisdiction -- provide an
appropriate basis for this Court to exercise its power to vacate
the judgment of the Delaware Supreme Court.
Nor, in my opinion, does the enactment of the new Delaware
statute make it appropriate for us to vacate the judgment of the
Delaware Supreme Court. This is not a case like
Bell v.
Maryland, 378 U. S. 226, in
which the State has made lawful the conduct that formed the basis
of a criminal conviction pending on appeal, [
Footnote 2/4] or otherwise has taken action that
significantly changed the federal question presented by an appeal
to this Court. None of the parties and none of the many
amici
curiae suggest that the new Delaware statute has changed the
standard of proof required by Delaware law. [
Footnote 2/5]
Page 450 U. S. 396
If it was unconstitutional to apply the preponderance of the
evidence standard at the 1972 termination proceeding, it would be
equally unconstitutional to apply that standard at a new proceeding
held under the revised statute. Because the constitutionality of
applying that standard in a case of this kind is now squarely at
issue, I believe we have the power and the obligation to resolve
this federal question
before any further proceedings are
conducted.
As the Court stated in
Patterson v. Alabama,
294 U. S. 600,
294 U. S. 607,
we have the power "not only to correct error in the judgment under
review, but to make such disposition of the case as justice
requires."
See BRENNAN, J., dissenting,
ante at
450 U. S. 389.
In my judgment, justice requires that we promptly resolve the
critical federal question properly presented in this case, because
this litigation involves the family status of growing children
[
Footnote 2/6] and because this
federal question is certain to reappear before us in the same form
at a later date. Accordingly, I would decide the standard of proof
question and, thereafter, either remand to the Delaware Supreme
Page 450 U. S. 397
Court for consideration of the two remaining questions in light
of the new statute or remand for a new trial under the correct
standard of proof, depending upon how that question is resolved by
a majority of the Members of this Court. I respectfully
dissent.
[
Footnote 2/1]
Appellants raise three constitutional objections to the
termination order entered against them.
See BRENNAN, J.,
dissenting,
ante at
450 U. S.
384-385. In their brief on the merits, appellants argue
the following questions:
"1. Is the Delaware statute, which provides for the permanent
termination of the parent-child relationship where the parent is
'not fitted,' unconstitutionally vague and indefinite in violation
of the Due Process Clause of the Fourteenth Amendment to the United
States Constitution?"
"2. In light of the protected nature of the family relationship
under decisions of this Court, does the Due Process Clause and this
Court's decision in
Addington v. Texas, 441 U. S.
418 (1979), preclude the termination of the parent-child
relationship based upon a mere 'preponderance of the
evidence'?"
"3. Under the Due Process Clause, must the state demonstrate a
compelling state interest, by making specific findings of existing
or threatened harm to the child, before terminating the
parent-child relationship?"
Brief for Appellants 3.
See also Juris.Statement
2-3.
[
Footnote 2/2]
If the standard of proof issue were not presented, I would agree
with JUSTICE BRENNAN's proposed disposition. Because the substance
of the unfitness standard has been revised in the new statute,
see ante at
450 U. S.
388-389, the other two questions raised by appellants
should be remanded to the Delaware Supreme Court for consideration
in light of the new statute, after a decision by this Court on the
merits of the standard of proof question. The new statutory
language would clearly be relevant to these questions if, as a
matter of state law, the new statute is applicable in this
termination proceeding.
[
Footnote 2/3]
Appellants did not seek a remand in the Delaware Supreme Court
based upon the change in their status.
See BRENNAN, J.,
dissenting,
ante at
450 U. S. 391,
n. 16. T hat court was informed of the changed circumstances,
see App. to Juris.Statement 5a; Tr. of Oral Arg. 11-14,
29-30, but it apparently concluded that the new circumstances did
not warrant a remand to the trial court in the absence of a request
by one of the parties. In their opening brief in this Court,
appellants do not even mention that the factual circumstances have
changed, and, in their reply brief, they allude to their present
status only in the vaguest of terms. It was only at oral argument
that appellants' counsel squarely addressed the details of their
present living situation.
[
Footnote 2/4]
As the Court noted in
Bell:
"Petitioners' convictions were affirmed by the Maryland Court of
Appeals on January 9, 1962. Since that date, Maryland has enacted
laws that abolish the crime of which petitioners were
convicted."
378 U.S. at
378 U. S. 228.
In addition, it is not at all clear that the Delaware courts would
regard the enactment of the new statute as a reason to modify or
vacate the termination order entered against appellants. In
Bell, the Court emphasized the fact that, under Maryland
law, the supervening change in the governing criminal statute
probably would result in reversal of the petitioners' convictions
by the state courts.
See id. at
378 U. S.
230-237. In this case, we do not know what effect, if
any, the new statute is likely to have on termination proceedings
initiated and substantially completed prior to its enactment. The
State of Delaware, in its brief in this Court, has not suggested
that the new statute has any bearing, as a matter of state law, on
this litigation.
[
Footnote 2/5]
Both the original and the revised statutes are silent with
respect to the standard of proof applicable in termination
proceedings. The Delaware Supreme Court, in its consideration of
the standard of proof issue in this case, did not rely upon any
specific language of the termination statute, but rather based its
conclusion primarily upon the civil, nonpenal nature of termination
proceedings in Delaware.
See App. to Juris.Statement
9-1la;
In re Five Minor Children, 407
A.2d 198, 200 (1979). Nothing on the face of the new statute
suggests that it will be interpreted to change the civil nature of
Delaware termination proceedings. Thus, even if the new statute
would be applicable in this case as a matter of state law, the
federal constitutional question would remain the same.
[
Footnote 2/6]
The initial termination order was entered in 1975. Appellants
have not seen their five children, now ranging in age from 6 to 9
years old, since that time. The children are presently in four
separate foster homes, and apparently have never lived together as
a family. Because of the pendency of this proceeding, the children
have been separated from each other and from their natural parents,
and also have been ineligible for adoption because of the statutory
requirement that the rights of the natural parents be finally
terminated before adoption can take place without their consent.
See Del.Code Ann., Tit. 13, §§ 907, 908 (1975). Further
dely in a proceeding of this nature may well frustrate whatever
hope remains that these children will ever be able to enjoy the
benefits of a secure and permanent family environment.
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