OCTOBER TERM, 1993
Syllabus
UNITED STATES DEPARTMENT OF DEFENSE ET AL.
v. FEDERAL
LABOR RELATIONS AUTHORITY ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FIFTH
CIRCUIT
No. 92-1223. Argued November 8, 1993-Decided February
23,1994
Two local unions filed unfair labor practice charges with
respondent Federal Labor Relations Authority after petitioner
federal agencies refused to provide them with the home addresses of
agency employees in the bargaining units represented by the unions.
The Authority concluded that the Federal Service Labor-Management
Relations Statute (Labor Statute) required the agencies to divulge
the addresses and rejected petitioners' argument that such
disclosure was prohibited by the Privacy Act of 1974. The Court of
Appeals granted enforcement of the Authority's disclosure orders.
It agreed that the Privacy Act did not bar disclosure because
disclosure would be required under the Freedom of Information Act
(FOIA). In determining that FOIA Exemption 6which exempts from
disclosure personnel files "the disclosure of which would
constitute a clearly unwarranted invasion of personal privacy"did
not apply, the court balanced the public interest in effective
collective bargaining embodied in the Labor Statute against the
employees' interest in keeping their home addresses private. It
thereby rejected the view that, under
Department of Justice
v.
Reporters Comm. for Freedom of Press, 489 U. S. 749, the only
public interest to be weighed in the analysis is the extent to
which FOIA's central purpose of opening agency action to public
scrutiny would be served by disclosure.
Held: The Privacy Act forbids the disclosure of employee
addresses to collective-bargaining representatives pursuant to
requests made under the Labor Statute. Pp. 492-504.
(a)
Department of Justice v.
Reporters Comm. for
Freedom of Press, supra, reaffirms several basic principles
that have informed the Court's interpretation of FOIA: (1) in
evaluating whether a request for information lies within the scope
of an exemption that bars disclosure when it would amount to an
unwarranted invasion of privacy, a court must balance the public
interest in disclosure against the interest Congress intended the
exemption to protect; (2) the only relevant public interest to be
weighed in this balance is the extent to which disclosure would
serve FOIA's core purpose of contributing significantly to public
understanding of the Government's operations or activities; and (3)
whether an
488
Syllabus
invasion of privacy is warranted cannot turn on the purposes for
which the information request is made. Pp. 492-496.
(b) These principles are easily applied to this case. The
relevant public interest supporting disclosure is negligible, at
best. Disclosure of the addresses would not appreciably further the
citizens' right to be informed about what their Government is up to
and, indeed, would reveal little or nothing about the employing
agencies or their activities. Respondents' argument that, because
the unions' requests were made under the Labor Statute rather than
directly under ForA, the Labor Statute's explicit policy
considerations should be imported into the ForA balancing analysis,
is rejected. In this case, the Privacy Act bars disclosure unless
it would be required under ForA. The Labor Statute's terms do not
amend FOIA's disclosure requirements or grant information
requesters under the Labor Statute special status for purposes of
FOIA. Therefore, because all FOIA requesters have an equal and
equally qualified right to information, the fact that respondents
are seeking to vindicate the policies behind the Labor Statute is
irrelevant to the ForA analysis. The negligible ForA-related public
interest in disclosure is substantially outweighed by the
employees' privacy interest in nondisclosure. For the most part,
the unions seek to obtain nonunion employees' addresses. Whatever
the reason that these employees have chosen not to become union
members or to provide the unions with their addresses, it is clear
that they have
some nontrivial privacy interest in
nondisclosure, and in avoiding the influx of union-related mail,
and, perhaps, union-related telephone calls or visits, that would
follow disclosure. Because the privacy interest outweighs the
relevant public interest, ForA Exemption 6 applies. ForA thus does
not require petitioners to disclose the addresses, and the Privacy
Act prohibits their release. Pp.497-502.
(c) Rather than thwart the collective-bargaining policies
embodied in the Labor Statute, the Court does no more than give
effect to the clear words of the provisions construed, including
the Labor Statute. Not presented, and therefore not addressed, is
respondents' concern that this ruling will allow agencies to refuse
to provide unions with other employee records that they need in
order to perform their duties as exclusive bargaining
representatives. Finally, to the extent that the terms of the
Privacy Act leave public sector unions in a position different from
that of their private sector counterparts, which assertedly are
entitled to receive employee home addresses under the National
Labor Relations Act, Congress may correct the disparity. Pp.
502-504.
975 F.2d
1105, reversed.
489
THOMAS, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and BLACKMUN, STEVENS, O'CONNOR, SCALIA, KENNEDY,
and SOUTER, JJ., joined. SOUTER, J., filed a concurring opinion,
post, p. 504. GINSBURG, J., filed an opinion concurring in
the judgment,
post, p. 504.
Christopher J. Wright argued the cause for
petitioners.
With him on the briefs were Solicitor General Days, Acting
Solicitor General Bryson, Acting Assistant Attorney General
Schiffer, Deputy Solicitor General Wallace, Leonard Schaitman, and
Sandra Wien Simon.
David M. Smith argued the cause for respondents. With him
on the brief for respondent Federal Labor Relations Authority were
William R. Tobey, William E. Persina, and
Pamela P.
Johnson. Mark D. Roth, Charles A. Hobbie, Stuart A. Kirsch, Walter
Kamiat, and
Laurence Gold filed a brief for respondent
American Federation of Government Employees, AFL-CIO. *
JUSTICE THOMAS delivered the opinion of the Court.
This case requires us to consider whether disclosure of the home
addresses of federal civil service employees by their employing
agency pursuant to a request made by the employees'
collective-bargaining representative under the Federal Service
Labor-Management Relations Statute, 5 U. S. C. §§ 7101-7135 (1988
ed. and Supp. IV), would constitute a "clearly unwarranted
invasion" of the employees' personal privacy within the meaning of
the Freedom of Information Act, 5 U. S. C. § 552. Concluding that
it would, we reverse the judgment of the Court of Appeals.
* Rossie D. Alston, Jr., filed a brief for the
National Right to Work Legal Defense Foundation, Inc., as
amicus
curiae urging reversal.
Gregory O'Duden and
Elaine Kaplan filed a brief
for the National Treasury Employees Union as
amicus curiae
urging affirmance.
490
I
The controversy underlying this case arose when two local unions
1 requested the petitioner federal agencies 2 to provide them with
the names and home addresses of the agency employees in the
bargaining units represented by the unions. The agencies supplied
the unions with the employees' names and work stations, but refused
to release home addresses.
In response, the unions filed unfair labor practice charges with
respondent Federal Labor Relations Authority (Authority), in which
they contended that the Federal Service Labor-Management Relations
Statute (Labor Statute), 5 U. S. C. §§ 7101-7135 (1988 ed. and
Supp. IV), required the agencies to divulge the addresses. The
Labor Statute generally provides that agencies must, "to the extent
not prohibited by law," furnish unions with data that are necessary
for collective-bargaining purposes. § 7114(b)(4). The agencies
argued that disclosure of the home addresses was prohibited by the
Privacy Act of 1974 (Privacy Act), 5 U. S. C. § 552a (1988 ed. and
Supp. IV). Relying on its earlier decision in
Department of
Navy, Portsmouth Naval Shipyard, Portsmouth, N.
H., 37
F. L. R. A. 515 (1990)
(Portsmouth), application for
enforcement denied and cross-petition for review granted
sub
nom. FLRA v.
Department of Navy, Naval Communications Unit
Cutler, 941 F.2d
49 (CA1 1991), the Authority rejected that argument and ordered
the agencies to divulge the addresses.
Department of Defense,
Army
1 Local 1657 of the United Food and Commercial Workers Union
represents a bargaining unit composed of employees of the Navy CBC
Exchange in Gulfport, Mississippi. Local 1345 of respondent
American Federation of Government Employees, AFL-CIO, represents a
worldwide bargaining unit composed of employees of the Army and Air
Force Exchange, which is headquartered in Dallas, Texas.
2 Petitioners are the U. S. Department of Defense, U. S.
Department of the Navy, Navy CBC Exchange, Construction Battalion
Center, Gulfport, Mississippi, and the U. S. Department of Defense,
Army and Air Force Exchange, Dallas, Texas.
491
and Air Force Exchange Serv., Dallas, Tex., 37 F. L. R. A. 930
(1990); Department of Navy, 37 F. L. R. A. 652 (1990).
A divided panel of the United States Court of Appeals for the
Fifth Circuit granted enforcement of the Authority's orders.
975 F.2d
1105 (1992). The panel majority agreed with the Authority that
the unions' requests for home addresses fell within a statutory
exception to the Privacy Act. That Act does not bar disclosure of
personal information if disclosure would be "required under section
552 of this title [the Freedom of Information Act (FOIA)]." 5 U. S.
C. § 552a(b)(2). The court below observed that FOIA, with certain
enumerated exceptions, generally mandates full disclosure of
information held by agencies. In the view of the Court of Appeals,
only one of the enumerated exceptionsthe provision exempting from
FOIA's coverage personnel files "the disclosure of which would
constitute a clearly unwarranted invasion of personal privacy," 5
U. S. C. § 552(b)(6) (Exemption 6)-potentially applied to this
case. 975 F. 2d, at 1109.
In determining whether Exemption 6 applied, the Fifth Circuit
balanced the public interest in effective collective bargaining
embodied in the Labor Statute against the interest of employees in
keeping their home addresses private. The court recognized that, in
light of our decision in
Department of Justice v.
Reporters Comm. for Freedom of Press, 489 U. S. 749 (1989),
other Courts of Appeals had concluded that the only public interest
to be weighed in the Exemption 6 balancing analysis is the extent
to which FOIA's central purpose of opening agency action to public
scrutiny would be served by disclosure.3 Rejecting that view,
however, the
3 See, e. g., Department of Navy, Navy Exchange v. FLRA,
975 F.2d
348 (CA7 1992); FLRA v. Department of Veterans Affairs,
958 F.2d
503 (CA2 1992); FLRA v. Department of Navy, Naval
Communications Unit Cutler,
941 F.2d
49 (CA11991); FLRA v. Department of Treasury, Financial
Management Serv.,
884 F.2d
1446 (CADC 1989), cert. denied, 493 U. S. 1055 (1990).
492
panel majority reasoned that
Reporters Committee "has
absolutely nothing to say about ... the situation that arises when
disclosure is initially required by some statute other than the
FOIA, and the FOIA is employed only secondarily." 975 F. 2d, at
1113. In such cases, the court ruled that "it is proper for the
federal court to consider the public interests embodied in the
statute which generates the disclosure request."
Id., at
1115.
Applying this approach, the court concluded that, because the
weighty interest in public sector collective bargaining identified
by Congress in the Labor Statute would be advanced by the release
of the home addresses, disclosure "would not constitute a clearly
unwarranted invasion of privacy."
Id., at 1116. In the panel
majority's view, because Exemption 6 would not apply, FOIA would
require disclosure of the addresses; in turn, therefore, the
Privacy Act did not forbid the agencies to divulge the addresses,
and the Authority's orders were binding.
Ibid. The
dissenting judge argued that
Reporters Committee controlled
the case and barred the agencies from disclosing their employees'
addresses to the unions.
Id., at 1116-1119 (Garza, J.,
dissenting).
We granted certiorari, 507 U. S. 1003 (1993), to resolve a
conflict among the Courts of Appeals concerning whether the Privacy
Act forbids the disclosure of employee addresses to
collective-bargaining representatives pursuant to information
requests made under the Labor Statute.
II
Like the Court of Appeals, we begin our analysis with the terms
of the Labor Statute, which governs labormanagement relations in
the federal civil service. Consistent with the congressional
finding that "labor organizations and collective bargaining in the
civil service are in the public interest," 5 U. S. C. § n01(a), the
Labor Statute requires an agency to accord exclusive recognition to
a labor union that
493
is elected by employees to serve as the representative of a
bargaining unit. § 7111(a). An exclusive representative must
represent fairly all employees in the unit, regardless of whether
they choose to become union members. § 7114(a)(1). The Labor
Statute also imposes a duty on the agency and the exclusive
representative to negotiate in good faith for the purpose of
arriving at a collective-bargaining agreement. § 7114(a)(4).
To fulfill its good-faith bargaining obligation, an agency must,
inter alia, "furnish to the exclusive representative
involved, or its authorized representative, upon request and,
to
the extent not prohibited by law, data ... (B) which is
reasonably available and necessary for full and proper discussion,
understanding, and negotiation of subjects within the scope of
collective bargaining." § 7114(b)(4)(B) (emphasis added). The
Authority has determined that the home addresses of bargaining unit
employees constitute information that is "necessary" to the
collective-bargaining process because through them, unions may
communicate with employees more effectively than would otherwise be
possible. See
Portsmouth, 37 F. L. R. A., at 532 ("In the
home environment, the employee has the leisure and the privacy to
give the full and thoughtful attention to the union's message that
the workplace generally does not permit");
Farmers Home Admin.
Finance Office, 23 F. L. R. A. 788, 796-797 (1986). This
determination, which has been upheld by several Courts of Appeals,4
is not before us. Nor is there any dispute that the addresses are
"reasonably available." Therefore, unless disclosure is "prohibited
by law," agencies such as petitioners must release home addresses
to exclusive representatives upon request.
Petitioners contend that the Privacy Act prohibits disclosure.
This statute provides in part:
4 See, e. g., FLRA v. Department of Defense, Army and Air Force
Exchange Serv.,
984 F.2d
370, 373 (CAW 1993); Department of Veterans Affairs, supra, at
507-508.
494
"No agency shall disclose any record which is contained in a
system of records by any means of communication to any person, or
to another agency, except pursuant to a written request by, or with
the prior written consent of, the individual to whom the record
pertains, unless disclosure of the record would be ... (2) required
under section 552 of this title [FOIA]." 5 U. S. C. § 552a(b)(2)
(1988 ed. and Supp. IV).
The employee addresses sought by the unions are "records"
covered by the broad terms of the Privacy Act. Therefore, unless
FOIA would require release of the addresses, their disclosure is
"prohibited by law," and the agencies may not reveal them to the
unions.5
We turn, then, to FOIA. As we have recognized previously, FOIA
reflects "a general philosophy of full agency disclosure unless
information is exempted under clearly delineated statutory
language."
Department of Air Force v.
Rose, 425 U. S. 352, 360-361
(1976) (internal quotation marks omitted). See also
EPA v.
Mink, 410 U. S.
73, 79-80 (1973). Thus, while "disclosure, not secrecy, is the
dominant objective of [FOIA]," there are a number of exemptions
from the statute's broad reach.
Rose, supra, at 361. The
exemption potentially applicable to employee addresses is Exemption
6, which provides that FOIA's disclosure requirements do not
5 The written-consent provision of the Privacy Act is not
implicated in this case. The unions already have access to the
addresses of their members and to those of nonmembers who have
divulged this information to them. It is not disputed that the
unions are able to contact bargaining unit employees at work and
ask them for their home addresses. In practical effect, the unions
seek only those addresses that they do not currently possess: the
addresses of nonunion employees who have not revealed this
information to their exclusive representative.
We also note that we are not asked in this case to consider the
potential applicability of any other Privacy Act exceptions, such
as the "routine use" exception. See 5 U. S. C. § 552a(b)(3).
Respondents rely solely on the argument that the unions' requests
for home addresses fall within the Privacy Act's FOIA
exception.
495
apply to "personnel and medical files and similar files the
disclosure of which would constitute a clearly unwarranted invasion
of personal privacy." 5 U. S. C. § 552(b)(6).
Thus, although this case requires us to follow a somewhat
convoluted path of statutory cross-references, its proper
resolution depends upon a discrete inquiry: whether disclosure of
the home addresses "would constitute a clearly unwarranted invasion
of [the] personal privacy" of bargaining unit employees within the
meaning of FOIA. For guidance in answering this question, we need
look no further than to our decision in
Department of
Justice v.
Reporters Comm. for Freedom of Press,
489 U. S. 749
(1989).
Reporters Committee involved FOIA requests addressed to
the Federal Bureau of Investigation that sought the "rap sheets" of
several individuals. In the process of deciding that the FBI was
prohibited from disclosing the contents of the rap sheets, we
reaffirmed several basic principles that have informed our
interpretation of FOIA. First, in evaluating whether a request for
information lies within the scope of a FOIA exemption, such as
Exemption 6, that bars disclosure when it would amount to an
invasion of privacy that is to some degree "unwarranted," "a court
must balance the public interest in disclosure against the interest
Congress intended the [e]xemption to protect."
Id., at 776.
See also
Rose, supra, at 372.
Second, the only relevant "public interest in disclosure" to be
weighed in this balance is the extent to which disclosure would
serve the "core purpose of the FOIA," which is "contribut[ing]
significantly to public understanding
of the operations or
activities of the government." Reporters Comm., supra, at 775
(internal quotation marks omitted). We elaborated on this point at
some length:
"[FOIA's] basic policy of 'full agency disclosure unless
information is exempted under clearly delineated statutory
language' indeed focuses on the citizens' right to be informed
about what their government is up to. Official
496
information that sheds light on an agency's performance of its
statutory duties falls squarely within that statutory purpose. That
purpose, however, is not fostered by disclosure of information
about private citizens that is accumulated in various governmental
files but that reveals little or nothing about an agency's own
conduct." 489 U. S., at 773 (quoting Rose, supra, at
360-361) (other internal quotation marks and citations
omitted).
See also
Rose, supra, at 372 (Exemption 6 cases "require
a balancing of the individual's right of privacy against the
preservation of the basic purpose of [FOIA] to open agency action
to the light of public scrutiny") (internal quotation marks
omitted).
Third, "whether an invasion of privacy is
warranted
cannot turn on the purposes for which the request for information
is made."
Reporters Comm., 489 U. S., at 771. Because
"Congress 'clearly intended' the FOIA 'to give any member of the
public as much right to disclosure as one with a special interest
[in a particular document],'"
ibid. (quoting
NLRB v.
Sears, Roebuck &
Co., 421 U. S. 132, 149
(1975)), except in certain cases involving claims of privilege,
"the identity of the requesting party has no bearing on the merits
of his or her FOIA request," 489 U. S., at 771.6
6 Our decision in
Reporters Committee turned on the
applicability of FOIA Exemption
7(C) to the requests for
"rap sheets." In pertinent part, Exemption
7(C) provides
that "[ForA] does not apply to matters that are ... (7) records or
information compiled for law enforcement purposes, but only to the
extent that the production of such law enforcement records or
information ...
(C) could reasonably be expected to
constitute an unwarranted invasion of personal privacy." 5 U. S. C.
§ 552(b)(7)(C). When we applied the ForA principles discussed in
the text, we concluded that "[t]he privacy interest in maintaining
the practical obscurity of rap-sheet information will always be
high," and that "the ForA-based public interest in disclosure is at
its nadir" when third parties seek law enforcement records
concerning private citizens, given that those records would shed no
light on the activities of government agencies or officials.
Reporters Comm., 489 U. S., at 780. Because the privacy
interest outweighed the relevant
497
III
The principles that we followed in
Reporters Committee
can be applied easily to this case. We must weigh the privacy
interest of bargaining unit employees in nondisclosure of their
addresses against the only relevant public interest in the FOIA
balancing analysis-the extent to which disclosure of the
information sought would "she[d] light on an agency's performance
of its statutory duties" or otherwise let citizens know "what their
government is up to."
Reporters Comm., supra, at 773
(internal quotation marks omitted; emphasis deleted).
The relevant public interest supporting disclosure in this case
is negligible, at best. Disclosure of the addresses might allow the
unions to communicate more effectively with employees, but it would
not appreciably further "the citizens' right to be informed about
what their government is up to." 489 U. S., at 773 (internal
quotation marks omitted). Indeed, such disclosure would reveal
little or nothing about the employing agencies or their activities.
Even the Fifth
public interest, we held as a categorical matter that such
records are excepted from ForA's broad disclosure requirements by
Exemption
7(C). Ibid.
Exemption
7(C) is more protective of privacy than
Exemption 6: The former provision applies to any disclosure that
"could reasonably be expected to constitute" an invasion of privacy
that is "unwarranted," while the latter bars any disclosure that
"would constitute" an invasion of privacy that is "clearly
unwarranted." Contrary to the view of the court below, see 975 F.
2d, at 1113, however, the fact that
Reporters Committee
dealt with a different ForA exemption than the one we focus on
today is of little import. Exemptions
7(C) and 6 differ in
the magnitude of the public interest that is required to override
the respective privacy interests protected by the exemptions. As we
shall see in Part III,
infra, however, the dispositive issue
here is the
identification of the relevant public interest
to be weighed in the balance, not the
magnitude of that
interest.
Reporters Committee provides the same guidance in
making this identification in Exemption
7(C) and Exemption 6
cases. See,
e. g., Department of State v.
Ray,
502 U. S. 164
(1991) (Exemption 6 case applying
Reporters Committee).
498
Circuit recognized that "[r]elease of the employees' ...
addresses would not in any meaningful way open agency action to the
light of public scrutiny." 975 F. 2d, at 1113.
Apparently realizing that this conclusion follows ineluctably
from an application of the FOIA tenets we embraced in
Reporters
Committee, respondents argue that
Reporters Committee is
largely inapposite here because it dealt with an information
request made directly under FOIA, whereas the unions' requests for
home addresses initially were made under the Labor Statute, and
implicated FOIA only incidentally through a chain of statutory
cross-references. In such a circumstance, contend respondents, to
give full effect to the three statutes involved and to allow unions
to perform their statutory representational duties, we should
import the policy considerations that are made explicit in the
Labor Statute into the FOIA Exemption 6 balancing analysis. If we
were to do so, respondents are confident we would conclude that the
Labor Statute's policy favoring collective bargaining easily
outweighs any privacy interest that employees might have in
nondisclosure.
We decline to accept respondents' ambitious invitation to
rewrite the statutes before us and to disregard the FOIA principles
reaffirmed in
Reporters Committee. The Labor Statute does
not, as the Fifth Circuit suggested, merely "borro[w] the FOIA's
disclosure calculus for another purpose." 975 F. 2d, at 1115.
Rather, it allows the disclosure of information necessary for
effective collective bargaining only "to the extent not prohibited
by law." 5 U. S. C. § 7114(b)(4). Disclosure of the home addresses
is prohibited by the Privacy Act unless an exception to that Act
applies. The terms of the Labor Statute in no way suggest that the
Privacy Act should be read in light of the purposes of the Labor
Statute. If there is an exception, therefore, it must be found
within the Privacy Act itself. Congress could have enacted an
exception to the Privacy Act's coverage for information "necessary"
for collective-bargaining purposes, but it
499
did not do so. In the absence of such a provision, respondents
rely on the exception for information the disclosure of which would
be "required under [FOIA]." § 552a(b)(2). Nowhere, however, does
the Labor Statute amend FOIA's disclosure requirements or grant
information requesters under the Labor Statute special status under
FOIA.7 Therefore, because all FOIA requesters have an equal, and
equally qualified, right to information, the fact that respondents
are seeking to vindicate the policies behind the Labor Statute is
irrelevant to the FOIA analysis. Cf.
Reporters Comm., 489 U.
S., at 771-772.
In her concurring opinion in
FLRA v.
Department of
Treasury, Financial Management Serv., 884
F.2d 1446 (CADC 1989), cert. denied, 493 U. S. 1055 (1990),
then-Judge Ginsburg cogently explained why we must reject
respondents' central argument:
"The broad cross-reference in 5 U. S. C. § 7114(b)(4)-'to the
extent not prohibited by law'-picks up the Privacy Act unmodified;
that Act, in turn, shelters personal records absent the consent of
the person to whom the record pertains, unless disclosure would be
required under the [FOIA].
"Once placed wholly within the FOIA's domain, the union
requesting information relevant to collective bargaining stands in
no better position than members of the general public. True, unions
have a special interest in identifying and communicating with
persons in the bar-
7 In this regard, see
Department of Veterans Affairs, 958
F. 2d, at 512 ("Nowhere in the [Labor Statute] does its language
indicate that the disclosure calculus required by ForA should be
modified. Nowhere do we find a qualification that the policies of
collective bargaining should be integrated into ForA");
Department of Treasury, 884 F. 2d, at 1453 ("Privacy Act
exception b(2) speaks only of ForA. We do not believe we are
entitled to engage in the sort of imaginative reconstruction that
would be necessary to introduce collective bargaining values into
the [ForA] balancing process").
500
gaining unit, an interest initially accommodated by [the Labor
Statute]. The bargaining process facilitation interest is
ultimately unavailing, however, because it 'falls outside the ambit
of the public interest that the FOIA was enacted to serve,' i.
e., the interest in advancing 'public understanding of the
operation or activities of the government.'" 884 F. 2d, at 1457
(quoting Reporters Comm., supra, at 775).
Against the virtually nonexistent FOIA-related public interest
in disclosure, we weigh the interest of bargaining unit employees
in nondisclosure of their home addresses. Cf.
Department of
State v.
Ray, 502 U. S. 164, 173-177
(1991);
Rose, 425 U. S., at 372. Because a very slight
privacy interest would suffice to outweigh the relevant public
interest, we need not be exact in our quantification of the privacy
interest. It is enough for present purposes to observe that the
employees' interest in nondisclosure is not insubstantial.
It is true that home addresses often are publicly available
through sources such as telephone directories and voter
registration lists, but "[i]n an organized society, there are few
facts that are not at one time or another divulged to another."
Reporters Comm., supra, at 763. The privacy interest
protected by Exemption 6 "encompass[es] the individual's control of
information concerning his or her person." 489 U. S., at 763. An
individual's interest in controlling the dissemination of
information regarding personal matters does not dissolve simply
because that information may be available to the public in some
form. Here, for the most part, the unions seek to obtain the
addresses of nonunion employees who have decided not to reveal
their addresses to their exclusive representative. See n. 5,
supra. Perhaps some of these individuals have failed to join
the union that represents them due to lack of familiarity with the
union or its services. Others may be opposed to their union or to
unionism in general on practical or ideological grounds.
501
Whatever the reason that these employees have chosen not to
become members of the union or to provide the union with their
addresses, however, it is clear that they have
some
nontrivial privacy interest in nondisclosure, and in avoiding the
influx of union-related mail, and, perhaps, union-related telephone
calls or visits, that would follow disclosure.8
Many people simply do not want to be disturbed at home by
work-related matters. Employees can lessen the chance of such
unwanted contacts by not revealing their addresses to their
exclusive representative. Even if the direct union! employee
communication facilitated by the disclosure of home addresses were
limited to mailings, this does not lessen the interest that
individuals have in preventing at least some unsolicited, unwanted
mail from reaching them at their homes. We are reluctant to
disparage the privacy of the home, which is accorded special
consideration in our Constitution, laws, and traditions. Cf.
Rowan v.
United States Post Office Dept., 397 U. S. 728, 737
(1970);
Olmstead v.
United States, 277 U. S. 438, 478 (1928)
(Brandeis, J., dissenting). Moreover, when we consider that other
parties, such as commercial advertisers and solicitors, must have
the same access under FOIA as the unions to the employee address
lists sought in this case, see
supra, at 496, 499, it is
clear that the individual privacy interest that would be protected
by nondisclosure is far from insignificant.
8 Even the Authority has recognized that "employees have some
privacy interest in their home addresses." Brief for Federal
Respondent 41 (citing
Department of Navy, Portsmouth Naval
Shipyard, Portsmouth, N H., 37 F. L. R. A. 515, 532
(1990)). The Courts of Appeals that have considered the question
have reached the same conclusion, although they have differed in
their characterization of the magnitude of the interest implicated.
See,
e. g., FLRA v.
Department of Defense, 977 F.2d
545, 549 (CAll 1992) ("important" privacy interest);
FLRA v.
Department of Navy, 966
F.2d 747, 759
(CA3 1992) (en banc) ("minimal" interest);
Department of Veterans Affairs, supra, at 510 ("general
privacy interest" in preventing dissemination of home address);
Department of Treasury, supra, at 1453 ("significant"
interest).
502
Because the privacy interest of bargaining unit employees in
nondisclosure of their home addresses substantially outweighs the
negligible FOIA-related public interest in disclosure, we conclude
that disclosure would constitute a "clearly unwarranted invasion of
personal privacy." 5 U. S. C. § 552(b)(6). FOIA, thus, does not
require the agencies to divulge the addresses, and the Privacy Act,
therefore, prohibits their release to the unions.
IV
Respondents argue that our decision will have a number of
untoward effects. First, they contend that without access to home
addresses, public sector unions will be unable to communicate with,
and represent effectively,
all bargaining unit employees.
Such a result, they believe, thwarts the collective-bargaining
policies explicitly embodied in the Labor Statute. See,
e.
g., 5 U. S. C. § 7101(a) (congressional finding that "labor
organizations and collective bargaining in the civil service are in
the public interest"). According to respondents, it is illogical to
believe that Congress intended the Privacy Act and FOIA to be
interpreted in a manner that hinders the effectuation of the
purposes motivating the Labor Statute.
Respondents, however, place undue emphasis on what they perceive
to be the impulses of the Congress that enacted the Labor Statute,
and neglect to consider the language in that statute that calls
into play the limitations of the Privacy Act. Speculation about the
ultimate goals of the Labor Statute is inappropriate here; the
statute plainly states that an agency need furnish an exclusive
representative with information that is necessary for
collective-bargaining purposes
only "to the extent not
prohibited by law." 5 U. S. C. § 7114(b)(4). Disclosure of the
addresses in this case is prohibited "by law," the Privacy Act. By
disallowing disclosure, we do no more than give effect to the clear
words of the provisions we
503
construe, including the Labor Statute. Cf.
Connecticut Nat.
Bank v.
Germain, 503 U. S. 249, 253 (1992)
("We have stated time and again that courts must presume that a
legislature says in a statute what it means and means in a statute
what it says there").
Second, respondents fear that our ruling will allow agencies,
acting pursuant to the Privacy Act, to refuse to provide unions
with other employee records, such as disciplinary reports and
performance appraisals, that the unions need in order to perform
their duties as exclusive bargaining representatives. This concern
is not presented in this case, however, and we do not address
it.
Finally, respondents contend that our decision creates an
unnecessary and unintended disparity between public and private
sector unions. While private sector unions assertedly are entitled
to receive employee home address lists from employers under the
National Labor Relations Act, as interpreted by the National Labor
Relations Board,9 respondents claim that federal sector unions now
will be needlessly barred from obtaining this information, despite
the lack of any indication that Congress intended such a result.
See
Department of Treasury, 884 F. 2d, at 1457-1461 (R.
Ginsburg, J., concurring). We do not question that, as a general
matter, private sector labor law may provide guidance in parallel
public sector matters. This fact has little relevance here,
however, for unlike private sector employees, federal employees
enjoy the protection of the Privacy Act, and that statute prohibits
the disclosure of the address lists sought in this case. To the
extent that this prohibition leaves public sector unions in a
position different from that of their private sector counterparts,
Congress may correct the disparity. Cf.
Sedima, S.
P. R.
L. v.
Imrex Co., 473 U. S. 479, 499
(1985).
9 See,
e. g., NLRB v.
Associated Gen. Contractors of
Cal., Inc., 633 F.2d
766, 773
(CA9 1980), cert. denied, 452 U. S. 915 (1981);
NLRB v.
Pearl Bookbinding Co., 517
F.2d 1108, 1113
(CAI1975).
504
v
For the foregoing reasons, the judgment of the Court of Appeals
is reversed.
So ordered.
JUSTICE SOUTER, concurring.
I join the Court's opinion with the understanding that it does
not ultimately resolve the relationship between the Federal Service
Labor-Management Relations Statute (Labor Statute) and all of the
Privacy Act of 1974 exceptions potentially available to
respondents, and that any more general language in the opinion is
limited, as the Court notes, to the relationship between the Labor
Statute and the Freedom of Information Act exception to the Privacy
Act at issue here. See
ante, at 494, n. 5.
JUSTICE GINSBURG, concurring in the judgment.
Before this Court's decision in
Department of Justice
v.
Reporters Comm.for Freedom of Press, 489 U. S. 749 (1989),
every court to consider the issue presented in this case reached a
conclusion opposing the one the Court announces today: The courts
uniformly enforced, against Privacy Act challenges, Federal Labor
Relations Authority (Authority) orders directing agencies to
disclose the names and addresses of bargaining unit employees to
the employees' exclusive bargaining representative.1 In these
judgments, the Courts of Appeals deferred to the Authority's expert
de-
1 See
Department of Navy v.
FLRA, 840 F.2d
1131 (CA3), cert. dism'd, 488 U. S. 881 (1988);
Department of Air Force, Scott Air Force Base v.
FLRA, 838 F.2d
229 (CA7), cert. dism'd, 488 U. S. 880 (1988);
Department of Agriculture v.
FLRA, 836 F.2d
1139 (CA8 1988), vacated and remanded, 488 U. S. 1025
(1989);
Department of Health and Human Services v.
FLRA, 833 F.2d
1129 (CA4 1987), cert. dism'd, 488 U. S. 880 (1988). See
also
American Federation of Govt. Employees, Local 1760 v.
FLRA, 786 F. 2d 554
(CA2 1986) (requiring FLRA to
order disclosure).
505
termination that disclosure was necessary to vindicate the
public interest in promoting federal-sector collective
bargaining-the interest Congress identified when it enacted the
Federal Service Labor-Management Relations Statute (Labor
Statute).2
The Privacy Act interposed no bar to disclosure under the Labor
Statute, these courts reasoned, because the Privacy Act allows
disclosure when the Freedom of Information Act (FOIA) so requires,
see 5 U. S. C. § 552a(b)(2), and the FOIA balancing of public
interest in disclosure against the asserted privacy interest, see
ante, at 495, tipped decisively in favor of disclosure. The
public interest the Courts of Appeals balanced was the promotion of
collective bargaining; the privacy interest, keeping employees'
names and addresses from their bargaining representative.
Reporters Committee, however, changed the FOIA calculus
that underlies these prodisclosure decisions. In
Reporters
Committee, the Court adopted a restrictive definition of the
"public interest in disclosure," holding that interest to be
circumscribed by FOIA's "core purpose": the purpose of "open[ing]
agency action to the light of public scrutiny" and advancing
"public understanding of the operations or activities of the
government." 489 U. S., at 774-776 (internal quotation marks and
emphasis omitted). As the Court observes today, disclosure of
employees' home addresses to their bargaining representatives would
not advance this purpose. See
ante, at 497. With
Reporters Committee as its guide, the Court traverses the
"convoluted path of statutory crossreferences,"
ante, at
495, from the Labor Statute to the Pri-
2 See 5 U. S. C. § 7101(a) ("labor organizations and collective
bargaining in the civil service are in the public interest"); §
7114(b)(4)(B) (agency must disclose information "necessary for full
and proper discussion, understanding, and negotiation of subjects
within the scope of collective bargaining," unless disclosure is
"prohibited by law").
506
GINSBURG, J., concurring in judgment
vacy Act to FOIA, and the Court's journey ends in a judgment
that disclosure is impermissible.3
The Court convincingly demonstrates that
Reporters
Committee, unmodified, requires this result. I came to the same
conclusion as a judge instructed by the Court's precedent. See
FLRA v.
Department of Treasury, Financial Mgmt.
Service, 884 F.2d
1446, 1457 (CADC 1989) (concurring opinion), cert. denied, 493
U. S. 1055 (1990), quoted
ante, at 499-500. It seemed to me
then and seems to me now, however, that Congress did not chart our
journey's end. See 884 F. 2d, at 1457-1461.
As this Court has recognized, in enacting the Labor Statute
"Congress unquestionably intended to strengthen the position of
federal unions."
Bureau of Alcohol, Tobacco and Firearms v.
FLRA, 464 U. S.
89, 107 (1983). It is surely doubtful that, in the very statute
bolstering federal-sector unions, Congress aimed to deny those
unions information their private-sector counterparts routinely
receive. See,
e. g., Prudential Ins. Co. of Am. v.
NLRB, 412 F.2d
77 (CA2), cert. denied, 396 U. S. 928 (1969); see also
NLRB v.
WymanGordon Co., 394 U. S. 759 (1969)
(upholding National Labor Relations Board order requiring employer
to disclose names and addresses before election). It is similarly
doubtful that Congress intended a privacy interest, appraised by
most
3 The Court does not reach the issue whether the "routine use"
exception to the Privacy Act, see 5 U. S. C. § 552a(b)(3), might
justify disclosure. See
ante, at 494, n. 5. The "routine
use" exception is not a secure one for the unions, however, because
it empowers agencies, in the first instance, to determine which
uses warrant the classification "routine," and because courts
ordinarily defer to agency assessments of this order. But cf.
United States Postal Service v.
National Assn. of Letter
Carriers, 9 F.3d
138, 143 (CADC 1993) (opinion of Silberman, J.) (suggesting
that National Labor Relations Act disclosure obligations might
compel the Postal Service "to publish a routine use notice that
would accommodate its duties under that Act").
507
courts as relatively modest,4 to trump the Legislature's firmly
declared interest in promoting federal-sector collective
bargaining. I do not agree with the Court, see
ante, at
498-499, that the
Reporters Committee rule yielding these
anomalies is indubitably commanded by FOIA.5
The
Reporters Committee "core purpose" limitation is not
found in FOIA's language. A FOIA requester need not show in the
first instance that disclosure would serve any public purpose, let
alone a "core purpose" of "open[ing] agency action to the light of
public scrutiny" or advancing "public understanding of the
operations or activities of the government." Instead, "[a]n agency
must disclose agency records to any person ... 'unless [the
records] may be withheld pursuant to one of the nine enumerated
exemptions listed in § 552(b).'"
Department of Justice v.
Tax Analysts, 492 U. S. 136, 150-151
(1989), quoting
Department of Justice
4 Compare FLRA v. Department of Navy, Navy Ships Parts Control
Center,
966 F.2d
747, 759 (CA3 1992) (en banc) ("minimal" privacy interest);
FLRA v. Department of Navy, Navy Resale and Services Support
Office,
958 F.2d
1490, 1496 (CA9 1992) ("minimal"); FLRA v. Department of
Veterans Affairs,
958 F.2d
503, 511 (CA2 1992) ("more than de minimis"); FLRA v.
Department of Navy, Naval Communications Unit Cutler,
941 F.2d
49, 56 (CA11991) ("modest"); Department of Air Force, Scott Air
Force Base v. FLRA,
838 F.2d
229, 232 (CA7) ("minuscule"), cert. dism'd, 488 U. S. 880
(1988); Department of Agriculture v. FLRA,
836
F.2d 1139, 1143 (CA8 1988) ("modest"), vacated and remanded,
488 U. S. 1025 (1989); American Federation of Govt. Employees,
Local 1760 v. FLRA,
786 F.2d
554, 556 (CA2 1986) ("not particularly compelling"), with FLRA
v. Department of Defense, Department of Navy, Pensacola Navy
Exchange,
977 F.2d
545, 549
(CAll 1992) ("important").
5 I do not question the result in
Reporters Committee,
shielding under ForA exemption
7(C), 5 U. S. C. §
552(b)(7)(C), scattered bits of information relevant to criminal
matters compiled in FBI "rap sheets." See
FLRA v.
Department of Treasury, Financial Mgmt. Service, 884 F.2d
1446, 1460 (R. B. Ginsburg, J., concurring) ("privacy invasion
threatened by release [to the union] of the bare names and
addresses [of bargaining unit employees] pales in comparison to the
privacy invasion threatened by [public] release of the rap
sheet").
508
v.
Julian, 486 U. S. 1, 8 (1988). In
Tax Analysts, for example, the Court required disclosure of
Department of Justice compilations of district court tax decisions
to the publishers of Tax Notes, a weekly magazine. That disclosure
did not notably "ad[d] ... to public knowledge of Government
operations." 492 U. S., at 156-157 (BLACKMUN, J., dissenting)
(required disclosure "adds nothing whatsoever to public knowledge
of Government operations").
Just as the FOIA requester confronts no "core purpose" obstacle
at the outset, no such limitation appears in the text of any FOIA
exemption. The exemption asserted in this case, for example,
provides that an agency may withhold information if disclosure
"would constitute a clearly unwarranted invasion of personal
privacy." 5 U. S. C. § 552(b)(6). It is fully consistent with this
statutory language to judge an invasion of personal privacy
"warranted," courts held
pre-Reporters Committee, even if
the disclosure sought is unrelated to informing citizens about
Government operations. Courts, on the issue before us, found
disclosure in order because the information was deemed necessary by
the expert Authority to vindicate an interest specifically
identified by Congress in the Labor Statute-the interest in
promoting federal-sector collective bargaining.
Such an interpretation is reconcilable with a main rule that the
identity and particular purpose of the requester is irrelevant
under FOIA. See
ante, at 496. This main rule serves as a
check against selection among requesters, by agencies and reviewing
courts, according to idiosyncratic estimations of the request's or
requester's worthiness. In the matter at hand, however, it is
Congress that has declared the importance of the request's purpose,
and Congress that has selected a single entity-the employees'
exclusive bargaining representative-as entitled to assert that
purpose. Allowing consideration of the public interest Congress has
recognized would distinguish among potential requesters on the
basis of the interest they assert, not simply their identity or
509
particular purpose. See
FLRA v.
Department of Navy,
Navy Resale and Services Support Office, 958
F.2d 1490, 1495 (CA9 1992) (cautioning against "confus[ing] the
identity of the requester with the interest asserted by the
requester").
I am mindful, however, that the preservation of
Reporters
Committee, unmodified, is the position solidly approved by my
colleagues, and I am also mindful that the pull of precedent is
strongest in statutory cases. See
Burnet v.
Coronado
Oil &
Gas Co., 285 U. S. 393, 406 (1932)
(Brandeis, J., dissenting);
Di Santo v.
Pennsylvania,
273 U. S. 34, 42
(1927) (Brandeis, J., dissenting). I therefore concur in the
Court's judgment, recognizing that, although today's decision
denies federal-sector unions information accessible to their
privatesector counterparts, "Congress may correct the disparity."
Ante, at 503.
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