OPINION OF THE COURT
DAVIS V. UNITED STATES
564 U. S. ____ (2011)
SUPREME COURT OF THE UNITED STATES
NO. 09-11328
WILLIE GENE DAVIS, PETITIONER
v. UNITED
STATES
on writ of certiorari to the united states court of
appeals for the eleventh circuit
[June 16, 2011]
Justice Alito delivered the
opinion of the Court.
The Fourth Amendment protects the
right to be free from “unreasonable searches and seizures,” but it
is silent about how this right is to be enforced. To supplement the
bare text, this Court created the exclusionary rule, a deterrent
sanction that bars the prosecution from introducing evidence
obtained by way of a Fourth Amendment violation. The question here
is whether to apply this sanction when the police conduct a search
in compliance with binding precedent that is later overruled.
Because suppression would do nothing to deter police misconduct in
these circumstances, and because it would come at a high cost to
both the truth and the public safety, we hold that searches
conducted in objectively reasonable reliance on binding appellate
precedent are not subject to the exclusionary rule.
I
The question presented arises in
this case as a result of a shift in our Fourth Amendment
jurisprudence on searches of automobiles incident to arrests of
recent occupants.
A
Under this Court’s decision in
Chimel v.
California,
395 U. S. 752 (1969), a police officer
who makes a lawful arrest may conduct a warrantless search of the
arrestee’s person and the area “within his immediate control.”
Id., at 763 (internal quotation marks omitted). This rule
“may be stated clearly enough,” but in the early going after
Chimel it proved difficult to apply, particularly in cases
that involved searches “inside [of] automobile[s] after the
arrestees [we]re no longer in [them].” See
New York v.
Belton,
453 U. S. 454, 458–459 (1981). A
number of courts up-held the constitutionality of vehicle searches
that were “substantially contemporaneous” with occupants’
arrests.[
Footnote 1] Other
courts disapproved of automobile searches incident to arrests, at
least absent some continuing threat that the arrestee might gain
access to the vehicle and “destroy evidence or grab a
weapon.”[
Footnote 2] In
New
York v.
Belton, this Court granted certiorari to
resolve the conflict. See
id., at 459–460.
In
Belton, a police
officer conducting a traffic stop lawfully arrested four occupants
of a vehicle and ordered the arrestees to line up, un-handcuffed,
along the side of the thruway.
Id., at 456; see Brief for
Petitioner in
New York v.
Belton, O. T.
1980, No. 80–328, p. 3. The officer then searched the vehicle’s
passenger compartment and found cocaine inside a jacket that lay on
the backseat.
Belton, 453 U. S., at 456. This Court upheld
the search as reasonable incident to the occupants’ arrests. In an
opinion that repeatedly stressed the need for a “straightforward,”
“workable rule” to guide police conduct, the Court announced “that
when a policeman has made a lawful custodial arrest of the occupant
of an automobile, he may, as a contemporaneous incident of that
arrest, search the passenger compartment of that automobile.”
Id., at 459–460 (footnote omitted).
For years,
Belton was widely
understood to have set down a simple, bright-line rule. Numerous
courts read the decision to authorize automobile searches incident
to arrests of recent occupants, regardless of whether the arrestee
in any particular case was within reaching distance of the vehicle
at the time of the search. See
Thornton v.
United
States,
541 U.
S. 615, 628 (2004) (Scalia, J., concurring in judgment)
(collecting cases). Even after the arrestee had stepped out of the
vehicle and had been subdued by police, the prevailing
understanding was that
Belton still authorized a
substantially contemporaneous search of the automobile’s passenger
compartment.[
Footnote 3]
Not every court, however, agreed with this
reading of
Belton. In
State v.
Gant, 216
Ariz. 1, 162 P. 3d 640 (2007), the Arizona Supreme Court
considered an automobile search conducted after the vehicle’s
occupant had been arrested, handcuffed, and locked in a patrol car.
The court distinguished
Belton as a case in which “four
unsecured” arrestees “presented an immediate risk of loss of
evidence and an obvious threat to [a] lone officer’s safety.” 216
Ariz., at 4, 162 P. 3d, at 643. The court held that where no
such “exigencies exis[t]”—where the arrestee has been subdued and
the scene secured—the rule of
Belton does not apply. 216
Ariz., at 4, 162 P. 3d, at 643.
This Court granted certiorari in
Gant, see
552 U. S. 1230 (2008),
and affirmed in a 5-to-4 decision.
Arizona v.
Gant, 556 U. S. ___ (2009). Four of the Justices in the
majority agreed with the Arizona Supreme Court that
Belton’s holding applies only where “the arrestee is
unsecured and within reaching distance of the passenger compartment
at the time of the search.” 556 U. S., at ___ (slip op., at 10).
The four dissenting Justices, by contrast, understood
Belton to have explicitly adopted the simple, bright-line
rule stated in the
Belton Court’s opinion. 556 U. S., at
___ (opinion of Alito, J.) (slip op., at 3); see
Belton,
453 U. S., at 460 (“[W]e hold that when a policeman has made a
lawful custodial arrest of the occupant of an automobile, he may,
as a contemporaneous incident of that arrest, search the passenger
compartment of that automobile” (footnote omitted)). To limit
Belton to cases involving unsecured arrestees, the
dissenters thought, was to overrule the decision’s clear holding.
Gant,
supra, at ___ (slip op., at 2–3). Justice
Scalia, who provided the fifth vote to affirm in
Gant,
agreed with the dissenters’ understanding of
Belton’s
holding. 556 U. S., at ___ (slip op., at 1–2) (concurring opinion).
Justice Scalia favored a more ex-plicit and complete overruling of
Belton, but he joined what became the majority opinion to
avoid “a 4-to-1-to-4” disposition. 556 U. S., at ___ (slip op., at
2–4). As a result, the Court adopted a new, two-part rule under
which an automobile search incident to a recent occupant’s arrest
is constitutional (1) if the arrestee is within reaching distance
of the vehicle during the search, or (2) if the police have reason
to believe that the vehicle contains “evidence relevant to the
crime of arrest.”
Id., at ___ (slip op., at 9–10) (citing
Thornton,
supra, at 632 (Scalia, J., concurring
in judgment); internal quotation marks omitted).
B
The search at issue in this case
took place a full two years before this Court announced its new
rule in
Gant. On an April evening in 2007, police officers
in Greenville, Alabama, conducted a routine traffic stop that
eventually resulted in the arrests of driver Stella Owens (for
driving while intoxicated) and passenger Willie Davis (for giving a
false name to police). The police handcuffed both Owens and Davis,
and they placed the arrestees in the back of separate patrol cars.
The police then searched the passenger compartment of Owens’s
vehicle and found a revolver inside Davis’s jacket pocket.
Davis was indicted in the Middle
District of Alabama on one count of possession of a firearm by a
convicted felon. See 18 U. S. C. §922(g)(1). In his motion to
suppress the revolver, Davis acknowledged that the officers’ search
fully complied with “existing Eleventh Circuit precedent.” App.
13–15. Like most courts, the Eleventh Circuit had long read
Belton to establish a bright-line rule authorizing
substantially contemporaneous vehicle searches incident to arrests
of recent occupants. See
United States v.
Gonzalez, 71 F. 3d 819, 822, 824–827 (CA11 1996)
(upholding automobile search conducted after the defendant had been
“pulled from the vehicle, handcuffed, laid on the ground, and
placed under arrest”). Davis recognized that the Dis-trict Court
was obligated to follow this precedent, but he raised a Fourth
Amendment challenge to preserve “the issue for review” on appeal.
App. 15. The District Court denied the motion, and Davis was
convicted on the firearms charge.
While Davis’s appeal was pending, this Court
decided
Gant. The Eleventh Circuit, in the opinion below,
applied
Gant’s new rule and held that the vehicle search
incident to Davis’s arrest “violated [his] Fourth Amendment
rights.” 598 F. 3d 1259, 1263 (CA11 2010). As for whether this
constitutional violation warranted suppression, the Eleventh
Circuit viewed that as a separate issue that turned on “the
potential of exclusion to deter wrongful police conduct.”
Id., at 1265 (quoting
Herring v.
United
States,
555 U. S. 135, 137 (2009); internal
quotation marks omitted). The court concluded that “penalizing the
[arresting] officer” for following binding appellate precedent
would do nothing to “dete[r] … Fourth Amendment violations.” 598
F. 3d, at 1265–1266 (bracketing and internal quotation marks
omitted). It therefore declined to apply the exclusionary rule and
affirmed Davis’s conviction. We granted certiorari. 562 U. S. ___
(2010).
II
The Fourth Amendment protects the
“right of the peo-ple to be secure in their persons, houses,
papers, and ef-fects, against unreasonable searches and seizures.”
The Amendment says nothing about suppressing evidence ob-tained in
violation of this command. That rule—the exclusionary rule—is a
“prudential” doctrine,
Pennsylvania Bd. of Probation and
Parole v.
Scott,
524 U. S. 357, 363
(1998), created by this Court to “compel respect for the
constitutional guaranty.”
Elkins v.
United
States,
364 U.
S. 206, 217 (1960); see
Weeks v.
United
States,
232 U.
S. 383 (1914);
Mapp v.
Ohio,
367 U. S. 643 (1961). Exclusion is
“not a personal constitutional right,” nor is it designed to
“redress the injury” occasioned by an unconstitutional search.
Stone v.
Powell,
428 U. S. 465, 486
(1976); see
United States v.
Janis,
428 U. S. 433, 454,
n. 29 (1976) (exclusionary rule “unsupportable as reparation
or compensatory dispensation to the injured criminal” (internal
quotation marks omitted)). The rule’s sole purpose, we have
repeatedly held, is to deter future Fourth Amendment violations.
E.g.,
Herring,
supra, at 141, and
n. 2;
United States v.
Leon,
468 U. S. 897, 909, 921, n. 22
(1984);
Elkins,
supra, at 217 (“calculated to
prevent, not to repair”). Our cases have thus limited the rule’s
operation to situations in which this purpose is “thought most
efficaciously served.”
United States v.
Calandra,
414 U. S. 338,
348 (1974). Where suppression fails to yield “appreciable
deterrence,” exclusion is “clearly . . . unwarranted.”
Janis,
supra, at 454.
Real deterrent value is a
“necessary condition for exclusion,” but it is not “a sufficient”
one.
Hudson v.
Michigan,
547 U. S. 586, 596
(2006). The analysis must also account for the “substantial social
costs” generated by the rule.
Leon,
supra, at
907. Exclusion exacts a heavy toll on both the judicial system and
society at large.
Stone, 428 U. S., at 490–491. It almost
always requires courts to ignore reliable, trustworthy evidence
bearing on guilt or innocence.
Ibid. And its bottom-line
effect, in many cases, is to suppress the truth and set the
criminal loose in the community without punishment. See
Herring,
supra, at 141. Our cases hold that
society must swallow this bitter pill when necessary, but only as a
“last resort.”
Hudson,
supra, at 591. For
exclusion to be appropriate, the deterrence benefits of suppression
must outweigh its heavy costs. See
Herring, supra, at 141;
Leon,
supra, at 910.
Admittedly, there was a time when our
exclusionary-rule cases were not nearly so discriminating in their
approach to the doctrine. “Expansive dicta” in several deci-sions,
see
Hudson,
supra, at 591, suggested that the
rule was a self-executing mandate implicit in the Fourth Amendment
itself. See
Olmstead v.
United States,
277 U. S. 438, 462
(1928) (remarking on the “striking outcome of the
Weeks
case” that “the Fourth Amendment, although not referring to or
limiting the use of evidence in courts, really forbade its
introduction”);
Mapp,
supra, at 655 (“[A]ll
evidence obtained by searches and seizures in violation of the
Constitution is, by that same authority, inadmissible in a state
court”). As late as our 1971 decision in
Whiteley v.
Warden,
Wyo. State Penitentiary, 401 U. S. 560, 568–569,
the Court “treated identification of a Fourth Amendment violation
as synonymous with application of the exclusionary rule.”
Arizona v.
Evans,
514 U. S. 1, 13 (1995). In
time, however, we came to acknowledge the exclusionary rule for
what it undoubtedly is—a “judicially created remedy” of this
Court’s own making.
Calandra,
supra, at 348. We
abandoned the old, “reflexive” application of the doctrine, and
imposed a more rigorous weighing of its costs and deterrence
benefits.
Evans,
supra, at 13; see,
e.g.,
Calandra,
supra; Janis,
supra; Stone,
supra; INS v.
Lopez-Mendoza,
468 U. S. 1032 (1984);
United States v.
Havens,
446 U. S. 620 (1980). In
a line of cases beginning with
United States v.
Leon, 468 U. S. 897, we also recalibrated
our cost-benefit analysis in exclusion cases to focus the inquiry
on the “flagrancy of the police misconduct” at issue.
Id.,
at 909, 911.
The basic insight of the
Leon line of
cases is that the deterrence benefits of exclusion “var[y] with the
culpability of the law enforcement conduct” at issue.
Herring, 555 U. S., at 143. When the police exhibit
“deliberate,” “reckless,” or “grossly negligent” disregard for
Fourth Amendment rights, the deterrent value of exclusion is strong
and tends to outweigh the resulting costs.
Id., at
144
. But when the police act with an objectively
“reasonable good-faith belief” that their conduct is lawful,
Leon,
supra, at 909 (internal quotation marks
omitted), or when their conduct involves only simple, “isolated”
negligence,
Herring,
supra, at 137, the
“ ‘deterrence rationale loses much of its force,’ ” and
exclusion cannot “pay its way.” See
Leon,
supra,
at 919, 908, n. 6 (quoting
United States v.
Peltier,
422 U. S. 531, 539
(1975)).
The Court has over time applied this
“good-faith” exception across a range of cases.
Leon
itself, for example, held that the exclusionary rule does not apply
when the police conduct a search in “objectively reasonable
reliance” on a warrant later held invalid. 468 U. S., at 922. The
error in such a case rests with the issuing magistrate, not the
police officer, and “punish[ing] the errors of judges” is not the
office of the exclusionary rule.
Id., at 916; see also
Massachusetts v.
Sheppard,
468 U. S. 981, 990
(1984) (companion case declining to apply exclusionary rule where
warrant held invalid as a result of judge’s clerical error).
Other good-faith cases have sounded a similar
theme.
Illinois v.
Krull,
480 U. S. 340 (1987), extended the
good-faith exception to searches conducted in reasonable reliance
on subsequently invalidated statutes.
Id., at 349–350
(“legislators, like judicial officers, are not the focus of the
rule”). In
Arizona v.
Evans,
supra, the
Court applied the good-faith exception in a case where the police
reasonably relied on erroneous information concerning an arrest
warrant in a database maintained by judicial employees.
Id., at 14. Most recently, in
Herring v.
United States,
555 U. S. 135, we extended
Evans in a case where
police employees erred in
maintaining records in a warrant database. “[I]solated,”
“nonrecurring” police negligence, we determined, lacks the
culpability required to justify the harsh sanction of exclusion.
555 U. S., at 137, 144.
III
The question in this case is
whether to apply the exclusionary rule when the police conduct a
search in objectively reasonable reliance on binding judicial
precedent. At the time of the search at issue here, we had not yet
decided
Arizona v.
Gant, 556 U. S. ___, and the
Eleventh Circuit had interpreted our decision in
New York
v.
Belton,
453 U. S. 454, to establish a
bright-line rule authorizing the search of a vehicle’s passenger
compartment incident to a recent occupant’s arrest.
Gonzalez, 71 F. 3d, at 825. The search incident to Davis’s
arrest in this case followed the Eleventh Circuit’s
Gonzalez precedent to the letter. Although the search
turned out to be unconstitutional under
Gant, all agree
that the officers’ conduct was in strict compliance with
then-binding Circuit law and was not culpable in any way. See Brief
for Petitioner 49 (“suppression” in this case would “impl[y] no
assignment of blame”).
Under our exclusionary-rule
precedents, this acknowledged absence of police culpability dooms
Davis’s claim. Police practices trigger the harsh sanction of
exclusion only when they are deliberate enough to yield
“meaningfu[l]” deterrence, and culpable enough to be “worth the
price paid by the justice system.”
Herring, 555 U. S., at
144. The conduct of the officers here was neither of these things.
The officers who conducted the search did not violate Davis’s
Fourth Amendment rights deliberately, recklessly, or with gross
negligence.
See ibid. Nor does this case involve any
“recurring or systemic negligence” on the part of law enforcement.
Ibid. The police acted in strict compliance with binding
precedent, and their behavior was not wrongful. Unless the
exclusionary rule is to become a strict-liability regime, it can
have no application in this case.
Indeed, in 27 years of practice under
Leon’s good-faith exception, we have “never applied” the
exclusionary rule to suppress evidence obtained as a result of
nonculpable, innocent police conduct.
Herring,
supra, at 144. If the police in this case had reasonably
relied on a warrant in conducting their search, see
Leon,
supra, or on an erroneous warrant record in a government
database,
Herring,
supra, the exclusionary rule
would not apply. And if Congress or the Alabama Legislature had
enacted a statute codifying the precise holding of the Eleventh
Circuit’s decision in
Gonzalez,[
Footnote 4] we would swiftly conclude that
“ ‘[p]enalizing the officer for the legislature’s error …
cannot logically contribute to the deterrence of Fourth Amendment
violations.’ ” See
Krull, 480 U. S., at 350. The same
should be true of Davis’s attempt here to “ ‘[p]enaliz[e] the
officer for the [appellate judges’] error.’ ” See
ibid.
About all that exclusion would deter in this
case is conscientious police work. Responsible law-enforcement
officers will take care to learn “what is required of them” under
Fourth Amendment precedent and will conform their conduct to these
rules.
Hudson, 547 U. S., at 599. But by the same token,
when binding appellate precedent specifically
authorizes a
particular police practice, well-trained officers will and should
use that tool to fulfill their crime-detection and public-safety
responsibilities. An of-ficer who conducts a search in reliance on
binding appellate precedent does no more than “ ‘ac[t] as a
reasonable officer would and should act’ ” under the
circumstances.
Leon, 468 U. S., at 920 (quoting
Stone, 428 U. S., at 539–540 (White, J., dissenting)). The
deterrent effect of exclusion in such a case can only be to
discourage the officer from “ ‘do[ing] his duty.’ ” 468
U. S., at 920.
That is not the kind of deterrence the
exclusionary rule seeks to foster. We have stated before, and we
reaffirm today, that the harsh sanction of exclusion “should not be
applied to deter objectively reasonable law enforcement activity.”
Id., at 919. Evidence obtained during a search conducted
in reasonable reliance on binding precedent is not subject to the
exclusionary rule.
IV
Justice Breyer’s dissent and
Davis argue that, although the police conduct in this case was in
no way culpable, other considerations should prevent the good-faith
exception from applying. We are not persuaded.
A
1
The principal argument of both
the dissent and Davis is that the exclusionary rule’s availability
to enforce new Fourth Amendment precedent is a retroactivity issue,
see
Griffith v.
Kentucky,
479 U. S. 314 (1987), not a good-faith
issue. They contend that applying the good-faith exception where
police have relied on overruled precedent effectively revives the
discarded retroactivity regime of
Linkletter v.
Walker,
381
U. S. 618 (1965). See
post, at 2–5.
In
Linkletter, we held
that the retroactive effect of a new constitutional rule of
criminal procedure should be determined on a case-by-case weighing
of interests. For each new rule,
Linkletter required
courts to consider a three-factor balancing test that looked to the
“purpose” of the new rule, “reliance” on the old rule by law
enforcement and others, and the effect retroactivity would have “on
the administration of justice.” 381 U. S., at 636. After
“weigh[ing] the merits and demerits in each case,” courts decided
whether and to what extent a new rule should be given retroactive
effect.
Id., at 629. In
Linkletter itself, the
balance of interests prompted this Court to conclude that
Mapp v.
Ohio,
367 U. S. 643—which incorporated the
exclusionary rule against the States—should not apply retroactively
to cases already final on direct review. 381 U. S., at 639–640. The
next year, we extended
Linkletter to retroactivity
determinations in cases on direct review. See
Johnson v.
New Jersey,
384 U. S. 719, 733
(1966) (holding that
Miranda v.
Arizona,
384 U. S. 436 (1966),
and
Escobedo v.
Illinois,
378 U. S. 478 (1964),
applied retroactively only to trials commenced after the decisions
were released).
Over time,
Linkletter proved
difficult to apply in a consistent, coherent way. Individual
applications of the standard “produced strikingly divergent
results,” see
Dan-forth v.
Minnesota,
552 U. S. 264, 273
(2008), that many saw as “incompatible” and “inconsistent.”
Desist v.
United States,
394 U. S. 244, 258
(1969) (Harlan, J., dissenting). Justice Harlan in particular, who
had endorsed the
Linkletter standard early on, offered a
strong critique in which he argued that “basic judicial” norms
required full retroactive application of new rules to all cases
still subject to direct review. 394 U. S., at 258–259; see also
Mackey v.
United States,
401 U. S. 667, 675–702
(1971) (Harlan, J., concurring in part and dissenting in part).
Eventually, and after more than 20 years of toil under
Linkletter, the Court adopted Justice Harlan’s view and
held that newly announced rules of constitutional criminal
procedure must apply “retroactively to all cases, state or federal,
pending on direct review or not yet final, with no exception.”
Griffith,
supra, at 328.
2
The dissent and Davis argue that
applying the good-faith exception in this case is “incompatible”
with our retroactivity precedent under
Griffith. See
post, at 2; Reply Brief for Petitioner 3–7. We think this
argument conflates what are two distinct doctrines.
Our retroactivity jurisprudence
is concerned with whether, as a categorical matter, a new rule is
available on direct review as a
potential ground for
relief. Retroactive application under
Griffith lifts what
would otherwise be a categorical bar to obtaining redress for the
government’s violation of a newly announced constitutional rule.
See
Danforth,
supra, at 271, n. 5 (noting
that it may “make more sense to speak in terms of the
‘redressability’ of violations of new rules, rather than the
‘retroactivity’ of such new rules”). Retroactive application does
not, however, determine what “appropriate remedy” (if any) the
defendant should obtain. See
Powell v.
Nevada,
511 U. S. 79, 84
(1994) (noting that it “does not necessarily follow” from
retroactive application of a new rule that the defendant will “gain
… relief”). Remedy is a separate, analytically distinct issue. Cf.
American Trucking Assns., Inc. v.
Smith,
496 U. S. 167, 189
(1990) (plurality opinion) (“[T]he Court has never equated its
retroactivity principles with remedial principles”). As a result,
the retroactive application of a new rule of substantive Fourth
Amendment law
raises the question whether a suppression
remedy applies; it does not answer that question. See
Leon, 468 U. S., at 906 (“Whether the exclusionary
sanction is appropriately imposed in a particular case … is ‘an
issue separate from the question whether the Fourth Amendment
rights of the party seeking to invoke the rule were violated by
police conduct’ ”).
When this Court announced its decision in
Gant, Davis’s conviction had not yet become final on
direct review.
Gant therefore applies retroactively to
this case. Davis may invoke its newly announced rule of substantive
Fourth Amendment law as a basis for seeking relief. See
Griffith,
supra, at 326, 328. The question, then,
becomes one of remedy, and on that issue Davis seeks application of
the exclusionary rule. But exclusion of evidence does not
automatically follow from the fact that a Fourth Amendment
violation occurred. See
Evans, 514 U. S., at 13–14. The
remedy is subject to exceptions and applies only where its “purpose
is effectively advanced.”
Krull, 480 U. S., at 347.
The dissent and Davis recognize that at least
some of the established exceptions to the exclusionary rule limit
its availability in cases involving new Fourth Amendment rules.
Suppression would thus be inappropriate, the dissent and Davis
acknowledge, if the inevitable-discovery exception were applicable
in this case. See
post, at 3; Reply Brief for Petitioner
22 (“Doctrines such as inevitable discovery, independent source,
attenuated basis, [and] standing … sharply limit the impact of
newly-announced rules”). The good-faith exception, however, is no
less an established limit on the
remedy of exclusion than
is inevitable discovery. Its application here neither contravenes
Griffith nor denies retroactive effect to
Gant.[
Footnote 5]
It is true that, under the old retroactivity
regime of
Linkletter, the Court’s decisions on the
“retroactivity prob-lem in the context of the exclusionary rule”
did take into account whether “law enforcement officers reasonably
believed in good faith” that their conduct was in compliance with
governing law.
Peltier, 422 U. S., at 535–537. As a matter
of retroactivity analysis, that approach is no longer applicable.
See
Griffith,
479 U. S. 314. It does not follow,
however, that reliance on binding precedent is irrelevant in
applying the good-faith exception to the exclusionary rule. When
this Court adopted the good-faith exception in
Leon, the
Court’s opinion explicitly relied on
Peltier and imported
its reasoning into the good-faith inquiry. See 468 U. S., at
918–919. That reasonable reliance by police was once a factor in
our retroactivity cases does not make it any less relevant under
our
Leon line of cases.[
Footnote 6]
B
Davis also contends that applying
the good-faith ex-ception to searches conducted in reliance on
binding pre-cedent will stunt the development of Fourth Amendment
law. With no possibility of suppression, criminal defendants will
have no incentive, Davis maintains, to request that courts overrule
precedent.[
Footnote 7]
1
This argument is difficult to
reconcile with our modern understanding of the role of the
exclusionary rule. We have never held that facilitating the
overruling of precedent is a relevant consideration in an
exclusionary-rule case. Rather, we have said time and again that
the
sole purpose of the exclusionary rule is to deter
misconduct by law enforcement. See,
e.g.,
Sheppard, 468 U. S., at 990 (“ ‘adopted to deter
unlawful searches by police’ ”);
Evans,
supra, at 14 (“historically designed as a means of
deterring police misconduct”).
We have also repeatedly rejected
efforts to expand the focus of the exclusionary rule beyond
deterrence of culpable police conduct. In
Leon, for
example, we made clear that “the exclusionary rule is designed to
deter police misconduct rather than to punish the errors of
judges.” 468 U. S., at 916; see
id., at 918 (“If exclusion
of evidence obtained pursuant to a subsequently invalidated warrant
is to have any deterrent effect … it must alter the behavior of
individual law enforcement officers or the policies of their
departments”).
Krull too noted that “legislators, like
judicial officers, are not the focus” of the exclusionary rule. 480
U. S., at 350. And in
Evans, we said that the exclusionary
rule was aimed at deterring “police misconduct, not mistakes by
court employees.” 514 U. S., at 14. These cases do not suggest that
the exclusionary rule should be modified to serve a purpose other
than deterrence of culpable law-enforcement conduct.
2
And in any event, applying the
good-faith exception in this context will not prevent judicial
reconsideration of prior Fourth Amendment precedents. In most
instances, as in this case, the precedent sought to be challenged
will be a decision of a Federal Court of Appeals or State Supreme
Court. But a good-faith exception for objectively reasonable
reliance on binding precedent will not prevent review and
correction of such decisions. This Court reviews criminal
convictions from 12 Federal Courts of Appeals, 50 state courts of
last resort, and the District of Columbia Court of Appeals. If one
or even many of these courts uphold a particular type of search or
seizure, defendants in jurisdictions in which the question remains
open will still have an undiminished incentive to litigate the
issue. This Court can then grant certiorari, and the de-velopment
of Fourth Amendment law will in no way be stunted.[
Footnote 8]
Davis argues that Fourth
Amendment precedents of
this Court will be effectively
insulated from challenge under a good-faith exception for reliance
on appellate precedent. But this argument is overblown. For one
thing, it is important to keep in mind that this argument applies
to an exceedingly small set of cases. Decisions overruling this
Court’s Fourth Amendment precedents are rare. Indeed, it has been
more than 40 years since the Court last handed down a decision of
the type to which Davis refers.
Chimel v.
California,
395 U. S. 752 (overruling
United
States v.
Rabinowitz,
339 U. S. 56 (1950), and
Harris v.
United States,
331 U. S. 145 (1947)).
And even in those cases, Davis points out that no fewer than eight
separate doctrines may preclude a defendant who successfully
challenges an existing precedent from getting any relief. Brief for
Petitioner 50. Moreover, as a practical matter, defense counsel in
many cases will test this Court’s Fourth Amendment precedents in
the same way that
Belton was tested in
Gant—by
arguing that the precedent is distinguishable. See Brief for
Respondent in
Arizona v.
Gant, O. T. 2008,
No. 07–542, pp. 22–29.[
Footnote
9]
At most, Davis’s argument might suggest
that—to prevent Fourth Amendment law from becoming ossified—the
petitioner in a case that results in the overruling of one of this
Court’s Fourth Amendment precedents should be given the benefit of
the victory by permitting the suppression of evidence in that one
case. Such a result would undoubtedly be a windfall to this one
random litigant. But the exclusionary rule is “not a personal
constitutional right.”
Stone, 428 U. S., at 486. It is a
“judicially created” sanction,
Calandra, 414 U. S., at
348, specifically designed as a “windfall” remedy to deter future
Fourth Amendment violations. See
Stone,
supra, at
490. The good-faith exception is a judicially created exception to
this judicially created rule. Therefore, in a future case, we
could, if necessary, recognize a limited exception to the
good-faith exception for a defendant who obtains a judgment
over-ruling one of our Fourth Amendment prece- dents. Cf. Friendly,
The Bill of Rights as a Code of Criminal Procedure, 53 Cal. L. Rev.
929, 952–953 (1965) (“[T]he same authority that empowered the Court
to supplement the amendment by the exclusionary rule a hundred and
twenty-five years after its adoption, likewise allows it to modify
that rule as the lessons of experience may teach” (internal
quotation marks and footnotes omitted)).[
Footnote 10]
But this is not such a case. Davis did not
secure a decision overturning a Supreme Court precedent; the police
in his case reasonably relied on binding Circuit precedent. See
United States v.
Gonzalez, 71 F. 3d 819. That
sort of blameless police conduct, we hold, comes within the
good-faith exception and is not properly subject to the
exclusionary rule.
* * *
It is one thing for the criminal
“to go free because the constable has blundered.”
People
v.
Defore, 242 N. Y. 13, 21, 150 N. E. 585, 587
(1926) (Cardozo, J.). It is quite another to set the criminal free
because the constable has scrupulously adhered to governing law.
Excluding evidence in such cases deters no police misconduct and
imposes substantial social costs. We therefore hold that when the
police conduct a search in objectively reasonable reliance on
binding appellate precedent, the exclusionary rule does not apply.
The judgment of the Court of Appeals for the Eleventh Circuit
is
Affirmed.
Footnote 1
See
e.g.,
United States v.
Sanders, 631 F. 2d 1309, 1313–1314 (CA8 1980);
United States v.
Dixon, 558 F. 2d 919, 922
(CA9 1977);
United States v.
Frick, 490
F. 2d 666, 668–669 (CA5 1973);
Hinkel v.
Anchorage, 618 P. 2d 1069, 1069–1071 (Alaska
1980).
Footnote 2
See
e.g.,
United States v.
Benson, 631 F. 2d 1336, 1340 (CA8 1980); see also
United States v.
Rigales, 630 F. 2d 364,
366–367 (CA5 1980);
Ulesky v.
State, 379
So. 2d 121, 125–126 (Fla. App. 1979).
Footnote 3
See,
e.g.,
United States v.
Dorsey, 418 F. 3d 1038, 1041, 1043–1044 (CA9 2005)
(upholding automobile search conducted after the officer had
“handcuffed [the arrestee] and put him in the back of [the] patrol
car”);
United States v.
Barnes, 374 F. 3d
601, 604 (CA8 2004) (same).
Footnote 4
Cf. Kan. Stat. Ann. §22–2501(c) (2007) (“When
a lawful arrest is effected a law enforcement officer may
reasonably search the person arrested and the area within such
person’s immediate presence for the purpose of … [d]iscovering the
fruits, instrumentalities, or evidence of a crime”). The Kansas
Supreme Court recently struck this provision down in light of
Arizona v.
Gant, 556 U. S. ___ (2009).
State v.
Henning, 289 Kan. 136, 137, 209
P. 3d 711, 714 (2009). But it has applied
Illinois v.
Krull,
480 U. S. 340 (1987), and the
good-faith exception to searches conducted in reasonable reliance
on the statute. See
State v.
Daniel, 291 Kan.
490, 497–504, 242 P. 3d 1186, 1191–1195 (2010).
Footnote 5
The dissent argues that the good-faith
exception is “unlike … inevitable discovery” because the former
applies in all cases where the police reasonably rely on binding
precedent, while the latter “applies only upon occasion.”
Post, at 3. We fail to see how this distinction makes any
difference. The same could be said—indeed, the same
was
said—of searches conducted in reasonable reliance on statutes. See
Krull, 480 U. S., at 368–369 (O’Connor, J., dissenting)
(arguing that result in
Krull was inconsistent with
Griffith). When this Court strikes down a statute on
Fourth Amendment grounds, the good-faith exception may prevent the
exclusionary rule from applying “in
every case pending
when [the statute] is overturned.”
Post, at 3. This result
does not make the Court’s newly announced rule of Fourth Amendment
law any less retroactive. It simply limits the applicability of a
suppression remedy. See
Krull,
supra, at 354–355,
n. 11.
Footnote 6
Nor does
United States v.
Johnson,
457 U. S. 537 (1982),
foreclose application of the good-faith exception in cases
involving changing law.
Johnson distinguished
Peltier and held that all Fourth Amendment cases should be
retroactive on direct review so long as the new decision is not a
“clear break” from prior precedent. 457 U. S., at 562.
Johnson had no occasion to opine on the good-faith
exception to the exclusionary rule, which we adopted two years
later in
Leon.
Footnote 7
Davis also asserts that a good-faith rule
would permit “new Fourth Amendment decisions to be applied only
prospectively,” thus amounting to “a regime of rule-creation by
advisory opinion.” Brief for Petitioner 23, 25. For reasons
discussed in connection with Davis’s argument that application of
the good-faith exception here would revive the
Linkletter
regime, this argument conflates the question of retroactivity with
the question of remedy.
Footnote 8
The dissent does not dispute this point, but
it claims that the good-faith exception will prevent us from
“rely[ing] upon lower courts to work out Fourth Amendment
differences among themselves.”
Post, at 5. If that is
correct, then today’s holding may well lead to
more
circuit splits in Fourth Amendment cases and a
fuller
docket of Fourth Amendment cases in this Court. See this Court’s
Rule 10. Such a state of affairs is unlikely to result in
ossification of Fourth Amendment doctrine.
Footnote 9
Where the search at issue is conducted in
accordance with a municipal “policy” or “custom,” Fourth Amendment
precedents may also be challenged, without the obstacle of the
good-faith exception or qualified immunity, in civil suits against
municipalities. See 42 U. S. C. §1983;
Los Angeles
County v.
Humphries, 562 U. S. ___, ___ (2010) (slip
op., at 7) (citing
Monell v.
New York City Dept. of
Social Servs.,
436 U. S. 658, 690–691
(1978)).
Footnote 10
Davis contends that a criminal defendant will
lack Article III standing to challenge an existing Fourth Amendment
precedent if the good-faith exception to the exclusionary rule
precludes the defendant from obtaining relief based on police
conduct that conformed to that precedent. This argument confuses
weakness on the merits with absence of Article III standing. See
ASARCO Inc. v.
Kadish,
490 U. S. 605, 624
(1989) (standing does not “ ‘depen[d] on the merits of [a
claim]’ ”). And as a practical matter, the argument is also
overstated. In many instances, as in
Gant, see 556 U. S.,
at __ (slip op., at 8), defendants will not simply concede that the
police conduct conformed to the precedent; they will argue instead
that the police conduct did not fall within the scope of the
precedent.
In any event, even if some criminal defendants
will be unable to challenge some precedents for the reason that
Davis suggests, that provides no good reason for refusing to apply
the good-faith exception. As noted, the exclusionary rule is not a
personal right, see
Stone, 428 U. S., at 486, 490, and
therefore the rights of these defendants will not be impaired. And
because (at least in almost all instances) the precedent can be
challenged by others, Fourth Amendment case law will not be
insulated from reconsideration.
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