OCTOBER TERM, 1997
Syllabus
COUNTY OF SACRAMENTO ET AL.
v. LEWIS, ET AL., PERSONAL
REPRESENTATIVES OF THE ESTATE
OF LEWIS, DECEASED
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH
CIRCUIT
No. 96-1337. Argued December 9, 1997-Decided May 26,1998
After petitioner James Smith, a county sheriff's deputy,
responded to a call along with another officer, Murray Stapp, the
latter returned to his patrol car and saw a motorcycle approaching
at high speed, driven by Brian Willard, and carrying Philip Lewis,
respondents' decedent, as a passenger. Stapp turned on his rotating
lights, yelled for the cycle to stop, and pulled his car closer to
Smith's in an attempt to pen the cycle in, but Willard maneuvered
between the two cars and sped off. Smith immediately switched on
his own emergency lights and siren and began high-speed pursuit.
The chase ended after the cycle tipped over. Smith slammed on his
brakes, but his car skidded into Lewis, causing massive injuries
and death. Respondents brought this action under 42 U. S. C. §
1983, alleging a deprivation of Lewis's Fourteenth Amendment
substantive due process right to life. The District Court granted
summary judgment for Smith, but the Ninth Circuit reversed,
holding,
inter alia, that the appropriate degree of fault
for substantive due process liability for high-speed police
pursuits is deliberate indifference to, or reckless disregard for,
a person's right to life and personal security.
Held: A police officer does not violate substantive due
process by causing death through deliberate or reckless
indifference to life in a highspeed automobile chase aimed at
apprehending a suspected offender. Pp.840-855.
(a) The "more-specific-provision" rule of
Graham v.
Connor, 490 U.
S. 386, 395, does not bar respondents' suit.
Graham
simply requires that if a constitutional claim is covered by a
specific constitutional provision, the claim must be analyzed under
the standard appropriate to that specific provision, not under
substantive due process.
E. g.,
United States v.
Lanier, 520 U.
S. 259, 272, n. 7. Substantive due process analysis is
therefore inappropriate here only if, as
amici argue,
respondents' claim is "covered by" the Fourth Amendment. It is not.
That Amendment covers only "searches and seizures," neither of
which took place here. No one suggests that there was a search, and
this Court's cases foreclose finding a seizure, since Smith did not
terminate Lewis's freedom
834
Syllabus
of movement through means intentionally applied.
E. g.,
Brower v.
County of Inyo, 489 U. S. 593, 597. Pp.
842-845.
(b) Respondents' allegations are insufficient to state a
substantive due process violation. Protection against governmental
arbitrariness is the core of due process,
e. g., Hurtado v.
California, 110 U. S. 516, 527,
including substantive due process, see,
e. g., Daniels v.
Williams, 474
U. S. 327, 331, but only the most egregious executive action
can be said to be "arbitrary" in the constitutional sense,
e.
g., Collins v.
Harker Heights, 503 U. S. 115, 129; the
cognizable level of executive abuse of power is that which shocks
the conscience,
e. g., id., at 128;
Rochin v.
California, 342 U. S. 165, 172-173.
The conscience-shocking concept points clearly away from liability,
or clearly toward it, only at the ends of the tort law's
culpability spectrum: Liability for negligently inflicted harm is
categorically beneath the constitutional due process threshold,
see,
e. g., Daniels v.
Williams, 474 U. S., at 328,
while conduct deliberately intended to injure in some way
unjustifiable by any government interest is the sort of official
action most likely to rise to the conscienceshocking level, see
id., at 331. Whether that level is reached when culpability falls
between negligence and intentional conduct is a matter for closer
calls. The Court has recognized that deliberate indifference is
egregious enough to state a substantive due process claim in one
context, that of deliberate indifference to the medical needs of
pretrial detainees, see
City of Revere v.
Massachusetts
Gen. Hospital, 463 U. S. 239,244; cf.
Estelle v.
Gamble, 429 U. S. 97, 104, but
rules of due process are not subject to mechanical application in
unfamiliar territory, and the need to preserve the constitutional
proportions of substantive due process demands an exact analysis of
context and circumstances before deliberate indifference is
condemned as conscience shocking, cf.
Betts v.
Brady,
316 U. S. 455,
462. Attention to the markedly different circumstances of normal
pretrial custody and high-speed law enforcement chases shows why
the deliberate indifference that shocks in the one context is less
egregious in the other. In the circumstances of a highspeed chase
aimed at apprehending a suspected offender, where unforeseen
circumstances demand an instant judgment on the part of an officer
who feels the pulls of competing obligations, only a purpose to
cause harm unrelated to the legitimate object of arrest will
satisfy the shocksthe-conscience test. Such chases with no intent
to harm suspects physically or to worsen their legal plight do not
give rise to substantive due process liability. Cf.
Whitley
v.
Albers, 475
U. S. 312, 320-321. The fault claimed on Smith's part fails to
meet this test. Smith was faced with a course of lawless behavior
for which the police were not to blame. They had done nothing to
cause Willard's high-speed driving in the first place, nothing to
excuse his flouting of the commonly understood police
835
authority to control traffic, and nothing (beyond a refusal to
call off the chase) to encourage him to race through traffic at
breakneck speed. Willard's outrageous behavior was practically
instantaneous, and so was Smith's instinctive response. While
prudence would have repressed the reaction, Smith's instinct was to
do his job, not to induce Willard's lawlessness, or to terrorize,
cause harm, or kill. Prudence, that is, was subject to
countervailing enforcement considerations, and while Smith
exaggerated their demands, there is no reason to believe that they
were tainted by an improper or malicious motive. Pp. 845-855.
98 F.3d
434, reversed.
SOUTER, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and O'CONNOR, KENNEDY, GINSBURG, and BREYER, JJ.,
joined. REHNQUIST, C. J., filed a concurring opinion,
post,
p. 855. KENNEDY, J., filed a concurring opinion, in which O'CONNOR,
J., joined,
post, p. 856. BREYER, J., filed a concurring
opinion,
post, p. 858. STEVENS, J., filed an opinion
concurring in the judgment,
post, p. 859. SCALIA, J., filed
an opinion concurring in the judgment, in which THOMAS, J., joined,
post, p.860.
Terence J.
Cassidy argued the cause and filed
briefs for petitioners.
Paul J. Hedlund argued the cause for respondents. With
him on the brief was
Michael L. Baum. *
*Briefs of
amici curiae urging reversal were filed for
the State of Alaska et al. by
Daniel E. Lungren, Attorney
General of California,
Margaret A. Rodda, Senior Assistant
Attorney General,
Darryl L. Doke, Supervising Deputy
Attorney General, and
Stephen J.
Egan, Deputy
Attorney General, joined by the Attorneys General for their
respective States as follows:
Bruce M. Botelho of Alaska,
Grant Woods of Arizona,
Margery S.
Bronster of
Hawaii,
Alan G.
Lance of Idaho,
Thomas J.
Miller of Iowa,
Michael E. Carpenter of Maine,
Scott Harshbarger of Massachusetts,
Frank J.
Kelley of Michigan,
Hubert H. Humphrey III of
Minnesota,
Jeremiah W (Jay) Nixon of Missouri,
Joseph P.
Mazurek of Montana,
Don Stenberg of Nebraska,
Frankie
Sue Del Papa of Nevada,
Dennis C.
Vacco of New
York,
Heidi Heitkamp of North Dakota,
D. Michael
Fisher of Pennsylvania,
Mark W Barnett of South Dakota,
Jan Graham of Utah,
Richard Cullen of Virginia,
Darrell V. McGraw, Jr., of West Virginia,
James E.
Doyle of Wisconsin, and
William U. Hill of Wyoming; for
the City and County of Denver by
Theodore S.
Halaby;
for the County of Riverside et al. by
William C.
Katzenstein, James K. Hahn, Gregory
836
JUSTICE SOUTER delivered the opinion of the Court.
The issue in this case is whether a police officer violates the
Fourteenth Amendment's guarantee of substantive due process by
causing death through deliberate or reckless indifference to life
in a high-speed automobile chase aimed at apprehending a suspected
offender. We answer no, and hold that in such circumstances only a
purpose to cause harm unrelated to the legitimate object of arrest
will satisfy the element of arbitrary conduct shocking to the
conscience, necessary for a due process violation.
I
On May 22, 1990, at approximately 8:30 p.m., petitioner James
Everett Smith, a Sacramento County sheriff's deputy, along with
another officer, Murray Stapp, responded to a call to break up a
fight. Upon returning to his patrol car, Stapp saw a motorcycle
approaching at high speed. It was operated by 18-year-old Brian
Willard and carried Philip Lewis, respondents' 16-year-old
decedent, as a passenger. Neither boy had anything to do with the
fight that prompted the call to the police.
Stapp turned on his overhead rotating lights, yelled to the boys
to stop, and pulled his patrol car closer to Smith's, attempting to
pen the motorcycle in. Instead of pulling over in response to
Stapp's warning lights and commands, Willard
P. Orland, Timothy T. Coates, H. Peter Klein, Alan K. Marks,
James B. Lindholm, Jr., Steven M. Woodside, James Rumble, and James
P. Botz; for the Grand Lodge of the Fraternal Order of Police by
Gary Lightman, Thomas T. Rutherford, and William J. Friedman; for
the National Association of Counties et al. by Richard Ruda and
Charles Rothfeld; and for the Criminal Justice Legal Foundation by
Kent S. Scheidegger.
Briefs of
amici curiae urging affirmance were filed for
the Association of Trial Lawyers of America by
Howard A.
Friedman and
Richard D. Haley; for Gabriel Torres et al.
by
Stephen Yagman and
Marion R. Yagman; and for
Solutions to the Tragedies of Police Pursuits (STOPP) by
Andrew C.
Clarke.
837
slowly maneuvered the motorcycle between the two police cars and
sped off. Smith immediately switched on his own emergency lights
and siren, made a quick turn, and began pursuit at high speed. For
75 seconds over a course of 1.3 miles in a residential
neighborhood, the motorcycle wove in and out of oncoming traffic,
forcing two cars and a bicycle to swerve off the road. The
motorcycle and patrol car reached speeds up to 100 miles an hour,
with Smith following at a distance as short as 100 feet; at that
speed, his car would have required 650 feet to stop.
The chase ended after the motorcycle tipped over as Willard
tried a sharp left turn. By the time Smith slammed on his brakes,
Willard was out of the way, but Lewis was not. The patrol car
skidded into him at 40 miles an hour, propelling him some 70 feet
down the road and inflicting massive injuries. Lewis was pronounced
dead at the scene.
Respondents, Philip Lewis's parents and the representatives of
his estate, brought this action under Rev. Stat. § 1979, 42 U. S.
C. § 1983, against petitioners Sacramento County, the Sacramento
County Sheriff's Department, and Deputy Smith, alleging a
deprivation of Philip Lewis's Fourteenth Amendment substantive due
process right to life.1 The District Court granted summary judgment
for Smith, reasoning that even if he violated the Constitution, he
was entitled to qualified immunity, because respondents could point
to no "state or federal opinion published before May, 1990, when
the alleged misconduct took place, that supports
1 Respondents also brought claims under state law. The District
Court found that Smith was immune from state tort liability by
operation of California Vehicle Code § 17004, which provides that
"[a] public employee is not liable for civil damages on account of
personal injury to or death of any person or damage to property
resulting from the operation, in the line of duty, of an authorized
emergency vehicle ... when in the immediate pursuit of an actual or
suspected violator of the law." Cal. Veh. Code Ann. § 17004 (West
1971). The court declined to rule on the potential liability of the
county under state law, instead dismissing the tort claims against
the county without prejudice to refiling in state court.
838
[their] view that [the decedent had] a Fourteenth Amendment
substantive due process right in the context of high speed police
pursuits." App. to Pet. for Cert. 52.2
The Court of Appeals for the Ninth Circuit reversed, holding
that "the appropriate degree of fault to be applied to high-speed
police pursuits is deliberate indifference to, or reckless
disregard for, a person's right to life and personal security,"
98 F.3d
434, 441 (1996), and concluding that "the law regarding police
liability for death or injury caused by an officer during the
course of a high-speed chase was clearly established" at the time
of Philip Lewis's death, id., at 445. Since Smith apparently
disregarded the Sacramento County Sheriff's Department's General
Order on police pursuits, the Ninth Circuit found a genuine issue
of material fact that might be resolved by a finding that Smith's
conduct amounted to deliberate indifference:
"The General Order requires an officer to communicate his
intention to pursue a vehicle to the sheriff's department dispatch
center. But defendants concede that Smith did not contact the
dispatch center. The General Order requires an officer to consider
whether the seriousness of the offense warrants a chase at speeds
in excess of the posted limit. But here, the only apparent
'offense' was the boys' refusal to stop when another officer told
them to do so. The General Order requires an officer to consider
whether the need for apprehen-
2 The District Court also granted summary judgment in favor of
the county and the Sheriff's Department on the § 1983 claim,
concluding that municipal liability would not lie under
Monell v.
New York City Dept. of Social Servs.,
436 U. S. 658
(1978), after finding no genuine factual dispute as to whether the
county adequately trains its officers in the conduct of vehicular
pursuits or whether the pursuit policy of the Sheriff's Department
evinces deliberate indifference to the constitutional rights of the
public. The Ninth Circuit affirmed the District Court on these
points,
98 F.3d
434, 446-447 (1996), and the issue of municipal liability is
not before us.
839
sion justifies the pursuit under existing conditions. Yet Smith
apparently only 'needed' to apprehend the boys because they refused
to stop. The General Order requires an officer to consider whether
the pursuit presents unreasonable hazards to life and property. But
taking the facts here in the light most favorable to plaintiffs,
there existed an unreasonable hazard to Lewis's and Willard's
lives. The General Order also directs an officer to discontinue a
pursuit when the hazards of continuing outweigh the benefits of
immediate apprehension. But here, there was no apparent danger
involved in permitting the boys to escape. There certainly was risk
of harm to others in continuing the pursuit." Id., at
442.
Accordingly, the Court of Appeals reversed the summary judgment
in favor of Smith and remanded for trial.
We granted certiorari, 520 U. S. 1250 (1997), to resolve a
conflict among the Circuits over the standard of culpability on the
part of a law enforcement officer for violating substantive due
process in a pursuit case. Compare 98 F. 3d, at 441 ("deliberate
indifference" or "reckless disregard"),3 with
Evans v.
Avery, 100 F.3d
1033, 1038 (CAl1996) ("shocks the conscience"), cert. denied,
520 U. S. 1210 (1997);
Williams v.
Denver, 99 F.3d
1009, 1014-1015 (CAlO 1996) (same);
Fagan v.
Vineland, 22 F.3d
1296, 1306-1307 (CA3 1994) (en banc) (same);
Temkin v.
Frederick County Commissioners, 945
3 In
Jones v.
Sherrill, 827
F.2d 1102, 1106 (1987), the Sixth Circuit adopted a "gross
negligence" standard for imposing liability for harm caused by
police pursuit. Subsequently, in
Foy v.
Berea,
58 F.3d
227, 230 (1995), the Sixth Circuit, without specifically
mentioning
Jones, disavowed the notion that "gross
negligence is sufficient to support a substantive due process
claim." Although
Foy involved police inaction, rather than
police pursuit, it seems likely that the Sixth Circuit would now
apply the "deliberate indifference" standard utilized in that case,
see 58 F. 3d, at 232-233, rather than the "gross negligence"
standard adopted in
Jones, in a police pursuit
situation.
840
F. 2d 716, 720 (CA4 1991) (same), cert. denied, 502 U. S. 1095
(1992); and
Checki v.
Webb, 785
F.2d 534, 538 (CA5 1986) (same). We now reverse.
II
Our prior cases have held the provision that "[n]o State shall
... deprive any person of life, liberty, or property, without due
process of law," U. S. Const., Arndt. 14, § 1, to "guarante[e] more
than fair process,"
Washington v.
Glucksberg,
521 U. S. 702,
719 (1997), and to cover a substantive sphere as well, "barring
certain government actions regardless of the fairness of the
procedures used to implement them,"
Daniels v.
Williams, 474
U. S. 327, 331 (1986); see also
Zinermon v.
Burch, 494 U.
S. 113, 125 (1990) (noting that substantive due process
violations are actionable under § 1983). The allegation here that
Lewis was deprived of his right to life in violation of substantive
due process amounts to such a claim, that under the circumstances
described earlier, Smith's actions in causing Lewis's death were an
abuse of executive power so clearly unjustified by any legitimate
objective of law enforcement as to be barred by the Fourteenth
Amendment. Cf.
Collins v.
Harker Heights, 503 U. S.
115, 126 (1992) (noting that the Due Process Clause was intended to
prevent government officials '" "from abusing [their] power, or
employing it as an instrument of oppression"''') (quoting
DeShaney v.
Winnebago County Dept. of Social Servs.,
489 U. S. 189,
196 (1989), in turn quoting
Davidson v.
Cannon,
474 U. S. 344,
348 (1986)).4
4 Respondents do not argue that they were denied due process of
law by virtue of the fact that California's postdeprivation
procedures and rules of immunity have effectively denied them an
adequate opportunity to seek compensation for the state-occasioned
deprivation of their son's life. We express no opinion here on the
merits of such a claim, cf.
Albright v.
Oliver,
510 U. S. 266,
281-286 (1994) (KENNEDY, J., concurring in judgment);
Parratt v.
Taylor, 451 U. S. 527 (1981), or
on the adequacy of California's postdeprivation compensation
scheme.
841
Leaving aside the question of qualified immunity, which formed
the basis for the District Court's dismissal of their case,5
respondents face two principal objections to their
5 As in any action under § 1983, the first step is to identify
the exact contours of the underlying right said to have been
violated. See
Graham v.
Connor, 490 U. S. 386, 394
(1989). The District Court granted summary judgment to Smith on the
basis of qualified immunity, assuming without deciding that a
substantive due process violation took place but holding that the
law was not clearly established in 1990 so as to justify imposition
of § 1983 liability. We do not analyze this case in a similar
fashion because, as we have held, the better approach to resolving
cases in which the defense of qualified immunity is raised is to
determine first whether the plaintiff has alleged a deprivation of
a constitutional right at all. N ormally, it is only then that a
court should ask whether the right allegedly implicated was clearly
established at the time of the events in question. See
Siegert v.
Gilley, 500 U. S. 226, 232 (1991)
("A necessary concomitant to the determination of whether the
constitutional right asserted by a plaintiff is 'clearly
established' at the time the defendant acted is the determination
of whether the plaintiff has asserted a violation of a
constitutional right at all," and courts should not "assum[e],
without deciding, this preliminary issue").
JUSTICE STEVENS suggests that the rule of
Siegert should
not apply where, as here, the constitutional question presented "is
both difficult and unresolved."
Post, at 859. But the
generally sound rule of avoiding determination of constitutional
issues does not readily fit the situation presented here; when
liability is claimed on the basis of a constitutional violation,
even a finding of qualified immunity requires some determination
about the state of constitutional law at the time the officer
acted. What is more significant is that if the policy of avoidance
were always followed in favor of ruling on qualified immunity
whenever there was no clearly settled constitutional rule of
primary conduct, standards of official conduct would tend to remain
uncertain, to the detriment both of officials and individuals. An
immunity determination, with nothing more, provides no clear
standard, constitutional or nonconstitutional. In practical terms,
escape from uncertainty would require the issue to arise in a suit
to enjoin future conduct, in an action against a municipality, or
in litigating a suppression motion in a criminal proceeding; in
none of these instances would qualified immunity be available to
block a determination of law. See Shapiro, Public Officials'
Qualified Immunity in Section 1983 Actions Under
Harlow v.
Fitzgerald and its Progeny, 22 U. Mich. J. L. Ref. 249, 265,
n. 109 (1989). But these avenues would not necessarily be open, and
therefore
842
claim. The first is that its subject is necessarily governed by
a more definite provision of the Constitution (to the exclusion of
any possible application of substantive due process); the second,
that in any event the allegations are insufficient to state a
substantive due process violation through executive abuse of power.
Respondents can meet the first objection, but not the second.
A
Because we have "always been reluctant to expand the concept of
substantive due process,"
Collins v.
Harker Heights,
supra, at 125, we held in
Graham v.
Connor, 490
U. S. 386 (1989), that "[w]here a particular Amendment provides an
explicit textual source of constitutional protection against a
particular sort of government behavior, that Amendment, not the
more generalized notion of substantive due process, must be the
guide for analyzing these claims."
Albright v.
Oliver, 510 U.
S. 266, 273 (1994) (plurality opinion of REHNQUIsT, C. J.)
(quoting
Graham v.
Connor, supra, at 395) (internal
quotation marks omitted). Given the rule in
Graham, we were
presented at oral argument with the threshold issue raised in
several
amicus briefs,6 whether facts involving a police
chase aimed at apprehending suspects can ever support a due process
claim. The argument runs that in chasing the motorcycle, Smith was
attempting to make a seizure within the meaning of the Fourth
Amendment, and, perhaps, even that he succeeded when Lewis was
stopped by the fatal collision. Hence, any liability must turn on
an application of the reasonableness stand-
the better approach is to determine the right before determining
whether it was previously established with clarity.
6 See Brief for National Association of Counties et al. as
Amici Curiae 8-13; Brief for Grand Lodge of the Fraternal
Order of Police as
Amicus Curiae 4-9; Brief for City and
County of Denver, Colorado, as
Amici Curiae 2-7; Brief for
County of Riverside et al. as
Amici Curiae 6-18; Brief for
Gabriel Torres et al. as
Amici Curiae 3-11.
843
ard governing searches and seizures, not the due process
standard of liability for constitutionally arbitrary executive
action. See
Graham v.
Connor, supra, at 395
("[Alll claims that law enforcement officers have used
excessive forcedeadly or not-in the course of an arrest,
investigatory stop, or other 'seizure' of a free citizen should be
analyzed under the Fourth Amendment and its 'reasonableness'
standard, rather than under a 'substantive due process' approach"
(emphasis in original));
Albright v.
Oliver, 510 U.
S., at 276 (GINSBURG, J., concurring); id., at 288, n. 2 (SOUTER,
J., concurring in judgment). One Court of Appeals has indeed
applied the rule of
Graham to preclude the application of
principles of generalized substantive due process to a motor
vehicle passenger's claims for injury resulting from reckless
police pursuit. See
Mays v.
East St. Louis, 123 F.3d
999, 1002-1003 (CA7 1997).
The argument is unsound. Just last Term, we explained
that Graham
"does not hold that all constitutional claims relating to
physically abusive government conduct must arise under either the
Fourth or Eighth Amendments; rather, Graham simply requires
that if a constitutional claim is covered by a specific
constitutional provision, such as the Fourth or Eighth Amendment,
the claim must be analyzed under the standard appropriate to that
specific provision, not under the rubric of substantive due
process." United States v. Lanier, 520 U. S. 259, 272, n. 7
(1997).
Substantive due process analysis is therefore inappropriate in
this case only if respondents' claim is "covered by" the Fourth
Amendment. It is not.
The Fourth Amendment covers only "searches and seizures,"
neither of which took place here. No one suggests that there was a
search, and our cases foreclose finding a seizure. We held in
California v.
Hodari D., 499 U. S. 621,
844
626 (1991), that a police pursuit in attempting to seize a
person does not amount to a "seizure" within the meaning of the
Fourth Amendment. And in
Brower v.
County of Inyo,
489 U. S. 593,
596-597 (1989), we explained that "a Fourth Amendment seizure does
not occur whenever there is a governmentally caused termination of
an individual's freedom of movement (the innocent passerby), nor
even whenever there is a governmentally caused and governmentally
desired termination of an individual's freedom of movement
(the fleeing felon), but only when there is a governmental
termination of freedom of movement
through means intentionally
applied." We illustrated the point by saying that no Fourth
Amendment seizure would take place where a "pursuing police car
sought to stop the suspect only by the show of authority
represented by flashing lights and continuing pursuit," but
accidentally stopped the suspect by crashing into him.
Id.,
at 597. That is exactly this case. See,
e. g., Campbell v.
White, 916 F.2d
421, 423 (CA7 1990) (following
Brower and finding no
seizure where a police officer accidentally struck and killed a
fleeing motorcyclist during a high-speed pursuit), cert. denied,
499 U. S. 922 (1991).
Graham's more-specific-provision rule
is therefore no bar to respondents' suit. See,
e. g., Frye
v.
Akron, 759 F. Supp. 1320,1324 (ND Ind. 1991) (parents of
a motorcyclist who was struck and killed by a police car during a
high-speed pursuit could sue under substantive due process because
no Fourth Amendment seizure took place);
Evans v.
Avery, 100 F. 3d, at 1036 (noting that "outside the context
of a seizure, ... a person injured as a result of police misconduct
may prosecute a substantive due process claim under section 1983");
Pleasant v.
Zamieski, 895 F.2d
272, 276, n. 2 (CA6) (noting that
Graham "preserve[s]
fourteenth amendment substantive due process analysis for those
instances in which a free citizen is denied his or her
constitutional right to life through means other than a law
enforcement official's arrest, investi-
845
gatory stop or other seizure"), cert. denied, 498 U. S. 851
(1990).7
B
Since the time of our early explanations of due process, we have
understood the core of the concept to be protection against
arbitrary action:
"The principal and true meaning of the phrase has never been
more tersely or accurately stated than by Mr. Justice Johnson, in
Bank of Columbia v. Okely, 4 Wheat. 235-244 [(1819)]:
'As to the words from Magna Charta, incorporated into the
Constitution of Maryland, after volumes spoken and written with a
view to their exposition, the good sense of mankind has at last
settled down to this: that they were intended to secure the
individual from the arbitrary exercise of the powers of government,
unrestrained by the established principles of private right and
distributive justice.'" Hurtado v. California,
110 U. S. 516,
527 (1884).
We have emphasized time and again that "[t]he touchstone of due
process is protection of the individual against arbitrary action of
government,"
Wolff v.
McDonnell, 418 U. S. 539, 558
(1974), whether the fault lies in a denial of funda-
7 Several
amici suggest that, for the purposes of
Graham, the Fourth Amendment should cover not only seizures,
but also failed attempts to make a seizure. See,
e. g.,
Brief for National Association of Counties et al. as
Amici
Curiae 10-11. This argument is foreclosed by
California
v.
Hodari D., 499 U. S. 621 (1991), in
which we explained that "neither usage nor common-law tradition
makes an
attempted seizure a seizure. The common law may
have made an attempted seizure unlawful in certain circumstances;
but it made many things unlawful, very few of which were elevated
to constitutional proscriptions."
Id., at 626, n. 2.
Attempted seizures of a person are beyond the scope of the Fourth
Amendment. See id., at 646 (STEVENS, J., dissenting) (disagreeing
with the Court's position that "an attempt to make [a] ... seizure
is beyond the coverage of the Fourth Amendment").
846
mental procedural fairness, see,
e. g., Fuentes v.
Shevin, 407 U. S. 67, 82 (1972) (the procedural due process
guarantee protects against "arbitrary takings"), or in the exercise
of power without any reasonable justification in the service of a
legitimate governmental objective, see,
e. g., Daniels v.
Williams, 474 U. S., at 331 (the substantive due process
guarantee protects against government power arbitrarily and
oppressively exercised). While due process protection in the
substantive sense limits what the government may do in both its
legislative, see,
e. g., Griswold v.
Connecticut,
381 U. S. 479
(1965), and its executive capacities, see,
e. g., Rochin v.
California, 342 U. S. 165 (1952),
criteria to identify what is fatally arbitrary differ depending on
whether it is legislation or a specific act of a governmental
officer that is at issue.
Our cases dealing with abusive executive action have repeatedly
emphasized that only the most egregious official conduct can be
said to be "arbitrary in the constitutional sense,"
Collins
v.
Harker Heights, 503 U. S., at 129, thereby recognizing
the point made in different circumstances by Chief Justice
Marshall, "'that it is
a constitution we are expounding,'"
Daniels v.
Williams, supra, at 332 (quoting
McCulloch v.
Maryland, 4 Wheat. 316, 407 (1819)
(emphasis in original)). Thus, in
Collins v.
Harker
Heights, for example, we said that the Due Process Clause was
intended to prevent government officials '" "from abusing [their]
power, or employing it as an instrument of oppression."'" 503 U.
S., at 126 (quoting
DeShaney v.
Winnebago County Dept. of
Social Servs., 489 U. S., at 196, in turn quoting
Davidson v.
Cannon, 474 U. S., at 348).
To this end, for half a century now we have spoken of the
cognizable level of executive abuse of power as that which shocks
the conscience. We first put the test this way in
Rochin v.
California, supra, at 172-173, where we found the forced
pumping of a suspect's stomach enough to offend due process as
conduct "that shocks the conscience" and violates the "decencies of
civilized conduct." In the intervening
847
years we have repeatedly adhered to
Rochin's benchmark.
See,
e. g., Breithaupt v.
Abram, 352 U. S. 432, 435 (1957)
(reiterating that conduct that" 'shocked the conscience' and was so
'brutal' and 'offensive' that it did not comport with traditional
ideas of fair play and decency" would violate substantive due
process);
Whitley v.
Albers, 475 U. S. 312, 327 (1986)
(same);
United States v.
Salerno, 481 U. S. 739, 746 (1987)
("So-called 'substantive due process' prevents the government from
engaging in conduct that 'shocks the conscience,' ... or interferes
with rights 'implicit in the concept of ordered liberty''')
(quoting
Rochin v.
California, supra, at 172, and
Palko v.
Connecticut, 302 U. S. 319, 325-326
(1937)). Most recently, in
Collins v.
Harker Heights,
supra, at 128, we said again that the substantive component of
the Due Process Clause is violated by executive action only when it
"can properly be characterized as arbitrary, or conscience
shocking, in a constitutional sense." While the measure of what is
conscience shocking is no calibrated yard stick, it does, as Judge
Friendly put it, "poin[t] the way."
Johnson v.
Glick,
481 F.2d
1028, 1033 (CA2), cert. denied, 414 U. S. 1033 (1973).8
8 As JUSTICE SCALIA has explained before, he fails to see "the
usefulness of 'conscience shocking' as a legal test,"
Herrera v.
Collins, 506 U. S. 390, 428
(1993), and his independent analysis of this case is therefore
understandable. He is, however, simply mistaken in seeing our
insistence on the shocks-the-conscience standard as an atavistic
return to a scheme of due process analysis rejected by the Court in
Washington v.
Glucksberg, 521 U. S. 702 (1997).
Glucksberg presented a disagreement about the
significance of historical examples of protected liberty in
determining whether a given statute could be judged to contravene
the Fourteenth Amendment. The differences of opinion turned on the
issues of how much history indicating recognition of the asserted
right, viewed at what level of specificity, is necessary to support
the finding of a substantive due process right entitled to prevail
over state legislation.
As we explain in the text, a case challenging executive action
on substantive due process grounds, like this one, presents an
issue antecedent to any question about the need for historical
examples of enforcing a lib-
848
It should not be surprising that the constitutional concept of
conscience shocking duplicates no traditional category of
common-law fault, but rather points clearly away from liability, or
clearly toward it, only at the ends of the tort law's spectrum of
culpability. Thus, we have made it clear that the due process
guarantee does not entail a body of constitutionallaw imposing
liability whenever someone cloaked with state authority causes
harm. In
Paul v.
Davis, 424 U. S. 693, 701
(1976), for example, we explained that the Fourteenth Amendment is
not a "font of tort law to be superimposed upon whatever systems
may already be administered by the States," and in
Daniels
v.
Williams, 474 U. S., at 332, we reaffirmed the point that
"[o]ur Constitution deals with the large concerns of the governors
and the governed, but it does not purport to supplant traditional
tort law in laying down rules of conduct to regulate liability for
injuries that attend living together in society." We have
accordingly rejected the lowest common denominator of customary
tort lia-
erty interest of the sort claimed. For executive action
challenges raise a particular need to preserve the constitutional
proportions of constitutional claims, lest the Constitution be
demoted to what we have called a font of tort law. Thus, in a due
process challenge to executive action, the threshold question is
whether the behavior of the governmental officer is so egregious,
so outrageous, that it may fairly be said to shock the contemporary
conscience. That judgment may be informed by a history of liberty
protection, but it necessarily reflects an understanding of
traditional executive behavior, of contemporary practice, and of
the standards of blame generally applied to them. Only if the
necessary condition of egregious behavior were satisfied would
there be a possibility of recognizing a substantive due process
right to be free of such executive action, and only then might
there be a debate about the sufficiency of historical examples of
enforcement of the right claimed, or its recognition in other ways.
In none of our prior cases have we considered the necessity for
such examples, and no such question is raised in this case.
In sum, the difference of opinion in
Glucksberg was about
the need for historical examples of recognition of the claimed
liberty protection at some appropriate level of specificity. In an
executive action case, no such issue can arise if the conduct does
not reach the degree of the egregious.
849
bility as any mark of sufficiently shocking conduct, and have
held that the Constitution does not guarantee due care on the part
of state officials; liability for negligently inflicted harm is
categorically beneath the threshold of constitutional due process.
See
id., at 328; see also
Davidson v.
Cannon,
474 U. S., at 348 (clarifying that
Daniels applies to
substantive, as well as procedural, due process). It is, on the
contrary, behavior at the other end of the culpability spectrum
that would most probably support a substantive due process claim;
conduct intended to injure in some way unjustifiable by any
government interest is the sort of official action most likely to
rise to the conscience-shocking level. See
Daniels v.
Williams, 474 U. S., at 331 ("Historically, this guarantee
of due process has been applied to
deliberate decisions of
government officials to deprive a person of life, liberty, or
property" (emphasis in original)).
Whether the point of the conscience shocking is reached when
injuries are produced with culpability falling within the middle
range, following from something more than negligence but "less than
intentional conduct, such as recklessness or 'gross negligence,'"
id., at 334, n. 3, is a matter for closer calls.9 To be sure, we
have expressly recognized the possibility that some official acts
in this range may be actionable under the Fourteenth Amendment,
ibid., and our cases have compelled recognition that such
conduct is egregious enough to state a substantive due process
claim in at least one instance. We held in
City of Revere v.
Massachusetts Gen. Hospital, 463 U. S. 239 (1983),
that "the due process rights of a [pretrial detainee] are at least
as great as the
9In
Rochin v.
California, 342 U. S. 165 (1952), the
case in which we formulated and first applied the
shocks-the-conscience test, it was not the ultimate purpose of the
government actors to harm the plaintiff, but they apparently acted
with full appreciation of what the Court described as the brutality
of their acts.
Rochin, of course, was decided long before
Graham v.
Connor (and
Mapp v.
Ohio,
367 U. S. 643
(1961)), and today would be treated under the Fourth Amendment,
albeit with the same result.
850
Eighth Amendment protections available to a convicted prisoner."
Id., at 244 (citing
Bell v.
Wolfish, 441 U. S. 520, 535, n.
16, 545 (1979)). Since it may suffice for Eighth Amendment
liability that prison officials were deliberately indifferent to
the medical needs of their prisoners, see
Estelle v.
Gamble, 429 U.
S. 97, 104 (1976), it follows that such deliberately
indifferent conduct must also be enough to satisfy the fault
requirement for due process claims based on the medical needs of
someone jailed while awaiting trial, see,
e. g.,
Barrie v.
Grand County, Utah, 119
F.3d 862, 867 (CAlO
1997); Weyant v.
Okst,
101 F.3d
845, 856 (CA2 1996).10
Rules of due process are not, however, subject to mechanical
application in unfamiliar territory. Deliberate indifference that
shocks in one environment may not be so patently egregious in
another, and our concern with preserving the constitutional
proportions of substantive due process demands an exact analysis of
circumstances before any abuse of power is condemned as conscience
shocking. What we have said of due process in the procedural sense
is just as true here:
"The phrase [due process of law] formulates a concept less rigid
and more fluid than those envisaged in other specific and
particular provisions of the Bill of Rights. Its application is
less a matter of rule. Asserted denial is to be tested by an
appraisal of the totality of facts in a given case. That which may,
in one setting, constitute a denial of fundamental fairness,
shocking to the universal sense of justice, may, in other
circumstances, and in the light of other considerations, fall short
of such denial." Betts v. Brady, 316 U. S. 455, 462
(1942).
lOWe have also employed deliberate indifference as a standard of
culpability sufficient to identify a dereliction as reflective of
municipal policy and to sustain a claim of municipal liability for
failure to train an employee who causes harm by unconstitutional
conduct for which he would be individually liable. See
Canton v.
Harris, 489 U. S. 378, 388-389
(1989).
851
Thus, attention to the markedly different circumstances of
normal pretrial custody and high-speed law enforcement chases shows
why the deliberate indifference that shocks in the one case is less
egregious in the other (even assuming that it makes sense to speak
of indifference as deliberate in the case of sudden pursuit). As
the very term "deliberate indifference" implies, the standard is
sensibly employed only when actual deliberation is practical, see
Whitley v.
Albers, 475 U. S., at 320,11 and in the
custodial situation of a prison, forethought about an inmate's
welfare is not only feasible but obligatory under a regime that
incapacitates a prisoner to exercise ordinary responsibility for
his own welfare.
"[W]hen the State takes a person into its custody and holds him
there against his will, the Constitution imposes upon it a
corresponding duty to assume some responsibility for his safety and
general well-being. The rationale for this principle is simple
enough: when the State by the affirmative exercise of its power so
restrains an individual's liberty that it renders him unable to
care for himself, and at the same time fails to provide for his
basic human needs-e. g., food, clothing, shelter, medical care, and
reasonable safety-it transgresses the substantive limits on state
action set by the ... Due Process Clause." DeShaney v.
Winnebago County Dept. of Social Servs., 489 U. S., at
199-200 (citation and footnote omitted).
Nor does any substantial countervailing interest excuse the
State from making provision for the decent care and protection of
those it locks up; "the State's responsibility to attend
11 By "actual deliberation," we do not mean "deliberation" in
the narrow, technical sense in which it has sometimes been used in
traditional homicide law. See,
e. g.,
Caldwell v.
State, 84 So. 272, 276 (Ala. 1919) (noting that
"'deliberation here does not mean that the man slayer must ponder
over the killing for a long time'''; rather, "it may exist and may
be entertained while the man slayer is pressing the trigger of the
pistol that fired the fatal shot[,] even if it be only for a moment
or instant of time").
852
to the medical needs of prisoners [or detainees] does not
ordinarily clash with other equally important governmental
responsibilities."
Whitley v.
Albers, supra, at
320.12
But just as the description of the custodial prison situation
shows how deliberate indifference can rise to a constitutionally
shocking level, so too does it suggest why indifference may well
not be enough for liability in the different circumstances of a
case like this one. We have, indeed, found that deliberate
indifference does not suffice for constitutional liability (albeit
under the Eighth Amendment) even in prison circumstances when a
prisoner's claim arises not from normal custody but from response
to a violent disturbance. Our analysis is instructive here:
"[I]n making and carrying out decisions involving the use of
force to restore order in the face of a prison disturbance, prison
officials undoubtedly must take into account the very real threats
the unrest presents to inmates and prison officials alike, in
addition to the possible harms to inmates against whom force might
be used .... In this setting, a deliberate indifference standard
does not adequately capture the importance of such competing
obligations, or convey the appropriate hesitancy to critique in
hindsight decisions necessarily made in haste, under pressure, and
frequently without the luxury of a second chance." Whitley
v. Albers, 475 U. S., at 320.
We accordingly held that a much higher standard of fault than
deliberate indifference has to be shown for officer liabil-
12 Youngberg v.
Romeo, 457 U. S. 307 (1982), can
be categorized on much the same terms. There, we held that a
severely retarded person could state a claim under § 1983 for a
violation of substantive due process if the personnel at the mental
institution where he was confined failed to exercise professional
judgment when denying him training and habilitation.
Id., at
319-325. The combination of a patient's involuntary commitment and
his total dependence on his custodians obliges the government to
take thought and make reasonable provision for the patient's
welfare.
853
ity in a prison riot. In those circumstances, liability should
turn on "whether force was applied in a good faith effort to
maintain or restore discipline or maliciously and sadistically for
the very purpose of causing harm."
Id., at 320-321 (internal
quotation marks omitted). The analogy to sudden police chases
(under the Due Process Clause) would be hard to avoid.
Like prison officials facing a riot, the police on an occasion
calling for fast action have obligations that tend to tug against
each other. Their duty is to restore and maintain lawful order,
while not exacerbating disorder more than necessary to do their
jobs. They are supposed to act decisively and to show restraint at
the same moment, and their decisions have to be made "in haste,
under pressure, and frequently without the luxury of a second
chance."
Id., at 320; cf.
Graham v.
Connor,
490 U. S., at 397 ("[P]olice officers are often forced to make
split-second judgments-in circumstances that are tense, uncertain,
and rapidly evolving"). A police officer deciding whether to give
chase must balance on one hand the need to stop a suspect and show
that flight from the law is no way to freedom, and, on the other,
the highspeed threat to all those within stopping range, be they
suspects, their passengers, other drivers, or bystanders.
To recognize a substantive due process violation in these
circumstances when only midlevel fault has been shown would be to
forget that liability for deliberate indifference to inmate welfare
rests upon the luxury enjoyed by prison officials of having time to
make unhurried judgments, upon the chance for repeated reflection,
largely uncomplicated by the pulls of competing obligations. When
such extended opportunities to do better are teamed with protracted
failure even to care, indifference is truly shocking. But when
unforeseen circumstances demand an officer's instant judgment, even
precipitate recklessness fails to inch close enough to harmful
purpose to spark the shock that implicates "the large concerns of
the governors and the governed."
Daniels v.
Wil-
854
liams, 474 U. S., at 332. Just as a purpose to cause harm
is needed for Eighth Amendment liability in a riot case, so it
ought to be needed for due process liability in a pursuit case.
Accordingly, we hold that high-speed chases with no intent to harm
suspects physically or to worsen their legal plight do not give
rise to liability under the Fourteenth Amendment, redressible by an
action under § 1983.13
The fault claimed on Smith's part in this case accordingly fails
to meet the shocks-the-conscience test. In the count charging him
with liability under § 1983, respondents' complaint alleges a
variety of culpable states of mind: "negligently responsible in
some manner," App. 11, Count one, , 8, "reckless and careless,"
id., at 12, '15, "recklessness, gross negligence and conscious
disregard for [Lewis's] safety," id., at 13, n8, and "oppression,
fraud and malice," ibid. The subsequent summary judgment
proceedings revealed that the height of the fault actually claimed
was "conscious disregard," the malice allegation having been made
in aid of a request for punitive damages, but unsupported either in
allegations of specific conduct or in any affidavit of fact offered
on the motions for summary judgment. The Court of Appeals
understood the claim to be one of deliberate indifference to
Lewis's survival, which it treated as equivalent to one of reckless
disregard for life. We agree with this reading of respondents'
allegations, but consequently part company from the Court of
Appeals, which found them sufficient to state a substantive due
process claim, and from the District Court, which made the same
assumption
arguendo.14
13 Cf.
Checki v.
Webb, 785 F.2d
534, 538
(CA5 1986) ("Where a citizen suffers physical
injury due to a police officer's
negligent use of his
vehicle, no section 1983 claim is stated. It is a different story
when a citizen suffers or is seriously threatened with physical
injury due to a police officer's
intentional misuse of his
vehicle" (citation omitted)).
14 To say that due process is not offended by the police conduct
described here is not, of course, to imply anything about its
appropriate treatment under state law. See
Collins v.
Harker Heights, 503 U. S. 115, 128-129
(1992) (decisions about civil liability standards that "involve a
host of pol-
855
Smith was faced with a course of lawless behavior for which the
police were not to blame. They had done nothing to cause Willard's
high-speed driving in the first place, nothing to excuse his
flouting of the commonly understood law enforcement authority to
control traffic, and nothing (beyond a refusal to call off the
chase) to encourage him to race through traffic at breakneck speed
forcing other drivers out of their travel lanes. Willard's
outrageous behavior was practically instantaneous, and so was
Smith's instinctive response. While prudence would have repressed
the reaction, the officer's instinct was to do his job as a law
enforcement officer, not to induce Willard's lawlessness, or to
terrorize, cause harm, or kill. Prudence, that is, was subject to
countervailing enforcement considerations, and while Smith
exaggerated their demands, there is no reason to believe that they
were tainted by an improper or malicious motive on his part.
Regardless whether Smith's behavior offended the reasonableness
held up by tort law or the balance struck in law enforcement's own
codes of sound practice, it does not shock the conscience, and
petitioners are not called upon to answer for it under § 1983. The
judgment below is accordingly reversed.
It is so ordered.
CHIEF JUSTICE REHNQUIST, concurring.
I join the opinion of the Court in this case. The first question
presented in the county's petition for certiorari is:
"Whether, in a police pursuit case, the legal standard of
conduct necessary to establish a violation of substan-
icy choices ... must be made by locally elected representatives
[or by courts enforcing the common law of torts], rather than by
federal judges interpreting the basic charter of Government for the
entire country"). Cf.
Thomas v.
City of Richmond, 9
Cal. 4th 1154, 892 P. 2d 1185 (1995) (en banc) (discussing
municipal liability under California law for injuries caused by
police pursuits).
856
tive due process under the Fourteenth Amendment is 'shocks the
conscience' ... or is 'deliberate indifference' or 'reckless
disregard.'" Pet. for Cert. i.
The county's petition assumed that the constitutional question
was one of substantive due process, and the parties briefed the
question on that assumption. The assumption was surely not without
foundation in our case law, as the Court makes clear.
Ante,
at 846-847. The Court is correct in concluding that "shocks the
conscience" is the right choice among the alternatives posed in the
question presented, and correct in concluding that this demanding
standard has not been met here.
JUSTICE KENNEDY, with whom JUSTICE O'CONNOR joins,
concurring.
I join the opinion of the Court, and write this explanation of
the objective character of our substantive due process
analysis.
The Court is correct, of course, in repeating that the
prohibition against deprivations of life, liberty, or property
contained in the Due Process Clause of the Fourteenth Amendment
extends beyond the command of fair procedures. It can no longer be
controverted that due process has a substantive component as well.
See,
e. g., Washington v.
Glucksberg, 521 U. S. 702 (1997);
Planned Parenthood of Southeastern Pa. v.
Casey,
505 U. S. 833
(1992);
Collins v.
Harker Heights, 503 U. S. 115, 125-128
(1992);
Michael H. v.
Gerald D., 491 U. S. 110 (1989). As
a consequence, certain actions are prohibited no matter what
procedures attend them. In the case before us, there can be no
question that an interest protected by the text of the Constitution
is implicated:
The actions of the State were part of a causal chain resulting
in the undoubted loss of life. We have no definitional problem,
then, in determining whether there is an interest sufficient to
invoke due process. Cf.
Ohio Adult Parole Authority v.
Woodard, ante, p. 272.
857
What we do confront is the question of the standard of conduct
the Constitution requires the State, in this case the local police,
to follow to protect against the unintentional taking of life in
the circumstances of a police pursuit. Unlike the separate question
whether or not, given the fact of a constitutional violation, the
state entity is liable for damages, see
Monell v.
New
York City Dept. of Social Servs., 436 U. S. 658, 694-695
(1978);
Canton v.
Harris, 489 U. S. 378 (1989),
which is a matter of statutory interpretation or elaboration, the
question here is the distinct, anterior issue whether or not a
constitutional violation occurred at all. See
Collins v.
Harker Heights, supra, at 120, 124.
The Court decides this case by applying the "shocks the
conscience" test first recognized in
Rochin v.
California, 342 U. S. 165, 172-173 (1952), and reiterated in
subsequent decisions. The phrase has the unfortunate connotation of
a standard laden with subjective assessments. In that respect, it
must be viewed with considerable skepticism. As our opinion in
Collins v.
Harker Heights illustrates, however, the
test can be used to mark the beginning point in asking whether or
not the objective character of certain conduct is consistent with
our traditions, precedents, and historical understanding of the
Constitution and its meaning. 503 U. S., at 126-128. As JUSTICE
SCALIA is correct to point out, we so interpreted the test in
Glucksberg. Post, at 860861 (opinion concurring in
judgment). In the instant case, the authorities cited by JUSTICE
SCALIA are persuasive, indicating that we would contradict our
traditions were we to sustain the claims of the respondents.
That said, it must be added that history and tradition are the
starting point but not in all cases the ending point of the
substantive due process inquiry. There is room as well for an
objective assessment of the necessities of law enforcement, in
which the police must be given substantial latitude and discretion,
acknowledging, of course, the primacy of the interest in life which
the State, by the Fourteenth Amend-
858
ment, is bound to respect. I agree with the Court's assessment
of the State's interests in this regard. Absent intent to injure,
the police, in circumstances such as these, may conduct a dangerous
chase of a suspect who disobeys a lawful command to stop when they
determine it is appropriate to do so. There is a real danger in
announcing a rule, or suggesting a principle, that in some cases a
suspect is free to ignore a lawful police command to stop. No
matter how narrow its formulation, any suggestion that suspects may
ignore a lawful command to stop and then sue for damages sustained
in an ensuing chase might cause suspects to flee more often,
increasing accidents of the kind which occurred here.
Though I share JUSTICE SCALIA'S concerns about using the phrase
"shocks the conscience" in a manner suggesting that it is a
self-defining test, the reasons the Court gives in support of its
judgment go far toward establishing that objective considerations,
including history and precedent, are the controlling principle,
regardless of whether the State's action is legislative or
executive in character. To decide this case, we need not attempt a
comprehensive definition of the level of causal participation which
renders a State or its officers liable for violating the
substantive commands of the Fourteenth Amendment. It suffices to
conclude that neither our legal traditions nor the present needs of
law enforcement justify finding a due process violation when
unintended injuries occur after the police pursue a suspect who
disobeys their lawful order to stop.
JUSTICE BREYER, concurring.
I join the Court's judgment and opinion. I write separately only
to point out my agreement with JUSTICE STEVENS,
post, at
859, that
Siegert v.
Gilley, 500 U. S. 226 (1991),
should not be read to deny lower courts the flexibility, in
appropriate cases, to decide 42 U. S. C. § 1983 claims on the basis
of qualified immunity, and thereby avoid wrestling with
859
constitutional issues that are either difficult or poorly
presented. See
Siegert, supra, at 235 (KENNEDY, J.,
concurring) (lower court "adopted the altogether normal procedure
of deciding the case before it on the ground that appeared to offer
the most direct and appropriate resolution, and one argued by the
parties").
JUSTICE STEVENS, concurring in the judgment.
When defendants in a 42 U. S. C. § 1983 action argue in the
alternative (a) that they did not violate the Constitution, and (b)
that in any event they are entitled to qualified immunity because
the constitutional right was not clearly established, the opinion
in
Siegert v.
Gilley, 500 U. S. 226 (1991),
tells us that we should address the constitutional question at the
outset. That is sound advice when the answer to the constitutional
question is clear. When, however, the question is both difficult
and unresolved, I believe it wiser to adhere to the policy of
avoiding the unnecessary adjudication of constitutional questions.
Because I consider this such a case, I would reinstate the judgment
of the District Court on the ground that the relevant law was not
clearly defined in 1990.
The Court expresses concern that deciding the immunity issue
without resolving the underlying constitutional question would
perpetuate a state of uncertainty in the law.
Ante, at
841-842, n. 5. Yet the Court acknowledges, as it must, that a
qualified immunity defense is unavailable in an action against the
municipality itself.
Ibid. Sound reasons exist for
encouraging the development of new constitutional doctrines in
adversarial suits against municipalities, which have a substantial
stake in the outcome and a risk of exposure to damages liability
even when individual officers are plainly protected by qualified
immunity.
In sum, I would hold that Officer Smith is entitled to qualified
immunity. Accordingly, I concur in the Court's judgment, but I do
not join its opinion.
860
JUSTICE SCALIA, with whom JUSTICE THOMAS joins, concurring in
the judgment.
Today's opinion gives the lie to those cynics who claim that
changes in this Court's jurisprudence are attributable to changes
in the Court's membership. It proves that the changes are
attributable to nothing but the passage of time (not much time, at
that), plus application of the ancient maxim, "That was then, this
is now."
Just last Term, in
Washington v.
Glucksberg,
521 U. S. 702,
720-722 (1997), the Court specifically rejected the method of
substantive-due-process analysis employed by JUSTICE SOUTER in his
concurrence in that case, which is the very same method employed by
JUSTICE SOUTER in his opinion for the Court today. To quote the
opinion in
Glucksberg:
"Our established method of substantive-due-process analysis has
two primary features: First, we have regularly observed that the
Due Process Clause specially protects those fundamental rights and
liberties which are, objectively, 'deeply rooted in this Nation's
history and tradition,' ... and 'implicit in the concept of ordered
liberty' .... Second, we have required in substantivedue-process
cases a 'careful description' of the asserted fundamental liberty
interest .... Our Nation's history, legal traditions, and practices
thus provide the crucial 'guideposts for responsible
decisionmaking,' ... that direct and restrain our exposition of the
Due Process Clause ....
"JUSTICE SOUTER ... would largely abandon this restrained
methodology, and instead ask 'whether [Washington's] statute sets
up one of those "arbitrary impositions" or "purposeless restraints"
at odds with the Due Process Clause ... ' [citations and footnote
omitted]. In our view, however, the development of this Court's
substantive-due-process jurisprudence ... has been a process
whereby the outlines of the 'liberty' specially protected by the
Fourteenth Amendment ... have at
861
least been carefully refined by concrete examples involving
fundamental rights found to be deeply rooted in our legal
tradition. This approach tends to rein in the subjective elements
that are necessarily present in due process judicial review."
Id., at 720-722.
Today, so to speak, the stone that the builders had rejected has
become the foundation stone of our substantive-dueprocess
jurisprudence. The atavistic methodology that JusTICE SOUTER
announces for the Court is the very same methodology that the Court
called atavistic when it was proffered by JUSTICE SOUTER in
Glucksberg. In fact, if anything, today's opinion is even
more of a throwback to highly subjective substantive-due-process
methodologies than the concurrence in
Glucksberg was.
Whereas the latter said merely that substantive due process
prevents "arbitrary impositions" and "purposeless restraints"
(without any objective criterion as to what is arbitrary or
purposeless), today's opinion resuscitates the
ne plus
ultra, the Napoleon Brandy, the Mahatma Gandhi, the Cellophane
1 of subjectivity, th' 01' "shocks-the-conscience" test. According
to today's opinion, this is the
measure of arbitrariness
when what is at issue is executive, rather than legislative,
action.
Ante, at 846-847.2
1 For those unfamiliar with classical music, I note that the
exemplars of excellence in the text are borrowed from Cole Porter's
"You're the Top," copyright 1934.
2 The proposition that "shocks-the-conscience" is a test
applicable only to executive action is original with today's
opinion. That has never been suggested in any of our cases, and in
fact "shocks-the-conscience" was recited in at least one opinion
involving legislative action. See
United States v.
Salerno, 481
U. S. 739, 746 (1987) (in considering whether the Bail Reform
Act of 1984 violated the Due Process Clause, we said that
"[s]o-called 'substantive due process' prevents the government from
engaging in conduct that 'shocks the conscience' "). I am of course
happy to accept whatever limitations the Court today is willing to
impose upon the "shocks-the-conscience" test, though it is a
puzzlement why substantive due process protects some liberties
against executive officers but not against legislatures.
862
Glucksberg, of course, rejected "shocks-the-conscience,"
just as it rejected the less subjective "arbitrary action" test. A
1992 executive-action case,
Collins v.
Harker
Heights, 503 U.
S. 115, which had paid lip service to "shocks-theconscience,"
see
id., at 128, was cited in
Glucksberg for the
proposition that "[o]ur Nation's history, legal traditions, and
practices ... provide the crucial 'guideposts for responsible
decisionmaking.''' 521 U. S., at 721, quoting
Collins,
supra, at 125. In fact, even before
Glucksberg we had
characterized the last "shocks-the-conscience" claim to come before
us as "nothing more than [a] bald assertio[n]," and had rejected it
on the objective ground that the petitioner "failed to proffer any
historical, textual, or controlling precedential support for [his
alleged due process right], and we decline to fashion a new due
process right out of thin air."
Carlisle v.
United
States, 517 U. S.
416, 429 (1996).
Adhering to our decision in
Glucksberg, rather than ask
whether the police conduct here at issue shocks my unelected
conscience, I would ask whether our Nation has traditionally
protected the right respondents assert. The first step of our
analysis, of course, must be a "careful description" of the right
asserted,
Glucksberg, supra, at 721. Here the complaint
alleges that the police officer deprived Lewis "of his Fourteenth
Amendment right to life, liberty and property without due process
of law when he operated his vehicle with recklessness, gross
negligence and conscious disregard for his safety." App. 13. I
agree with the Court's conclusion that this asserts a substantive
right to be free from "deliberate or reckless indifference to life
in a high-speed automobile chase aimed at apprehending a suspected
offender."
Ante, at 836; see also
ante, at 853.
Respondents provide no textual or historical support for this
alleged due process right, and, as in
Carlisle, I would
"decline to fashion a new due process right out of thin air." 517
U. S., at 429. Nor have respondents identified any precedential
support. Indeed, precedent is to the contrary:
863
"Historically, thee] guarantee of due process has been applied
to
deliberate decisions of government officials to deprive a
person of life, liberty, or property."
Daniels v.
Williams, 474
U. S. 327, 331 (1986) (citations omitted);
Collins,
supra, at 127, n. 10 (same). Though it is true, as the Court
explains, that "deliberate indifference" to the medical needs of
pretrial detainees,
City of Revere v.
Massachusetts Gen.
Hospital, 463 U.
S. 239, 244-245 (1983), or of involuntarily committed mental
patients,
Youngberg v.
Romeo, 457 U. S. 307, 314-325
(1982), may violate substantive due process, it is not the
deliberate indifference alone that is the "deprivation." Rather, it
is that combined with "the State's affirmative act of restraining
the individual's freedom to act on his own behalf-through
incarceration, institutionalization, or other similar restraint of
personal liberty,"
DeShaney v.
Winnebago County Dept. of
Social Servs., 489 U. S. 189, 200
(1989). "[W]hen the State by the affirmative exercise of its power
so restrains an individual's liberty that it renders him unable to
care for himself, and
at the same time fails to provide for
his basic human needs[,] ... it transgresses the substantive limits
on state action set by the ... Due Process Clause."
Ibid.
(emphasis added). We have expressly left open whether, in a context
in which the individual has
not been deprived of the ability
to care for himself in the relevant respect, "something less than
intentional conduct, such as recklessness or 'gross negligence,'"
can ever constitute a "deprivation" under the Due Process Clause.
Daniels, 474 U. S., at 334, n. 3. Needless to say, if it is
an open question whether recklessness can
ever trigger due
process protections, there is no precedential support for a
substantive-dueprocess right to be free from reckless police
conduct during a car chase.
To hold, as respondents urge, that all government conduct
deliberately indifferent to life, liberty, or property violates the
Due Process Clause would make" 'the Fourteenth Amendment a font of
tort law to be superimposed upon whatever
864
systems may already be administered by the States.'"
Id.,
at 332, quoting
Paul v.
Davis, 424 U. S. 693, 701 (1976)
(other citation omitted). Here, for instance, it is not fair to say
that it was the police officer alone who "deprived" Lewis of his
life. Though the police car did run Lewis over, it was the driver
of the motorcycle, Willard, who dumped Lewis in the car's path by
recklessly making a sharp left turn at high speed. (Willard had the
option of rolling to a gentle stop and showing the officer his
license and registration.) Surely Willard "deprived" Lewis of his
life in every sense that the police officer did. And if Lewis
encouraged Willard to make the reckless turn, Lewis himself would
be responsible, at least in part, for his own death. Was there
contributory fault on the part of Willard or Lewis? Did the police
officer have the "last clear chance" to avoid the accident? Did
Willard and Lewis, by fleeing from the police, "assume the risk" of
the accident? These are interesting questions of tort law, not of
constitutional governance. "Our Constitution deals with the large
concerns of the governors and the governed, but it does not purport
to supplant traditional tort law in laying down rules of conduct to
regulate liability for injuries that attend living together in
society."
Daniels, supra, at 332. As we have said many
times, "the Due Process Clause of the Fourteenth Amendment ... does
not transform every tort committed by a state actor into a
constitutional violation."
DeShaney, supra, at 202
(citations omitted).
If the people of the State of California would prefer a system
that renders police officers liable for reckless driving during
high-speed pursuits, "[t]hey may create such a system ... by
changing the tort law of the State in accordance with the regular
lawmaking process." 489 U. S., at 203. For now, they prefer not to
hold public employees "liable for civil damages on account of
personal injury to or death of any person or damage to property
resulting from the operation, in the line of duty, of an authorized
emergency vehicle ... when in the immediate pursuit of an actual or
suspected vio-
865
lator of the law." Cal. Veh. Code Ann. § 17004 (West 1971). It
is the prerogative of a self-governing people to make that
legislative choice. "Political society," as the Seventh Circuit has
observed, "must consider not only the risks to passengers,
pedestrians, and other drivers that high-speed chases engender, but
also the fact that if police are forbidden to pursue, then many
more suspects will flee-and successful flights not only reduce the
number of crimes solved but also create their own risks for
passengers and bystanders."
Mays v.
City of East St.
Louis, 123 F.3d
999, 1003 (1997). In allocating such risks, the people of
California and their elected representatives may vote their
consciences. But for judges to overrule that democratically adopted
policy judgment on the ground that it shocks
their
consciences is not judicial review but judicial governance.
I would reverse the judgment of the Ninth Circuit, not on the
ground that petitioners have failed to shock my still, soft voice
within, but on the ground that respondents offer no textual or
historical support for their alleged due process right.
Accordingly, I concur in the judgment of the Court.
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