OCTOBER TERM, 1994
Syllabus
CITY OF EDMONDS
v. OXFORD HOUSE, INC., ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH
CIRCUIT
No. 94-23. Argued March 1, 1995-Decided May 15, 1995
Respondent Oxford House operates a group home in Edmonds,
Washington, for 10 to 12 adults recovering from alcoholism and drug
addiction in a neighborhood zoned for single-family residences.
Petitioner City of Edmonds (City) issued citations to the owner and
a resident of the house, charging violation of the City's zoning
code. The code provides that the occupants of single-family
dwelling units must compose a "family," and defines family as
"persons [without regard to number] related by genetics, adoption,
or marriage, or a group of five or fewer [unrelated] persons."
Edmonds Community Development Code (ECDC) § 21.30.010. Oxford House
asserted reliance on the Fair Housing Act (FHA), which prohibits
discrimination in housing against,
inter alios, persons with
handicaps. Discrimination covered by the FHA includes "a refusal to
make reasonable accommodations in rules, policies, practices or
services, when such accommodations may be necessary to afford
[handicapped] person[s] equal opportunity to use and enjoy a
dwelling." 42 U. S. C. § 3604(f)(3)(B). Edmonds subsequently sued
Oxford House in federal court, seeking a declaration that the FHA
does not constrain the City's zoning code family definition rule.
Oxford House counterclaimed under the FHA, charging the City with
failure to make a "reasonable accommodation" permitting the
maintenance of the group home in a single-family zone. Respondent
United States filed a separate action on the same FHA "reasonable
accommodation" ground, and the cases were consolidated. The
District Court held that the City's zoning code rule defining
"family," ECDC § 21.30.010, is exempt from the FHA under 42 U. S.
C. § 3607(b)(I) as a "reasonable ... restrictio[n] regarding the
maximum number of occupants permitted to occupy a dwelling." The
Court of Appeals reversed, holding § 3607(b)(I)'s absolute
exemption inapplicable.
Held: Edmonds' zoning code definition of the term
"family" is not a maximum occupancy restriction exempt from the FHA
under § 3607(b)(I). Pp. 731-738.
(a) Congress enacted § 3607(b)(I) against the backdrop of an
evident distinction between municipal land-use restrictions and
maximum occupancy restrictions. Land-use restrictions designate
districts-e.
g.,
726
commercial or single-family residential-in which only compatible
uses are allowed and incompatible uses are excluded. Reserving land
for single-family residences preserves the character of
neighborhoods as family residential communities. To limit land use
to single-family residences, a municipality must define the term
"family"; thus family composition rules are an essential component
of single-family use restrictions. Maximum occupancy restrictions,
in contradistinction, cap the number of occupants per dwelling,
typically on the basis of available floor space or rooms. Their
purpose is to protect health and safety by preventing dwelling
overcrowding. Section 3607(b)(I)'s language-"restrictions regarding
the maximum number of occupants permitted to occupy a dwelling"
-surely encompasses maximum occupancy restrictions, and does not
fit family composition rules typically tied to land-use
restrictions. Pp. 732-735.
(b) The zoning provisions Edmonds invoked against Oxford House,
ECDC §§ 16.20.010 and 21.30.010, are classic examples of a use
restriction and complementing family composition rule. These
provisions do not cap the number of people who may live in a
dwelling: So long as they are related by "genetics, adoption, or
marriage," any number of people can live in a house. A separate
ECDC provision-§ 19.10.000caps the number of occupants a dwelling
may house, based on floor area, and is thus a prototypical maximum
occupancy restriction. In short, the City's family definition rule,
ECDC § 21.30.010, describes family living, not living space per
occupant. Defining family primarily by biological and legal
relationships, the rule also accommodates another group
association: Five or fewer unrelated people are allowed to live
together as though they were family. But this accommodation cannot
convert Edmonds' family values preserver into a maximum occupancy
restriction. Edmonds' contention that subjecting single-family
zoning to FHA scrutiny will overturn Euclidian zoning and destroy
the effectiveness and purpose of single-family zoning both ignores
the limited scope of the issue before this Court and exaggerates
the force of the FHA's antidiscrimination provisions, which require
only "reasonable" accommodations. Since only a threshold question
is presented in this case, it remains for the lower courts to
decide whether Edmonds' actions violate the FHA's prohibitions
against discrimination. Pp. 735-738.
18 F.3d
802, affirmed.
GINSBURG, J., delivered the opinion of the Court, in which
REHNQUIST, C. J., and STEVENS, O'CONNOR, SOUTER, and BREYER, JJ.,
joined. THOMAS, J., filed a dissenting opinion, in which SCALIA and
KENNEDY, JJ., joined,
post, p. 738.
727
W Scott Snyder argued the cause and filed briefs for
petitioner.
William F. Sheehan argued the cause for private respondents.
With him on the brief were Elizabeth M. Brown, David E. Jones, John
P. Relman, Robert 1. Heller, and Steven R. Shapiro.
Deputy Solicitor General Bender argued the cause for respondent
United States. With him on the brief were
Solicitor General
Days, Assistant Attorney General Patrick, Cornelia T. L. Pillard,
Jessica Dunsay Silver, and Gregory B. Friel.
*
*Briefs of
amici curiae urging reversal were filed for
the City of Lubbock by
Jean E. Shotts, Jr.; for the City of
Mountlake Terrace by
Gregory G.
Schrag; for the
Township of Upper St. Clair by
Robert N. Hackett; and for
the International City/County Management Association et al. by
Richard Ruda, Lee Fennell, and
Michael J.
Wahoske.
Briefs of
amici curiae urging affirmance were filed for
the Commonwealth of Massachusetts et al. by
Scott
Harshbarger, Attorney General of Massachusetts, and
Stanley J. Eichner, Donna L. Palermino, and
Leo T. Sorokin, Assistant Attorneys General, and by the
Attorneys General for their respective jurisdictions as follows:
Grant Woods of Arizona,
Winston Bryant of Arkansas,
Alan G.
Lance of Idaho,
Thomas J.
Miller of Iowa,
Richard P. Ieyoub of Louisiana,
Frankie Sue Del Papa of Nevada;
Tom Udall of New
Mexico,
Charles W Burson of Tennessee,
Dan Morales of
Texas,
Jan Graham of Utah,
Rosalie Simmonds
Ballantine of the Virgin Islands, and
Darrell V. McGraw,
Jr., of West Virginia; for the American Association on Mental
Retardation et al. by
Lois G.
Williams, Jerrold
J. Ganzfried, Gregg A. Hand, Leonard S.
Rubenstein, and
Ira A. Burnim; for the American
Association of Retired Persons by
Steven S.
Zaleznick,
Michael Schuster, Bruce B. Vignery, and
Deborah M.
Zuckerman; for the American Planning Association by
Brian W
Blaesser and
Daniel M. Lauber; for the American Society
of Addiction Medicine et al. by
Paul M. Smith, Seth P. Stein,
Robert L. Schonfeld, Richard Taranto, and
Carolyn I.
Polowy; for the American Train Dispatchers Division of
Brotherhood of Locomotive Engineers et al. by
Lawrence M.
Mann; and for the National Fair Housing Alliance by
Timothy C.
Hester, Robert A. Long, Jr., and
Christina T. Uhlrich.
Briefs of
amici curiae were filed for the City of
Fultondale by
Palmer W Norris and
Fred Blanton, Jr.;
and for the Pacific Legal Foundation by
Ronald A. Zumbrun
and
Anthony T. Caso.
728
JUSTICE GINSBURG delivered the opinion of the Court. The Fair
Housing Act (FHA or Act) prohibits discrimination in housing
against,
inter alios, persons with handicaps.l Section
807(b)(1) of the Act entirely exempts from the FHA's compass "any
reasonable local, State, or Federal restrictions regarding the
maximum number of occupants permitted to occupy a dwelling." 42 U.
S. C. § 3607(b)(1). This case presents the question whether a
provision in petitioner City of Edmonds' zoning code qualifies for
§ 3607(b)(1)'s complete exemption from FHA scrutiny. The provision,
governing areas zoned for single-family dwelling units, defines
"family" as "persons [without regard to number] related by
genetics, adoption, or marriage, or a group of five or fewer
[unrelated] persons." Edmonds Community Development Code (ECDC) §
21.30.010 (1991).
The defining provision at issue describes who may compose a
family unit; it does not prescribe
"the maximum number of
occupants" a dwelling unit may house. We hold that § 3607(b)(1)
does not exempt prescriptions of the familydefining kind, i.
e., provisions designed to foster the family character of a
neighborhood. Instead, § 3607(b)(1)'s absolute exemption removes
from the FHA's scope only total occupancy limits, i.
e.,
numerical ceilings that serve to prevent overcrowding in living
quarters.
I
In the summer of 1990, respondent Oxford House opened a group
home in the City of Edmonds, Washington (City), for
1 The FHA, as originally enacted in 1968, prohibited
discrimination based on race, color, religion, or national origin.
See 82 Stat. 83. Proscription of discrimination based on sex was
added in 1974. See Housing and Community Development Act of 1974, §
808(b), 88 Stat. 729. In 1988, Congress extended coverage to
persons with handicaps and also prohibited "familial status"
discrimination, i.
e., discrimination against parents or
other custodial persons domiciled with children under the age of
18. 42 U. S. C. § 3602(k).
729
10 to 12 adults recovering from alcoholism and drug addiction.
The group home, called Oxford House-Edmonds, is located in a
neighborhood zoned for single-family residences. Upon learning that
Oxford House had leased and was operating a home in Edmonds, the
City issued criminal citations to the owner and a resident of the
house. The citations charged violation of the zoning code rule that
defines who may live in single-family dwelling units. The occupants
of such units must compose a "family," and family, under the City's
defining rule, "means an individual or two or more persons related
by genetics, adoption, or marriage, or a group of five or fewer
persons who are not related by genetics, adoption, or marriage."
ECDC § 21.30.010. Oxford House- Edmonds houses more than five
unrelated persons, and therefore does not conform to the code.
Oxford House asserted reliance on the Fair Housing Act, 102
Stat. 1619, 42 U. S. C. § 3601
et seq., which declares it
unlawful "[t]o discriminate in the sale or rental, or to otherwise
make unavailable or deny, a dwelling to any buyer or renter because
of a handicap of ... that buyer or renter." § 3604(f)(1)(A). The
parties have stipulated, for purposes of this litigation, that the
residents of Oxford House-Edmonds "are recovering alcoholics and
drug addicts and are handicapped persons within the meaning" of the
Act. App. 106.
Discrimination covered by the FHA includes "a refusal to make
reasonable accommodations in rules, policies, practices, or
services, when such accommodations may be necessary to afford
[handicapped] person[s] equal opportunity to use and enjoy a
dwelling." § 3604(f)(3)(B). Oxford House asked Edmonds to make a
"reasonable accommodation" by allowing it to remain in the
single-family dwelling it had leased. Group homes for recovering
substance abusers, Oxford urged, need 8 to 12 residents to be
financially and therapeutically viable. Edmonds declined to permit
Oxford House to stay in a single-family residential zone, but
passed an ordi-
730
nance listing group homes as permitted uses in multifamily and
general commercial zones.
Edmonds sued Oxford House in the United States District Court
for the Western District of Washington, seeking a declaration that
the FHA does not constrain the City's zoning code family definition
rule. Oxford House counterclaimed under the FHA, charging the City
with failure to make a "reasonable accommodation" permitting
maintenance of the group home in a single-family zone. The United
States filed a separate action on the same FHA "reasonable
accommodation" ground, and the two cases were consolidated. Edmonds
suspended its criminal enforcement actions pending resolution of
the federal litigation.
On cross-motions for summary judgment, the District Court held
that ECDC § 21.30.010, defining "family," is exempt from the FHA
under § 3607(b)(1) as a "reasonable ... restrictio[n] regarding the
maximum number of occupants permitted to occupy a dwelling." App.
to Pet. for Cert. B-7. The United States Court of Appeals for the
Ninth Circuit reversed; holding § 3607(b)(1)'s absolute exemption
inapplicable, the Court of Appeals remanded the cases for further
consideration of the claims asserted by Oxford House and the United
States.
Edmonds v.
Washington State Building Code
Council, 18 F.3d
802 (1994).
The Ninth Circuit's decision conflicts with an Eleventh Circuit
decision declaring exempt under § 3607(b)(1) a family definition
provision similar to the Edmonds prescription. See
Elliott
v.
Athens, 960 F.2d
975 (1992).2 We granted
2 The single-family residential zoning provision at issue in
Elliott defines "family," in relevant part, as "[o]ne (1) or
more persons occupying a single dwelling unit, provided that unless
all members are related by blood, marriage or adoption, no such
family shall contain over four (4) persons." 960 F. 2d, at 976.
731
certiorari to resolve the conflict, 513 U. S. 959 (1994), and we
now affirm the Ninth Circuit's judgment.3
II
The sole question before the Court is whether Edmonds' family
composition rule qualifies as a "restrictio[n] regarding the
maximum number of occupants permitted to occupy a dwelling" within
the meaning of the FHA's absolute exemption. 42 U. S. C. §
3607(b)(1).4 In answering this question, we are mindful of the
Act's stated policy "to provide, within constitutional limitations,
for fair housing throughout the United States." § 3601. We also
note precedent recognizing the FHA's "broad and inclusive" compass,
and therefore according a "generous construction" to the Act's
complaintfiling provision.
Trafficante v.
Metropolitan
Life Ins. Co., 409 U. S. 205, 209, 212
(1972). Accordingly, we regard this case as an instance in which an
exception to "a general state-
3 On May 17, 1993, the State of Washington enacted a law
providing:
"No city may enact or maintain an ordinance, development
regulation, zoning regulation or official control, policy, or
administrative practice which treats a residential structure
occupied by persons with handicaps differently than a similar
residential structure occupied by a family or other unrelated
individuals. As used in this section, 'handicaps' are as defined in
the federal fair housing amendments act of 1988 (42 U. S. C.
Sec.3602)." Wash. Rev. Code §35.63.220 (1994).
The United States asserts that Washington's new law invalidates
ECDC § 21.30.010, Edmonds' family composition rule, as applied to
Oxford House- Edmonds. Edmonds responds that the effect of the new
law is "far from clear." Reply to Brief in Opposition 4. Even if
the new law prevents Edmonds from enforcing its rule against Oxford
House, a live controversy remains because the United States seeks
damages and civil penalties from Edmonds, under 42 U. S. C. §§
3614(d)(1)(B) and
(C), for conduct occurring prior to
enactment of the state law. App. 85.
4 Like the District Court and the Ninth Circuit, we do not
decide whether Edmonds' zoning code provision defining "family," as
the City would apply it against Oxford House, violates the FHA's
prohibitions against discrimination set out in 42 U. S. C. §§
3604(f)(1)(A) and (f)(3)(B).
732
ment of policy" is sensibly read "narrowly in order to preserve
the primary operation of the [policy]."
Commissioner v.
Clark, 489 U.
S. 726, 739 (1989).5
A
Congress enacted § 3607(b)(1) against the backdrop of an evident
distinction between municipal land-use restrictions and maximum
occupancy restrictions.
Land-use restrictions designate "districts in which only
compatible uses are allowed and incompatible uses are excluded." D.
Mandelker, Land Use Law § 4.16, pp. 113114 (3d ed. 1993)
(hereinafter Mandelker). These restrictions typically categorize
uses as single-family residential, multiple-family residential,
commercial, or industrial. See,
e. g., 1 E. Ziegler,
Jr., Rathkopf's The Law of Zoning and Planning §8.01, pp. 8-2 to
8-3 (4th ed. 1995); Mandelker § 1.03, p. 4; 1 E. Yokley, Zoning Law
and Practice § 7-2, p. 252 (4th ed. 1978).
Land-use restrictions aim to prevent problems caused by the "pig
in the parlor instead of the barnyard."
Village of Euclid v.
Ambler Realty Co., 272 U. S. 365, 388
(1926). In particular, reserving land for single-family residences
preserves the character of neighborhoods, securing "zones where
family values, youth values, and the blessings of quiet
5 The dissent notes
Gregory v.
Ashcroft, 501 U. S. 452 (1991), as
an instance in which the Court did not tightly cabin an exemption
contained in a statute proscribing discrimination. See
post,
at 743-744.
Gregory involved an exemption in the Age
Discrimination in Employment Act of 1967, 81 Stat. 602, as amended,
29 U. S. C. §§ 621-634, covering state and local elective officials
and "appointee[s] on the policymaking level." § 630(f). The
question there was whether state judges fit within the exemption.
We held that they did. A state constitutional provision, not a
local ordinance, was at stake in
Gregory-a provision going
"beyond an area traditionally regulated by the States" to implicate
"a decision of the most fundamental sort for a sovereign entity."
501 U. S., at 460. In that light, the Court refused to attribute to
Congress, absent plain statement, any intent to govern the tenure
of state judges. Nothing in today's opinion casts a cloud on the
soundness of that decision.
733
seclusion and clean air make the area a sanctuary for people."
Village of Belle Terre v.
Boraas, 416 U. S. 1, 9 (1974); see
also
Moore v.
East Cleveland, 431 U. S. 494, 521 (1977)
(Burger, C. J., dissenting) (purpose of East Cleveland's
single-family zoning ordinance "is the traditional one of
preserving certain areas as family residential communities"). To
limit land use to single-family residences, a municipality must
define the term "family"; thus family composition rules are an
essential component of single-family residential use
restrictions.
Maximum occupancy restrictions, in contradistinction, cap the
number of occupants per dwelling, typically in relation to
available floor space or the number and type of rooms. See,
e. g., International Conference of Building
Officials, Uniform Housing Code § 503(b) (1988); Building Officials
and Code Administrators International, Inc., BOCA National Property
Maintenance Code §§ PM-405.3, PM-405.5 (1993) (hereinafter BOCA
Code); Southern Building Code Congress, International, Inc.,
Standard Housing Code §§ 306.1, 306.2 (1991); E. Mood, APHA-CDC
Recommended Minimum Housing Standards § 9.02, p. 37 (1986)
(hereinafter APHACDC Standards).6 These restrictions ordinarily
apply uniformly to
all residents of
all dwelling
units. Their purpose is to protect health and safety by preventing
dwelling overcrowding. See,
e. g., BOCA Code §§
PM-101.3, PM-405.3, PM-405.5 and commentary; Abbott, Housing
Policy, Housing Codes and Tenant Remedies: An Integration, 56 B. U.
L. Rev. 1, 41-45 (1976).
We recognized this distinction between maximum occupancy
restrictions and land-use restrictions in
Moore v.
East
Cleveland, 431 U.
S. 494 (1977). In
Moore, the Court held unconstitutional
the constricted definition of "family" con-
6 Contrary to the dissent's suggestion, see
post, at 745,
n. 5, terminology in the APHA-CDC Standards bears a marked
resemblance to the formulation Congress used in § 3607(b)(1). See
APHA-CDC Standards § 2.51, p. 12 (defining "Permissible Occupancy"
as "the maximum number of individuals permitted to reside in a
dwelling unit, or rooming unit").
734
tained in East Cleveland's housing ordinance. East Cleveland's
ordinance "select[ed] certain categories of relatives who may live
together and declare[d] that others may not"; in particular, East
Cleveland's definition of "family" made "a crime of a grandmother's
choice to live with her grandson."
Id., at 498-499
(plurality opinion). In response to East Cleveland's argument that
its aim was to prevent overcrowded dwellings, streets, and schools,
we observed that the municipality's restrictive definition of
family served the asserted, and undeniably legitimate, goals
"marginally, at best."
Id., at 500 (footnote omitted).
Another East Cleveland ordinance, we noted, "specifically addressed
... the problem of overcrowding"; that ordinance tied "the maximum
permissible occupancy of a dwelling to the habitable floor area."
Id., at 500, n. 7; accord,
id., at 520, n. 16
(STEVENS, J., concurring in judgment). Justice Stewart, in dissent,
also distinguished restrictions designed to "preserv[e] the
character of a residential area," from prescription of "a minimum
habitable floor area per person,"
id., at 539, n. 9, in the
interest of community health and safety.7
Section 3607(b)(1)'s language-"restrictions regarding the
maximum number of occupants permitted to occupy a dwelling"-surely
encompasses maximum occupancy restrictions.8
7 Other courts and commentators have similarly differentiated
between land-use restrictions and maximum occupancy restrictions.
See,
e. g., State v.
Baker, 81 N. J.
99, 110,405 A. 2d 368, 373 (1979); 7A E. McQuillin, The Law of
Municipal Corporations § 24.504 (3d ed. 1989); Abbott, Housing
Policy, Housing Codes and Tenant Remedies: An Integration, 56 B. U.
L. Rev. 1, 41 (1976).
8 The plain import of the statutory language is reinforced by
the House Committee Report, which observes:
"A number of jurisdictions limit the number of occupants per
unit based on a minimum number of square feet in the unit or the
sleeping areas of the unit. Reasonable limitations by governments
would be allowed to continue, as long as they were applied to all
occupants, and did not operate to discriminate on the basis of
race, color, religion, sex, national origin, handicap or familial
status." H. R. Rep. No. 100-711, p. 31 (1988).
735
But the formulation does not fit family composition rules
typically tied to land-use restrictions. In sum, rules that cap the
total number of occupants in order to prevent overcrowding of a
dwelling "plainly and unmistakably," see
A. H. Phillips,
Inc. v.
Walling, 324 U. S. 490, 493
(1945), fall within § 3607(b)(1)'s absolute exemption from the
FHA's governance; rules designed to preserve the family character
of a neighborhood, fastening on the composition of households
rather than on the total number of occupants living quarters can
contain, do not.9
B
Turning specifically to the City's Community Development Code,
we note that the provisions Edmonds invoked against Oxford House,
ECDC §§ 16.20.010 and 21.30.010, are classic examples of a use
restriction and complementing family composition rule. These
provisions do not cap the number of people who may live in a
dwelling. In plain terms, they di-
9Tellingly, Congress added the §3607(b)(I) exemption for maximum
occupancy restrictions at the same time it enlarged the FHA to
include a ban on discrimination based on "familial status." See
supra, at 728, n. 1. The provision making it illegal to
discriminate in housing against families with children under the
age of 18 prompted fears that landlords would be forced to allow
large families to crowd into small housing units. See,
e.
g., Fair Housing Amendments Act of 1987: Hearings on H. R.
1158 before the Subcommittee on Civil and Constitutional Rights of
the House Committee on the Judiciary, lOOth Cong., 1st Sess., 656
(1987) (remarks of Rep. Edwards) (questioning whether a landlord
must allow a family with 10 children to live in a two-bedroom
apartment). Section 3607(b)(I) makes it plain that, pursuant to
local prescriptions on maximum occupancy, landlords legitimately
may refuse to stuff large families into small quarters. Congress
further assured in § 3607(b)(I) that retirement communities would
be exempt from the proscription of discrimination against families
with minor children. In the sentence immediately following the
maximum occupancy provision, §3607(b)(I) states: "Nor does any
provision in this subchapter regarding familial status apply with
respect to housing for older persons."
736
rect that dwellings be used only to house families. Captioned
"USES," ECDC § 16.20.010 provides that the sole "Permitted Primary
U s[e]" in a single-family residential zone is "[s]ingle-family
dwelling units." Edmonds itself recognizes that this provision
simply "defines those uses permitted in a single family residential
zone." Pet. for Cert. 3.
A separate provision caps the number of occupants a
dwelling may house, based on floor area:
"Floor Area. Every dwelling unit shall have at least one room
which shall have not less than 120 square feet of floor area. Other
habitable rooms, except kitchens, shall have an area of not less
than 70 square feet. Where more than two persons occupy a room used
for sleeping purposes, the required floor area shall be increased
at the rate of 50 square feet for each occupant in excess of two."
ECDC § 19.10.000 (adopting Uniform Housing Code § 503(b)
(1988)).10
This space and occupancy standard is a prototypical maximum
occupancy restriction.
Edmonds nevertheless argues that its family composition rule,
ECDC § 21.30.010, falls within § 3607(b)(1), the FHA exemption for
maximum occupancy restrictions, because the rule caps at five the
number of unrelated persons allowed to occupy a single-family
dwelling. But Edmonds' family composition rule surely does not
answer the question: "What is the maximum number of occupants
permitted to occupy a house?" So long as they are related "by
genetics, adoption, or marriage," any number of people can live in
a house. Ten siblings, their parents and grandparents, for example,
could dwell in a house in Edmonds' single-family residential zone
without offending Edmonds' family composition rule.
10 An exception to this provision sets out requirements for
efficiency units in apartment buildings. See ECDC § 19.10.000
(1991) (adopting Uniform Housing Code § 503(b) (1988)).
737
Family living, not living space per occupant, is what ECDC §
21.30.010 describes. Defining family primarily by biological and
legal relationships, the provision also accommodates another group
association: Five or fewer unrelated people are allowed to live
together as though they were family. This accommodation is the peg
on which Edmonds rests its plea for § 3607(b)(1) exemption. Had the
City defined a family solely by biological and legal links, §
3607(b)(1) would not have been the ground on which Edmonds staked
its case. See Tr. of Oral Arg. 11-12, 16. It is curious reasoning
indeed that converts a family values preserver into a maximum
occupancy restriction once a town adds to a related persons
prescription "and also two unrelated persons." 11
Edmonds additionally contends that subjecting singlefamily
zoning to FHA scrutiny will "overturn Euclidian zoning" and
"destroy the effectiveness and purpose of singlefamily zoning."
Brief for Petitioner 11, 25. This contention both ignores the
limited scope of the issue before us and exaggerates the force of
the FHA's antidiscrimination provisions. We address only whether
Edmonds' family composition rule qualifies for § 3607(b)(1)
exemption. Moreover, the FHA antidiscrimination provisions, when
applicable, require only "reasonable" accommodations to afford
persons with handicaps "equal opportunity to use and enjoy"
housing. §§ 3604(f)(1)(A) and (f)(3)(B).
11 This curious reasoning drives the dissent. If Edmonds allowed
only related persons (whatever their number) to dwell in a house in
a singlefamily zone, then the dissent, it appears, would agree that
the § 3607(b)(1) exemption is unavailable. But so long as the City
introduces a specific number-any number (two will do)-the City can
insulate its single-family zone
entirely from FHA coverage.
The exception-takes-the-rule reading the dissent advances is hardly
the "generous construction" warranted for antidiscrimination
prescriptions. See
Trafficante v.
Metropolitan Life
Ins. Co.,
409 U. S.
205, 212 (1972).
738
***
The parties have presented, and we have decided, only a
threshold question: Edmonds' zoning code provision describing who
may compose a "family" is not a maximum occupancy restriction
exempt from the FHA under § 3607(b)(1). It remains for the lower
courts to decide whether Edmonds' actions against Oxford House
violate the FHA's prohibitions against discrimination set out in §§
3604(f)(1)(A) and (f)(3)(B). For the reasons stated, the judgment
of the United States Court of Appeals for the Ninth Circuit is
Affirmed.
JUSTICE THOMAS, with whom JUSTICE SCALIA and JusTICE KENNEDY
join, dissenting.
Congress has exempted from the requirements of the Fair Housing
Act (FHA)
"any reasonable local, State, or Federal
restrictions regarding the maximum number of occupants permitted to
occupy a dwelling." 42 U. S. C. § 3607(b)(1) (emphasis added). In
today's decision, the Court concludes that the challenged
provisions of petitioner's zoning code do not qualify for this
exemption, even though they establish a specific number-five-as the
maximum number of unrelated persons permitted to occupy a dwelling
in the single-family neighborhoods of Edmonds, Washington. Because
the Court's conclusion fails to give effect to the plain language
of the statute, I respectfully dissent.
I
Petitioner's zoning code reserves certain neighborhoods
primarily for "[s]ingle-family dwelling units." Edmonds Community
Development Code (ECDC) § 16.20.010(A)(1) (1991), App. 225. To live
together in such a dwelling, a group must constitute a "family,"
which may be either a traditional kind of family, comprising "two
or more persons re-
739
lated by genetics, adoption, or marriage," or a nontraditional
one, comprising "a group of five or fewer persons who are not [so]
related." § 21.30.010, App. 250. As respondent United States
conceded at oral argument, the effect of these provisions is to
establish a rule that "no house in [a single-family] area of the
city shall have more than five occupants unless it is a
[traditional kind of] family." Tr. of Oral Arg. 46. In other words,
petitioner's zoning code establishes for certain dwellings "a
five-occupant limit, [with] an exception for [traditional]
families."
Ibid.
To my mind, the rule that "no house ... shall have more than
five occupants" (a "five-occupant limit") readily qualifies as a
"restrictio[n] regarding the maximum number of occupants permitted
to occupy a dwelling." In plain fashion, it "restrict[s]"-to
five-"the maximum number of occupants permitted to occupy a
dwelling." To be sure, as the majority observes, the restriction
imposed by petitioner's zoning code is not an absolute one, because
it does not apply to related persons. See
ante, at 736. But
§ 3607(b)(1) does not set forth a narrow exemption only for
"absolute" or "unqualified" restrictions regarding the maximum
number of occupants. Instead, it sweeps broadly to exempt
any restrictions
regarding such maximum number. It is
difficult to imagine what broader terms Congress could have used to
signify the categories or kinds of relevant governmental
restrictions that are exempt from the FHA.l
1 A broad construction of the word "any" is hardly novel. See,
e. g., John Hancock Mut. Life Ins. Co. v.
Harris Trust and Sav. Bank, 510 U. S. 86, 96 (1993) (citing,
as examples where "Congress spoke without qualification" in ERISA,
an exemption for
'''any security' issued to a plan by a
registered investment company" and an exemption for
'''any
assets of ... an insurance company or
any assets of a
plan which are held by ... an insurance company'" (quoting 29 U. S.
C. §§ 1l01(b)(1), 1l03(b)(2)) (emphasis in
John Hancock));
Citizens' Bank v.
Parker, 192 U. S. 73, 81 (1904)
("The word
any excludes selection or distinction. It
declares the exemption without limitation").
740
Consider a real estate agent who is assigned responsibility for
the city of Edmonds. Desiring to learn all he can about his new
territory, the agent inquires: "Does the city have
any
restrictions regarding the maximum number of occupants permitted to
occupy a dwelling?" The accurate answer must surely be in the
affirmative-yes, the maximum number of unrelated persons permitted
to occupy a dwelling in a single-family neighborhood is five. Or
consider a different example. Assume that the Federal Republic of
Germany imposes no restrictions on the speed of "cars" that drive
on the Autobahn but does cap the speed of "trucks" (which are
defined as all other vehicles). If a conscientious visitor to
Germany asks whether there are
"any restrictions regarding
the maximum speed of motor vehicles permitted to drive on the
Autobahn," the accurate answer again is surely the affirmative
one-yes, there is a restriction regarding the maximum speed of
trucks on the Autobahn.
The majority does not ask whether petitioner's zoning code
imposes any restrictions regarding the maximum number of occupants
permitted to occupy a dwelling. Instead, observing that pursuant to
ECDC § 21.30.010, "any number of people can live in a house," so
long as they are "related 'by genetics, adoption, or marriage,'"
the majority concludes that § 21.30.010 does not qualify for §
3607(b)(1)'s exemption because it "surely does not answer the
question: 'What is the maximum number of occupants permitted to
occupy a house?'"
Ante, at 736. The majority's question,
however, does not accord with the text of the statute. To take
advantage of the exemption, a local, state, or federal law need not
impose a restriction
establishing an
absolute maximum
number of occupants; under § 3607(b)(1), it is necessary only that
such law impose a restriction "regarding" the maximum number of
occupants. Surely, a restriction can "regar[d]"or "concern,"
"relate to," or "bear on"-the maximum num-
741
ber of occupants without establishing an absolute maximum number
in all cases.2
I would apply § 3607(b)(1) as it is written. Because
petitioner's zoning code imposes a qualified "restrictio[n]
regarding the maximum number of occupants permitted to occupy a
dwelling," and because the statute exempts from the FHA "any" such
restrictions, I would reverse the Ninth Circuit's holding that the
exemption does not apply in this case.3
II
The majority's failure to ask the right question about
petitioner's zoning code results from a more fundamental error in
focusing on "maximum occupancy restrictions" and "family
composition rules." See generally
ante, at 731-734. These
two terms-and the two categories of zoning rules they describe-are
simply irrelevant to this case.
2 It is ironic that the majority cites Uniform Housing Code §
503(b) (1988), which has been incorporated into petitioner's zoning
code, see ECDC § 19.10.000, App. 248, as a "prototypical maximum
occupancy restriction" that would qualify for § 3607(b)(1)'s
exemption.
Ante, at 736. Because § 503(b), as the majority
describes it, "caps the number of occupants a dwelling may house,
based on floor area," ibid. (emphasis added), it actually
caps the
density of occupants, not their
number. By
itself, therefore, § 503(b) "surely does not answer the question:
'What is the maximum number of occupants permitted to occupy a
house?'''
Ibid. That is, even under § 503(b), there is no
single absolute maximum number of occupants that applies to every
house in Edmonds. Thus, the answer to the majority's question is
the same with respect to both § 503(b) and ECDC § 21.30.010: "It
depends." With respect to the former, it depends on the size of the
house's bedrooms, see
ante, at 736 (quoting § 503(b)); with
respect to the latter, it depends on whether the house's occupants
are related.
3 I would also remand the case to the Court of Appeals to allow
it to pass on respondents' argument that petitioner's zoning code
does not satisfy § 3607(b)(1)'s requirement that qualifying
restrictions be "reasonable." The District Court rejected this
argument, concluding that petitioner's "five-unrelated-person limit
is reasonable as a matter of law," App. to Pet. for Cert. B-10, but
the Court of Appeals did not address the issue.
742
A
As an initial matter, I do not agree with the majority's
interpretive premise that "this case [is] an instance in which an
exception to 'a general statement of policy' is sensibly read
'narrowly in order to preserve the primary operation of the
[policy].'"
Ante, at 731-732 (quoting
Commissioner v.
Clark, 489 U.
S. 726, 739 (1989)). Why
this case? Surely, it is not
because the FHA has a "policy"; every statute has that. Nor could
the reason be that a narrow reading of 42 U. S. C. § 3607(b)(1) is
necessary to preserve the primary operation of the FHA's stated
policy "to provide ... for fair housing throughout the United
States." § 3601. Congress, the body responsible for deciding how
specifically to achieve the objective of fair housing, obviously
believed that § 3607(b)(1)'s exemption for "any ... restrictions
regarding the maximum number of occupants permitted to occupy a
dwelling" is consistent with the FHA's general statement of policy.
We do Congress no service-indeed, we
negate the "primary
operation" of § 3607(b)(1)-by giving that congressional enactment
an artificially narrow reading. See
Rodriguez v.
United
States, 480 U. S.
522, 526 (1987)
(per curiam) ("[I]t frustrates rather
than effectuates legislative intent simplistically to assume that
whatever furthers the statute's primary objective must be
law");
Board of Governors, FRS v.
Dimension Financial
Corp., 474 U. S.
361, 374 (1986) ("Invocation of the 'plain purpose' of
legislation at the expense of the terms of the statute itself ... ,
in the end, prevents the effectuation of congressional
intent").4
4 The majority notes "precedent recognizing the FHA's 'broad and
inclusive' compass, and therefore according a 'generous
construction' to the Act's complaint-filing provision."
Ante, at 731 (quoting
Trafficante v.
Metropolitan
Life Ins. Co., 409 U. S. 205, 209, 212
(1972)). What we actually said in
Trafficante was that
"[t]he language of the Act is broad and inclusive."
Id., at
209. This is true enough, but we did not "therefore" accord a
generous construction either to the FHA's "antidiscrimination
743
In any event, as applied to the present case, the majority's
interpretive premise clashes with our decision in
Gregory v.
Ashcroft, 501
U. S. 452, 456-470 (1991), in which we held that state judges
are not protected by the Age Discrimination in Employment Act of
1967 (ADEA), 81 Stat. 602, as amended, 29 U. S. C. §§ 621-634 (1988
ed. and Supp. V). Though the ADEA generally protects the employees
of States and their political subdivisions, see § 630(b)(2), it
exempts from protection state and local elected officials and
"appointee[s] on the policymaking level," § 630(f). In concluding
that state judges fell within this exemption, we did not construe
it "narrowly" in order to preserve the "primary operation" of the
ADEA. Instead, we specifically said that we were "not looking for a
plain statement that judges are excluded" from the Act's coverage.
Gregory, supra, at 467. Moreover, we said this
despite precedent recognizing that the ADEA "'broadly
prohibits'" age discrimination in the workplace.
Trans World
Airlines, Inc. v.
Thurston, 469 U. S. 111, 120 (1985)
(quoting
Lorillard v.
Pons, 434 U. S. 575, 577
(1978)). Cf.
ante, at 731 (noting "precedent recognizing the
FHA's 'broad and inclusive' compass" (quoting
Trafficante v.
Metropolitan Life Ins. Co., 409 U. S. 205, 209
(1972))).
Behind our refusal in
Gregory to give a narrow
construction to the ADEA's exemption for "appointee[s] on the
policymaking level" was our holding that the power of Congress to
"legislate in areas traditionally regulated by the States" is
prescriptions," see
ante, at 737, n. 11, or to its
complaint-filing provision, § 810(a), 42 U. S. C. § 3610(a) (1970
ed.) (repealed 1988). Instead, without any reference to the
language of the Act, we stated that we could "give vitality to §
810(a) only by a generous construction which gives standing to sue
to all in the same housing unit who are injured by racial
discrimination in the management of those facilities within the
coverage of the statute." 409 U. S., at 212. If we were to apply
such logic to this case, we would presumably "give vitality" to §
3607(b)(1) by giving it a generous rather than a narrow
construction.
744
"an extraordinary power in a federalist system," and "a power
that we must assume Congress does not exercise lightly." 501 U. S.,
at 460. Thus, we require that "'Congress should make its intention
"clear and manifest" if it intends to pre-empt the historic powers
of the States.'"
Id., at 461 (quoting
Will v.
Michigan Dept. of State Police, 491 U. S. 58, 65 (1989)).
It is obvious that land use-the subject of petitioner's zoning
code-is an area traditionally regulated by the States rather than
by Congress, and that land-use regulation is one of the historic
powers of the States. As we have stated, "zoning laws and their
provisions ... are peculiarly within the province of state and
local legislative authorities."
Warth v.
Seldin,
422 U. S. 490,
508, n. 18 (1975). See also
Hess v.
Port Authority
Trans-Hudson Corporation, 513 U. S. 30, 44 (1994)
("[R]egulation of land use [is] a function traditionally performed
by local governments");
FERC v.
Mississippi, 456 U. S. 742, 768, n. 30
(1982) ("[R]egulation of land use is perhaps the quintessential
state activity");
Village of Belle Terre v.
Boraas,
416 U. S. 1, 13
(1974) (Marshall, J., dissenting) ("I am in full agreement with the
majority that zoning ... may indeed be the most essential function
performed by local government"). Accordingly, even if it might be
sensible in other contexts to construe exemptions narrowly, that
principle has no application in this case.
B
I turn now to the substance of the majority's analysis, the
focus of which is "maximum occupancy restrictions" and "family
composition rules." The first of these two terms has the sole
function of serving as a label for a category of zoning rules
simply invented by the majority: rules that "cap the number of
occupants per dwelling, typically in relation to available floor
space or the number and type of rooms," that "ordinarily apply
uniformly to
all residents of
all dwelling units,"
and that have the "purpose ... to protect health and safety by
preventing dwelling overcrowding."
Ante, at
745
733.5 The majority's term does bear a familial resemblance to
the statutory term "restrictions regarding the maximum number of
occupants permitted to occupy a dwelling," but it should be readily
apparent that the category of zoning rules the majority labels
"maximum occupancy restrictions" does not exhaust the category of
restrictions exempted from the FHA by § 3607(b)(1). The plain words
of the statute do not refer to "available floor space or the number
and type of rooms"; they embrace no requirement that the exempted
restrictions "apply uniformly to
all residents of
all
dwelling units"; and they give no indication that such
restrictions
5 To my knowledge, no federal or state judicial opinion-other
than three § 3607(b)(1) decisions dating from 1992 and 1993-employs
the term "maximum occupancy restrictions." Likewise, not one of the
model codes from which the majority constructs its category of
zoning rules uses that term either. See
ante, at 733 (citing
authorities). Accordingly, it is difficult to conceive how
Congress, in 1988, could have "enacted § 3607(b)(1) against the
backdrop of an evident distinction between municipal land-use
restrictions and maximum occupancy restrictions."
Ante, at
732.
In this context, the majority seizes on a phrase that appears in
a booklet published jointly by the American Public Health
Association and the Centers for Disease Control-" 'the maximum
number of individuals permitted to reside in a dwelling unit, or
rooming unit.'''
Ante, at 733, n. 6 (quoting APHA-CDC
Recommended Minimum Housing Standards § 2.51, p. 12 (1986)). Even
if, as the majority boldly asserts, this phrase "bears a marked
resemblance to the formulation Congress used in § 3607(b)(1),"
ante, at 733, n. 6, I fail to comprehend how that would add
to our understanding of the statute. The majority surely cannot
hope to invoke the rule that where" 'Congress borrows terms of art
in which are accumulated the legal tradition and meaning of
centuries of practice, it presumably knows and adopts the cluster
of ideas that were attached to each borrowed word in the body of
learning from which it was taken and the meaning its use will
convey to the judicial mind unless otherwise instructed.'''
Molzofv. United States, 502 U. S. 301,307 (1992)
(quoting
Morissette v.
United States, 342 U. S. 246, 263
(1952)). The quoted phrase from the APHACDC publication can hardly
be called a "ter[m] of art"-let alone a term in which is
"accumulated the legal tradition and meaning of centuries of
practice." See also
NLRB v.
Amax Coal Co., 453 U. S. 322, 329 (1981)
(applying the rule to "terms that have accumulated settled meaning
under either equity or the common law").
746
must have the "purpose ... to protect health and safety by
preventing dwelling overcrowding."
Ibid.
Of course, the majority does not contend that the language of §
3607(b)(1) precisely describes the category of zoning rules it has
labeled "maximum occupancy restrictions." Rather, the majority
makes the far more narrow claim that the statutory language "surely
encompasses" that category.
Ante, at 734. I readily concede
this point.6 But the obvious conclusion that § 3607(b)(1)
encompasses "maximum occupancy restrictions" tells us nothing about
whether the statute
also encompasses ECDC § 21.30.010, the
zoning rule at issue here. In other words, although the majority's
discussion will no doubt provide guidance in future cases, it is
completely irrelevant to the question presented in
this
case.
The majority fares no better in its treatment of "family
composition rules," a term employed by the majority to describe yet
another invented category of zoning restrictions. Although today's
decision seems to hinge on the majority's judgment that ECDC §
21.30.010 is a "classic exampl[e] of a ... family composition
rule,"
ante, at 735, the majority says virtually nothing
about this crucial category. Thus, it briefly alludes to the
derivation of "family composition rules" and provides a single
example of them.7 Apart from these two references, however, the
majority's analysis consists
6 According to the majority, its conclusion that § 3607(b)(I)
encompasses all "maximum occupancy restrictions" is "reinforced by"
H. R. Rep. No. 100-711, p. 31 (1988). See
ante, at 734, n.
8. Since I agree with this narrow conclusion, I need not consider
whether the cited Committee Report is either authoritative or
persuasive.
7 See
ante, at 733 ("To limit land use to single-family
residences, a municipality must define the term 'family'; thus
family composition rules are an essential component of
single-family residential use restrictions");
ante, at 734
("East Cleveland's ordinance 'select[ed] certain categories of
relatives who may live together and declare[d] that others may
not'; in particular, East Cleveland's definition of 'family' made
'a crime of a grandmother's choice to live with her grandson'"
(quoting
Moore v.
East Cleveland, 431 U. S. 494,
498-499 (1977) (plurality opinion))).
747
solely of announcing its conclusion that "the formulation
[of § 3607(b)(1)] does not fit family composition rules."
Ibid. This is not reasoning; it is
ipse dixit.
Indeed, it is not until
after this conclusion has been
announced that the majority (in the course of summing up) even
defines "family composition rules" at all. See
ibid.
(referring to "rules designed to preserve the family character of a
neighborhood, fastening on the composition of households rather
than on the total number of occupants living quarters can
contain").
Although the majority does not say so explicitly, one might
infer from its belated definition of "family composition rules"
that § 3607(b)(1) does not encompass zoning rules that have one
particular purpose ("to preserve the family character of a
neighborhood") or those that refer to the qualitative as well as
the quantitative character of a dwelling (by "fastening on the
composition of households rather than on the total number of
occupants living quarters can contain").
Ibid. Yet terms
like "family character," "composition of households," "total [that
is, absolute] number of occupants," and "living quarters" are
noticeably absent from the text of the statute. Section 3607(b)(1)
limits neither the permissible purposes of a qualifying zoning
restriction nor the ways in which such a restriction may accomplish
its purposes. Rather, the exemption encompasses "any" zoning
restriction-whatever its purpose and by whatever means it
accomplishes that purpose-so long as the restriction "regard[s]"
the maximum number of occupants. See generally
supra, at
739-742. As I have explained, petitioner's zoning code does
precisely that.8
8 All that remains of the majority's case is the epithet that my
reasoning is "curious" because it yields an
"exception-takes-the-rule reading" of §3607(b)(I).
Ante, at
737, n. 11. It is not clear why the majority thinks my reading will
eviscerate the FHA's antidiscrimination prescriptions. The FHA
protects handicapped persons from traditionally defined
(intentional) discrimination, 42 U. S. C. §§ 3604(f)(1), (2), and
three kinds of specially defined discrimination: "refusal to permit
... reasonable modifications of existing premises"; "refusal to
make reasonable accommodations in rules, policies, practices, or
services"; and "failure to design and con-
748
In sum, it does not matter that ECDC § 21.30.010 describes
"[f]amily living, not living space per occupant,"
ante, at
737, because it is immaterial under § 3607(b)(1) whether §
21.30.010 constitutes a "family composition rule" but not a
"maximum occupancy restriction." The sole relevant question is
whether petitioner's zoning code imposes "any ... restrictions
regarding the maximum number of occupants permitted to occupy a
dwelling." Because I believe it does, I respectfully dissent.
struct [multifamily] dwellings" such that they are accessible
and usable, §§ 3604(f)(3)(A), (B),
(C). Yet only
one
of these four kinds of discrimination-the "reasonable
accommodations" prescription of § 3604(f)(3)(B)-is even arguably
implicated by zoning rules like ECDC § 21.30.010. In addition,
because the exemption refers to "local, State, or Federal
restrictions," even the broadest reading of § 3607(b)(1) could not
possibly insulate
private refusals to make reasonable
accommodations for handicapped persons. Finally, as I have already
noted, see
supra, at 741, n. 3, restrictions must be
"reasonable" in order to be exempted by § 3607(b)(1).
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