OPINION OF THE COURT
CBOCS WEST, INC. V. HUMPHRIES
553 U. S. ____ (2008)
SUPREME COURT OF THE UNITED STATES
NO. 06-1431
CBOCS WEST, INC., PETITIONER
v. HEDRICK G.
HUMPHRIES
on writ of certiorari to the united states court of
appeals for the seventh circuit
[May 27, 2008]
Justice Breyer delivered the
opinion of the Court.
A longstanding civil rights law,
first enacted just after the Civil War, provides that “[a]ll
persons within the jurisdiction of the United States shall have the
same right in every State and Territory to make and enforce
contracts . . . as is enjoyed by white citizens.” Rev. Stat. §1977,
42 U. S. C. §1981(a). The basic question before us is whether
the provision encompasses a complaint of retaliation against a
person who has complained about a violation of another person’s
contract-related “right.” We conclude that it does.
I
The case before us arises out of
a claim by respondent, Hedrick G. Humphries, a former assistant
manager of a Cracker Barrel restaurant, that CBOCS West, Inc.
(Cracker Barrel’s owner) dismissed him (1) because of racial bias
(Humphries is a black man) and (2) because he had complained to
managers that a fellow assistant manager had dismissed another
black employee, Venus Green, for race-based reasons. Humphries
timely filed a charge with the Equal Employment Opportunity
Commission (EEOC), pursuant to 42 U. S. C. §2000e–5, and
received a “right to sue” letter. He then filed a complaint in
Federal District Court charging that CBOCS’ actions violated both
Title VII of the Civil Rights Act of 1964, 78 Stat. 253, as
amended, 42 U. S. C. §2000e
et seq., and the older
“equal contract rights” provision here at issue, §1981. The
District Court dismissed Humphries’ Title VII claims for failure to
pay necessary filing fees on a timely basis. It then granted CBOCS’
motion for summary judgment on Humphries’ two §1981 claims.
Humphries appealed.
The U. S. Court of Appeals for
the Seventh Circuit ruled against Humphries and upheld the District
Court’s grant of summary judgment in respect to his direct
discrimination claim. But it ruled in Humphries’ favor and remanded
for a trial in respect to his §1981 retaliation claim. In doing so,
the Court of Appeals rejected CBOCS’ argument that §1981 did not
encompass a claim of retaliation. 474 F. 3d 387 (2007). CBOCS
sought certiorari, asking us to consider this last-mentioned legal
question. And we agreed to do so. See 551 U. S.___ (2007).
II
The question before us is whether
§1981 encompasses retaliation claims. We conclude that it does. And
because our conclusion rests in significant part upon principles of
stare decisis, we begin by examining the pertinent
interpretive history.
A
The Court first considered a
comparable question in 1969, in
Sullivan v.
Little
Hunting Park, Inc.,
396 U. S. 229. The case
arose under 42 U. S. C. §1982, a statutory provision that
Congress enacted just after the Civil War, along with §1981, to
protect the rights of black citizens. The provision was similar to
§1981 except that it focused, not upon rights to make and to
enforce contracts, but rights related to the ownership of property.
The statute provides that “[a]ll citizens of the United States
shall have the same right, in every State and Territory, as is
enjoyed by white citizens thereof to inherit, purchase, lease,
sell, hold, and convey real and personal property.” §1982.
Paul E. Sullivan
, a
white man, had rented his house to T. R. Freeman, Jr., a black man.
He had also assigned Freeman a membership share in a corporation,
which permitted the owner to use a private park that the
corporation controlled. Because of Freeman’s race, the corporation,
Little Hunting Park, Inc., refused to approve the share assignment.
And, when Sullivan protested, the association expelled Sullivan and
took away his membership shares.
Sullivan sued Little Hunting Park, claiming
that its actions violated §1982. The Court upheld Sullivan’s claim.
It found that the corporation’s refusal “to approve the assignment
of the membership share . . . was clearly an interference with
Freeman’s [the black lessee’s] right to ‘lease.’ ” 396 U. S.,
at 237. It added that Sullivan, the white lessor, “has standing to
maintain this action,”
ibid., because, as the Court had
previously said, “the white owner is at times ‘the only effective
adversary’ of the unlawful restrictive covenant.”
Ibid.
(quoting
Barrows v.
Jackson,
346 U. S. 249 (1953)).
The Court noted that to permit the corporation to punish Sullivan
“for trying to vindicate the rights of minorities protected by
§1982” would give “impetus to the perpetuation of racial
restrictions on property.” 396 U. S., at 237. And this Court has
made clear that
Sullivan stands for the proposition that
§1982 encompasses retaliation claims. See
Jackson v.
Birmingham Bd. of Ed.,
544 U. S. 167, 176
(2005) (“[I]n
Sullivan we interpreted a general
prohibition on racial discrimination [in §1982] to cover
retaliation against those who advocate the rights of groups
protected by that prohibition”).
While the
Sullivan decision
interpreted §1982, our precedents have long construed §§1981 and
1982 similarly. In
Runyon v.
McCrary,
427 U. S. 160, 173
(1976), the Court considered whether §1981 prohibits private acts
of discrimination. Citing
Sullivan, along with
Jones v.
Alfred H. Mayer Co.,
392 U. S. 409 (1968) and
Tillman v.
Wheaton-Haven Recreation Assn., Inc.,
410 U. S. 431
(1973), the Court reasoned that this case law “necessarily requires
the conclusion that §1981, like §1982, reaches private conduct.”
427 U. S., at 173. See also
id., at 187 (Powell, J.,
concurring) (“Although
[Sullivan and
Jones]
involved §1982, rather than §1981, I agree that their considered
holdings with respect to the purpose and meaning of §1982
necessarily apply to both statutes in view of their common
derivation”);
id., at 190 (Stevens, J., concurring) (“[I]t
would be most incongruous to give those two sections [§§1981 and
1982] a fundamentally different construction”). See also
Shaare
Tefila Congregation v.
Cobb,
481 U. S. 615, 617–618
(1987) (applying to §1982 the discussion and holding of
Saint
Francis College v.
Al-Khazraji,
481 U. S. 604, 609–613
(1987), a case interpreting §1981).
As indicated in
Runyon, the Court has
construed §§1981 and 1982 alike because it has recognized the
sister statutes’ common language, origin, and purposes. Like §1981,
§1982 traces its origin to §1 of the Civil Rights Act of 1866, 14
Stat. 27. See
General Building Contractors Assn., Inc. v.
Pennsylvania,
458 U. S. 375, 383–384
(1982) (noting shared historical roots of the two provisions);
Tillman, supra, at 439–440 (same). Like §1981, §1982
represents an immediately post-Civil War legislative effort to
guarantee the then newly freed slaves the same legal rights that
other citizens enjoy. See
General Building Contractors Assn.,
supra, at 388 (noting strong purposive connection between the
two provisions). Like §1981, §1982 uses broad language that says
“[a]ll citizens of the United States shall have the same right, in
every State and Territory, as is enjoyed by white citizens
… .” Compare §1981’s language set forth above,
supra,
at 1. See
Jones, supra, at 441, n. 78 (noting the close
parallel language of the two provisions). Indeed, §1982 differs
from §1981 only in that it refers, not to the “right . . . to make
and enforce contracts,” 42 U. S. C. §1981(a), but to the
“right . . . to inherit, purchase, lease, sell, hold, and convey
real and personal property,” §1982.
In light of these precedents, it is not
surprising that following
Sullivan, federal appeals courts
concluded, on the basis of
Sullivan or its reasoning, that
§1981 encompassed retaliation claims. See,
e.g.,
Choudhury v.
Polytechnic Inst.
of
N. Y., 735 F. 2d 38, 42–43 (CA2 1984);
Goff
v.
Continental Oil Co., 678 F. 2d 593, 598–599 (CA5
1982), overruled,
Carter v.
South Central Bell,
912 F. 2d 832 (CA5 1990);
Winston v.
Lear-Siegler, Inc., 558 F. 2d 1266, 1270 (CA6
1977).
B
In 1989, 20 years after
Sullivan, this Court in
Patterson v.
McLean
Credit Union,
491 U. S. 164,
significantly limited the scope of §1981. The Court focused upon
§1981’s words “to make and enforce contracts” and interpreted the
phrase narrowly. It wrote that the statutory phrase did not apply
to “conduct by the employer
after the contract relation has
been established, including breach of the terms of the
contract or imposition of discriminatory working conditions.”
Id., at 177 (emphasis added). The Court added that the
word “enforce” does not apply to post-contract-formation conduct
unless the discrimination at issue “
infects the legal
process in ways that prevent one from enforcing contract
rights.”
Ibid. (emphasis added). Thus §1981 did not
encompass the claim of a black employee who charged that her
employer had violated her employment contract by harassing her and
failing to promote her, all because of her race.
Ibid.
Since victims of an
employer’s retaliation will often have opposed discriminatory
conduct taking place after the formation of the employment
contract,
Patterson’s holding, for a brief time, seems in
practice to have foreclosed retaliation claims. With one exception,
we have found no federal court of appeals decision between the time
we decided
Patterson and 1991 that permitted a §1981
retaliation claim to proceed. See,
e.g.,
Walker
v.
South Central Bell Tel. Co., 904 F. 2d 275, 276
(CA5 1990)
(per curiam); Overby v.
Chevron
USA, Inc., 884 F. 2d 470, 473 (CA9 1989);
Sherman v.
Burke Contracting, Inc., 891
F. 2d 1527, 1534–1535 (CA11 1990)
(per curiam). See
also
Malhotra v.
Cotter & Co., 885 F. 2d
1305, 1312–1314 (CA7 1989) (questioning without deciding the
viability of retaliation claims under §1981 after
Patterson). But see
Hicks v.
Brown Group,
Inc., 902 F. 2d 630, 635–638 (CA8 1990) (allowing a claim
for discriminatory discharge to proceed under §1981), vacated and
remanded,
499 U. S.
914 (1991) (ordering reconsideration in light of what became
the Eighth Circuit’s en banc opinion in
Taggart v.
Jefferson Cty. Child Support Enforcement Unit, 935
F. 2d 947 (1991), which held that racially discriminatory
discharge claims under §1981 are barred).
In 1991, however, Congress weighed in on the
matter. Congress passed the Civil Rights Act of 1991, §101, 105
Stat. 1071, with the design to supersede
Patterson.
Jones v.
R. R. Donnelley & Sons Co.,
541 U. S. 369,
383 (2004). Insofar as is relevant here, the new law changed 42 U.
S. C. §1981 by reenacting the former provision, designating it
as §1981(a), and adding a new subsection, (b), which, says:
“ ‘Make and enforce contracts’ defined
“For purposes of this section, the term ‘make and enforce
contracts’ includes the making, performance, modification, and
termination of contracts, and the enjoyment of all benefits,
privileges, terms, and conditions of the contractual
relationship.”
An accompanying Senate Report
pointed out that the amendment superseded
Patterson by
adding a new subsection (b) that would “reaffirm that the right ‘to
make and enforce contracts’ includes the enjoyment of all benefits,
privileges, terms and conditions of the contractual relationship.”
S. Rep. No. 101–315, p. 6 (1990). Among other things, it would
“ensure that Americans may not be harassed,
fired or
otherwise discriminated against in contracts because of their
race.”
Ibid. (emphasis added). An accompanying House
Report said that in “cutting back the scope of the rights to ‘make’
and ‘enforce’ contracts[,]
Patterson . . . has been
interpreted to eliminate retaliation claims that the courts had
previously recognized under section 1981.” H. R. Rep. No.
102–40, pt. 1, pp. 92–93, n. 92 (1991). It added that the
protections that subsection (b) provided, in “the context of
employment discrimination … would include, but not be
limited to, claims of harassment, discharge, demotion, promotion,
transfer,
retaliation, and hiring.”
Id., at 92
(emphasis added). It also said that the new law “would restore
rights to sue for such retaliatory conduct.”
Id., at 93,
n. 92.
After enactment of the new law, the Federal
Courts of Appeals again reached a broad consensus that §1981, as
amended, encompasses retaliation claims. See,
e.g.,
Hawkins v.
1115 Legal Serv. Care, 163 F. 3d
684, 693 (CA2 1998);
Aleman v.
Chugach Support Servs.,
Inc., 485 F. 3d 206, 213–214 (CA4 2007);
Foley
v.
University of Houston System, 355 F. 3d 333,
338–339 (CA5 2003);
Johnson v.
University of
Cincinnati, 215 F. 3d 561, 575–576 (CA6 2000); 474
F. 3d, at 403 (case below);
Manatt v.
Bank of
America, NA, 339 F. 3d 792, 800–801, and n. 11 (CA9
2003);
Andrews v.
Lakeshore Rehabilitation
Hospital, 140 F. 3d 1405, 1411–1413 (CA11 1998).
The upshot is this: (1) in 1969,
Sullivan, as interpreted by
Jackson, recognized
that §1982 encompasses a retaliation action; (2) this Court has
long interpreted §§1981 and 1982 alike; (3) in 1989,
Patterson, without mention of retaliation, narrowed §1981
by excluding from its scope conduct, namely post-contract-formation
conduct, where retaliation would most likely be found; but in 1991,
Congress enacted legislation that superseded
Patterson and
explicitly defined the scope of §1981 to include
post-contract-formation conduct; and (4) since 1991, the lower
courts have uniformly interpreted §1981 as encompassing retaliation
actions.
C
Sullivan, as interpreted
and relied upon by
Jackson, as well as the long line of
related cases where we construe §§1981 and 1982 similarly, lead us
to conclude that the view that §1981 encompasses retaliation claims
is indeed well embedded in the law. That being so, considerations
of
stare decisis strongly support our adherence to that
view. And those considerations impose a considerable burden upon
those who would seek a different interpretation that would
necessarily unsettle many Court precedents. See,
e.g.,
Welch v.
Texas Dept. of Highways and Public
Transp.,
483 U.
S. 468, 494–495 (1987) (plurality opinion) (describing
importance of
stare decisis);
Patterson, 491 U.
S., at 172 (considerations of
stare decisis “have special
force in the area of statutory interpretation”);
John R. Sand
& Gravel Co. v.
United States, 552 U. S. ___, ___
(2008) (slip op., at 8–9) (same).
III
In our view, CBOCS’ several
arguments, taken separately or together, cannot justify a departure
from what we have just described as the well-embedded
interpretation of §1981. First, CBOCS points to the plain text of
§1981—a text that says that “
[a]ll persons . . . shall
have the same right . . . to make and enforce contracts . . . as is
enjoyed by
white citizens.” 42 U. S. C. §1981(a)
(emphasis added). CBOCS adds that, insofar as Humphries complains
of retaliation, he is complaining of a retaliatory action that the
employer would have taken against him whether he was black or
white, and there is no way to construe this text to cover that kind
of deprivation. Thus the text’s language, CBOCS concludes, simply
“does not provide for a cause of action based on retaliation.”
Brief for Petitioner 8.
We agree with CBOCS that the
statute’s language does not expressly refer to the claim of an
individual (black or white) who suffers retaliation because he has
tried to help a different individual, suffering direct racial
discrimination, secure his §1981 rights. But that fact alone is not
sufficient to carry the day. After all, this Court has long held
that the statutory text of §1981’s sister statute, §1982, provides
protection from retaliation for reasons related to the
enforcement of the express statutory right. See
supra, at 3.
Moreover, the Court has recently read another
broadly worded civil rights statute, namely, Title IX of the
Education Amendments of 1972, 86 Stat. 373, as amended, 20 U.
S. C. §1681
et seq., as including an antiretaliation
remedy. In 2005 in
Jackson, the Court considered whether
statutory language prohibiting “discrimination [on the basis of
sex] under any education program or activity receiving Federal
financial assistance,” §1681(a), encompassed claims of retaliation
for complaints about sex discrimination. 544 U. S., at 173–174.
Despite the fact that Title IX does not use the word “retaliation,”
the Court held in
Jackson that the statute’s language
encompassed such a claim, in part because: (1) “Congress enacted
Title IX just three years after
Sullivan was decided”; (2)
it is “ ‘realistic to presume that Congress was thoroughly
familiar’ ” with
Sullivan; and (3) Congress
consequently “ ‘expected its enactment’ ” of Title IX
“ ‘to be interpreted in conformity with’ ”
Sullivan.
Jackson, supra, at 176. The Court in
Jackson explicitly rejected the arguments the dissent
advances here—that
Sullivan was merely a standing case,
see
post, at 8–11 (opinion of Thomas, J.). Compare
Jackson, 544 U. S., at 176, n. 1
(“
Sullivan’s holding was not so limited. It plainly held
that the white owner could maintain his
own private cause
of action under §1982 if he could show that he was ‘punished for
trying to vindicate the rights of minorities’ ” (emphasis in
original)), with
id., at 194 (Thomas, J., dissenting).
Regardless, the linguistic argument that CBOCS
makes was apparent at the time the Court decided
Sullivan.
See 396 U. S., at 241 (Harlan, J., dissenting) (noting the
construction of §1982 in
Jones,
392 U. S. 409 was “in no way required
by [the statute’s] language,”—one of the bases of Justice Harlan’s
dissent in
Jones—and further contending that the Court in
Sullivan had gone “yet beyond”
Jones). And we
believe it is too late in the day in effect to overturn the holding
in that case (nor does CBOCS ask us to do so) on the basis of a
linguistic argument that was apparent, and which the Court did not
embrace at that time.
Second, CBOCS argues that Congress, in 1991
when it reenacted §1981 with amendments, intended the reenacted
statute
not to cover retaliation. CBOCS rests this
conclusion primarily upon the fact that Congress
did not
include an
explicit antiretaliation provision or the word
“retaliation” in the new statutory language—although Congress has
included explicit antiretaliation language in other civil rights
statutes. See,
e.g., National Labor Relations Act, 29 U.
S. C. §158(a)(4); Fair Labor Standards Act of 1938, 29 U.
S. C. §215(a)(3); Title VII of the Civil Rights Act of 1964,
42 U. S. C. §2000e–3(a); Age Discrimination in Employment Act
of 1967, 29 U. S. C. §623(d); Americans with Disabilities Act
of 1990, 42 U. S. C. §§12203(a)–(b); Family and Medical Leave
Act of 1993, 29 U. S. C. §2615.
We believe, however, that the circumstances to
which CBOCS points find a far more plausible explanation in the
fact that, given
Sullivan and the new statutory language
nullifying
Patterson, there was no need for Congress to
include explicit language about retaliation. After all, the 1991
amendments themselves make clear that Congress intended to
supersede the result in
Patterson and embrace
pre-
Patterson law. And pre-
Patterson law included
Sullivan. See Part II,
supra. Nothing in the
statute’s text or in the surrounding circumstances suggests any
congressional effort to supersede
Sullivan or the
interpretation that courts have subsequently given that case. To
the contrary, the amendments’ history indicates that Congress
intended to restore that interpretation. See,
e.g.,
H. R. Rep. No. 102–40, at 92 (noting that §1981(b) in the
“context of employment discrimination … would include … claims of …
retaliation”).
Third, CBOCS points out that §1981, if applied
to employment-related retaliation actions, would overlap with Title
VII. It adds that Title VII requires that those who invoke its
remedial powers satisfy certain procedural and administrative
requirements that §1981 does not contain. See,
e.g., 42 U.
S. C. §2000e–5(e)(1) (charge of discrimination must be brought
before EEOC within 180 days of the discriminatory act);
§2000e–5(f)(1) (suit must be filed within 90 days of obtaining an
EEOC right-to-sue letter). And CBOCS says that permitting a §1981
retaliation action would allow a retaliation plaintiff to
circumvent Title VII’s “specific administrative and procedural
mechanisms,” thereby undermining their effectiveness. Brief for
Petitioner 25.
This argument, however, proves too much.
Precisely the same kind of Title VII/§1981 “overlap” and potential
circumvention exists in respect to employment-related direct
discrimination. Yet Congress explicitly created the overlap in
respect to direct employment discrimination. Nor is it obvious how
we can interpret §1981 to avoid
employment-related overlap
without eviscerating §1981 in respect to
non-employment
contracts where no such overlap exists.
Regardless, we have previously acknowledged a
“necessary overlap” between Title VII and §1981.
Patterson, 491 U. S., at 181. We have added that the
“remedies available under Title VII and under §1981, although
related, and although directed to most of the same ends, are
separate, distinct, and independent.”
Johnson v.
Railway Express Agency, Inc.,
421 U. S. 454, 461
(1975). We have pointed out that Title VII provides important
administrative remedies and other benefits that §1981 lacks. See
id., at 457–458 (detailing the benefits of Title VII to
those aggrieved by race-based employment discrimination). And we
have concluded that “Title VII was designed to supplement, rather
than supplant, existing laws and institutions relating to
employment discrimination.”
Alexander v.
Gardner-Denver Co.,
415 U. S. 36, 48–49
(1974)
. In a word, we have previously held that the
“overlap” reflects congressional design. See
ibid. We have
no reason to reach a different conclusion in this case.
Fourth, CBOCS says it finds support for its
position in two of our recent cases,
Burlington N. & S. F.
R. Co. v.
White,
548 U. S. 53 (2006), and
Domino’s Pizza, Inc. v.
McDonald,
546 U. S. 470 (2006). In
Burlington, a Title VII case, we distinguished between
discrimination that harms individuals because of “who they are,
i.e., their status,” for example, as women or as black
persons, and discrimination that harms “individuals based on what
they do,
i.e., their conduct,” for example,
whistle-blowing that leads to retaliation. 548 U. S., at 63. CBOCS
says that we should draw a similar distinction here and conclude
that §1981 only encompasses status-based discrimination. In
Burlington, however, we used the status/conduct
distinction to help explain why Congress might have wanted its
explicit Title VII antiretaliation provision to sweep more broadly
(
i.e., to include conduct
outside the workplace)
than its substantive Title VII (status-based) antidiscrimination
provision.
Burlington did not suggest that Congress must
separate the two in all events.
The dissent argues that the distinction made
in
Burlington is meaningful here because it purportedly
“underscores the fact that status-based discrimination and
conduct-based retaliation are distinct harms that call for tailored
legislative treatment.”
Post, at 5. The Court’s
construction of a general ban on discrimination such as that
contained in §1981 to cover retaliation claims, the dissent
continues, would somehow render the separate antiretaliation
provisions in other statutes “superfluous.”
Ibid. But the
Court in
Burlington did not find that Title VII’s
antiretaliation provision was redundant; it found that the
provision had a broader reach than the statute’s substantive
provision. And in any case, we have held that “legislative
enactments in this area have long evinced a general intent to
accord parallel or overlapping remedies against discrimination.”
Alexander,
supra, at 47. See
Great American
Fed. Sav. & Loan Assn. v.
Novotny,
442 U. S. 366, 377
(1979) (“[S]ubstantive rights conferred in the 19th century [civil
rights acts] were not withdrawn,
sub silentio, by the
subsequent passage of the modern statutes”). Accordingly, the Court
has accepted overlap between a number of civil rights statutes. See
ibid. (discussing interrelation of fair housing provisions
of the Civil Rights Act of 1968 and §1982; between §1981 and Title
VII). See also
supra, at 11–12 (any overlap in reach
between §1981 and Title VII, the statute at issue in
Burlington, is by congressional design).
CBOCS highlights the second case,
Domino’s
Pizza, along with
Patterson, and cites
Cort
v.
Ash,
422
U. S. 66 (1975) and
Rodriguez v.
United
States,
480 U.
S. 522 (1987)
(per curiam), to show that this Court
now follows an approach to statutory interpretation that emphasizes
text. And that newer approach, CBOCS claims, should lead us to
revisit the holding in
Sullivan, an older case, where the
Court placed less weight upon the textual language itself. But even
were we to posit for argument’s sake that changes in interpretive
approach take place from time to time, we could not agree that the
existence of such a change would justify reexamination of
well-established prior law. Principles of s
tare decisis,
after all, demand respect for precedent whether judicial methods of
interpretation change or stay the same. Were that not so, those
principles would fail to achieve the legal stability that they seek
and upon which the rule of law depends. See,
e.g., John R. Sand
& Gravel Co., 552 U. S., at ___ (slip op., at
8–9)
.
IV
We conclude that
considerations of stare decisis strongly support our adherence
to
Sullivan and the long line of related cases where we
interpret §§1981 and 1982 similarly. CBOCS’ arguments do not
convince us to the contrary. We consequently hold that 42 U.
S. C. §1981 encompasses claims of retaliation. The judgment of
the Court of Appeals is affirmed.
It is so ordered.
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