OPINION OF THE COURT
CARR V. UNITED STATES
560 U. S. ____ (2010)
SUPREME COURT OF THE UNITED STATES
NO. 08-1301
THOMAS CARR, PETITIONER
v. UNITED
STATES
on writ of certiorari to the united states court of
appeals for the seventh circuit
[June 1, 2010]
Justice Sotomayor delivered the
opinion of the Court.
Since 1994, federal law has
required States, as a condition for the receipt of certain law
enforcement funds, to maintain federally compliant systems for
sex-offender registration and community notification. In an effort
to make these state schemes more comprehensive, uniform, and
effective, Congress in 2006 enacted the Sex Offender Registration
and Notification Act (SORNA or Act) as part of the Adam Walsh Child
Protection and Safety Act, Pub. L. 109–248, Tit. I, 120 Stat. 590.
Among its provisions, the Act established a federal criminal
offense covering,
inter alia, any person who (1) “is
required to register under [SORNA],” (2) “travels in interstate or
foreign commerce,” and (3) “knowingly fails to register or update a
registration.” 18 U. S. C. §2250(a). At issue in this case is
whether §2250 applies to sex offenders whose interstate travel
occurred prior to SORNA’s effective date and, if so, whether the
statute runs afoul of the Constitution’s prohibition on
ex post facto laws. See Art. I, §9, cl. 3.
Liability under §2250, we hold, cannot be predicated on pre-SORNA
travel. We therefore do not address the
ex post facto
question.
I
In May 2004, petitioner Thomas
Carr pleaded guilty in Alabama state court to first-degree sexual
abuse. He was sentenced to 15 years’ imprisonment, with all but two
years suspended. Receiving credit for time previously served, Carr
was released on probation on July 3, 2004, and he registered as a
sex offender as required by Alabama law.
In late 2004 or early 2005, prior
to SORNA’s enactment, Carr relocated from Alabama to Indiana. He
did not comply with Indiana’s sex-offender registration
requirements. In July 2007, Carr came to the attention of law
enforcement in Fort Wayne, Indiana, following his involvement in a
fight.
On August 22, 2007, federal prosecutors filed
an indictment in the United States District Court for the Northern
District of Indiana charging Carr with failing to register in
violation of §2250. Carr moved to dismiss the indictment, asserting
that because he traveled to Indiana prior to SORNA’s effective
date, it would violate the
Ex Post Facto Clause to
prosecute him under §2250. The District Court denied Carr’s motion,
and Carr entered a conditional guilty plea, preserving his right to
appeal. He received a 30-month prison sentence.
The United States Court of Appeals for the
Seventh Circuit consolidated Carr’s appeal with that of a similarly
situated defendant, who, in addition to raising an
ex post
facto claim, asserted that §2250, by its terms, does not apply
to persons whose interstate travel preceded SORNA’s enactment.
Beginning with the statutory argument, the Court of Appeals held
that §2250 “does not require that the defendant’s travel postdate
the Act.”
United States v.
Dixon, 551 F. 3d
578, 582 (2008). The court relied principally on its understanding
of SORNA’s underlying purpose:
“The evil at which [the Act] is aimed is that
convicted sex offenders registered in one state might move to
another state, fail to register there, and thus leave the public
unprotected. The concern is as acute in a case in which the
offender moved before the Act was passed as in one in which he
moved afterward.”
Ibid. (citation omitted).
The court drew an analogy to 18 U. S. C.
§922(g), which prohibits convicted felons from “possess[ing] in or
affecting commerc[e] any firearm or ammunition.” “The danger posed
by such a felon is unaffected by when the gun crossed state lines …
, and so it need not have crossed after the statute was passed.”
551 F. 3d, at 582 (citing
Scarborough v.
United
States,
431 U.
S. 563 (1977)). According to the court, §2250(a), like §922(g),
uses movement in interstate commerce as a jurisdictional element
“to establish a constitutional predicate for the statute … rather
than to create a temporal requirement.” 551 F. 3d, at 583.
Reading §2250 to encompass pre-SORNA travel,
the Seventh Circuit recognized, created a conflict with the Tenth
Circuit’s decision in
United States v.
Husted,
545 F. 3d 1240 (2008). In holding that §2250’s coverage “is
limited to those individuals who travel in interstate commerce
after the Act’s effective date,” the Tenth Circuit emphasized
“Congress’s use of the present tense form of the verb ‘to travel’ …
, which according to ordinary English grammar, does not refer to
travel that has already occurred.”
Id., at 1243–1244.
Rejecting this analysis, the Seventh Circuit characterized
Congress’ choice of tenses as “ ‘not very revealing.’ ”
551 F. 3d, at 583 (quoting
Scarborough, 431 U. S., at
571).
Having dispensed with the statutory question,
the Seventh Circuit considered the claim of Carr and his
co-appellant that predicating a §2250 prosecution on pre-SORNA
travel violates the
Ex Post Facto Clause. Reliance on
a defendant’s pre-SORNA travel, the court concluded, poses no
ex post facto problem so long as the defendant had
“reasonable time” to register after SORNA took effect but failed to
do so. 551 F. 3d, at 585. Noting that Carr remained
unregistered five months after SORNA became applicable to him, the
Seventh Circuit affirmed his conviction.
Id., at 586–587.
The court reversed the conviction of Carr’s co-appellant, finding
that he had not been given a sufficient grace period to
register.
In view of the division among the Circuits as
to the meaning of §2250’s “travel” requirement,[
Footnote 1] we granted certiorari, 557 U. S. __
(2009), to decide the statute’s applicability to pre-SORNA travel
and, if necessary, to consider the statute’s compliance with the
Ex Post Facto Clause.[
Footnote 2]
II
As relevant here, §2250
provides:
“(a) In General.—Whoever—
“(1) is required to register under the Sex
Offender Registration and Notification Act;
“(2)(A) is a sex offender as defined for the
purposes of the Sex Offender Registration and Notification Act by
reason of a conviction under Federal law (including the Uniform
Code of Military Justice), the law of the District of Columbia,
Indian tribal law, or the law of any territory or possession of the
United States; or
“(B) travels in interstate or foreign
commerce, or enters or leaves, or resides in, Indian country;
and
“(3) knowingly fails to register or update a
registration as required by the Sex Offender Registration and
Notification Act;
“shall be fined under this title or imprisoned not more than 10
years, or both.”
For a defendant to violate this provision, Carr and
the Government agree, the statute’s three elements must “be
satisfied in sequence, culminating in a post-SORNA failure to
register.” Brief for United States 13; see also Reply Brief for
Petitioner 4, 7, n. 6. A sequential reading, the parties recognize,
helps to assure a nexus between a defendant’s interstate travel and
his failure to register as a sex offender. Persons convicted of sex
offenses under state law who fail to register in their State of
conviction would otherwise be subject to federal prosecution under
§2250 even if they had not left the State after being convicted—an
illogical result given the absence of any obvious federal interest
in punishing such state offenders.[
Footnote 3]
While both parties accept that the elements of
§2250 should be read sequentially, they disagree on the event that
sets the sequence in motion. In the Government’s view, the statute
is triggered by a sex-offense conviction, which must be followed by
interstate travel, and then a failure to register under SORNA. Only
the last of these events, the Government maintains, must occur
after SORNA took effect; the predicate conviction and the travel
may both have predated the statute’s enactment. Carr, in contrast,
asserts that the statutory sequence begins when a person becomes
subject to SORNA’s registration requirements. The person must then
travel in interstate commerce and thereafter fail to register. All
of these events, Carr avers, necessarily postdate SORNA’s enactment
because a sex offender could not have been required to register
under SORNA until SORNA became the law.
Carr’s interpretation better accords with the
statutory text. By its terms, the first element of §2250(a) can
only be satisfied when a person “is required to register
under
the Sex Offender Registration and Notification Act.”
§2250(a)(1) (emphasis added). In an attempt to reconcile its
preferred construction with the words of the statute, the
Government insists that this language is merely “a shorthand way of
identifying those persons who have a [sex-offense] conviction in
the classes identified by SORNA.” Brief for United States 19–20. To
reach this conclusion, the Government observes that another
provision of SORNA, 42 U. S. C. §16913(a), states that the
Act’s registration requirements apply to “sex offender[s].” A “sex
offender” is elsewhere defined as “an individual who was convicted
of a sex offense.” §16911(1). Thus, as the Government would have
it, Congress used 12 words and two implied cross-references to
establish that the first element of §2250(a) is that a person has
been convicted of a sex offense. Such contortions can scarcely be
called “shorthand.” It is far more sensible to conclude that
Congress meant the first precondition to §2250 liability to be the
one it listed first: a “require[ment] to register under [SORNA].”
Once a person becomes subject to SORNA’s registration requirements,
which can occur only after the statute’s effective date, that
person can be convicted under §2250 if he thereafter travels and
then fails to register.[
Footnote
4]
That §2250 sets forth the travel requirement
in the present tense (“travels”) rather than in the past or present
perfect (“traveled” or “has traveled”) reinforces the conclusion
that preenactment travel falls outside the statute’s compass.
Consistent with normal usage, we have frequently looked to
Congress’ choice of verb tense to ascertain a statute’s temporal
reach. See,
e.g.,
United States v.
Wilson,
503
U. S. 329, 333 (1992) (“Congress’ use of a verb tense is
significant in construing statutes”);
Gwaltney of Smithfield,
Ltd. v.
Chesapeake Bay Foundation, Inc.,
484 U. S. 49, 57 (1987)
(“Congress could have phrased its requirement in language that
looked to the past … , but it did not choose this readily available
option”);
Barrett v.
United States,
423 U. S. 212, 216
(1976) (observing that Congress used the present perfect tense to
“denot[e] an act that has been completed”). The Dictionary Act also
ascribes significance to verb tense. It provides that, “[i]n
determining the meaning of any Act of Congress, unless the context
indicates otherwise[,] … words used in the present tense include
the future as well as the present.” 1 U. S. C. §1. By
implication, then, the Dictionary Act instructs that the present
tense generally does not include the past. Accordingly, a statute
that regulates a person who “travels” is not readily understood to
encompass a person whose only travel occurred before the statute
took effect. Indeed, neither the Government nor the dissent
identifies any instance in which this Court has construed a
present-tense verb in a criminal law to reach preenactment
conduct.[
Footnote 5]
In this instance, the statutory context
strongly supports a forward-looking construction of “travels.”
First, the word “travels” is followed in §2250(a)(2)(B) by a series
of other present tense verbs—“
enters or
leaves,
or
resides in, Indian country.” (Emphasis added.) This
Court has previously described a statute’s “undeviating use of the
present tense” as a “striking indic[ator]” of its “prospective
orientation.”
Gwaltney, 484 U. S., at 59. The Seventh
Circuit thought otherwise, reasoning that it would “mak[e] no
sense” for “a sex offender who has resided in Indian country since
long before the Act was passed [to be] subject to the Act but not
someone who crossed state lines before the Act was passed.” 551
F. 3d, at 583. As a textual matter, however, it is the Seventh
Circuit’s approach that makes little sense: If “travels” means
“traveled” (
i.e., a person “travels” if he crossed state
lines
before SORNA’s enactment), then the only way to
avoid an incongruity among neighboring verbs would be to construe
the phrase “resides i[n] Indian country” to encompass persons who
once resided in Indian country but who left before SORNA’s
enactment and have not since returned—an implausible reading that
neither the Seventh Circuit, nor the Government, nor the dissent
endorses.
Second, the other elements of a §2250
violation are similarly set forth in the present tense. Sections
2250(a)(1) and (a)(3) refer, respectively, to any person who
“
is required to register under [SORNA]” and who “knowingly
fails to register or update a registration as required by
[SORNA].” (Emphasis added.) The Government accepts that this last
element—a knowing failure to register or update a registration—must
postdate SORNA’s enactment. Had Congress intended preenactment
conduct to satisfy the first two requirements of §2250 but not the
third, it presumably would have varied the verb tenses to convey
this meaning. Indeed, numerous federal statutes use the
past-perfect tense to describe one or more elements of a criminal
offense when coverage of preenactment events is intended. See,
e.g., 18 U. S. C. A. §249(a)(2)(B)(iii) (Supp.
2010) (proscribing hate crimes in which “the defendant employs a
firearm, dangerous weapon, explosive or incendiary device, or other
weapon that
has traveled in interstate or foreign
commerce” (emphasis added)); 18 U. S. C. §922(g)(9) (2006 ed.)
(proscribing firearm possession or transport by any person “who
has been convicted” of a felony or a misdemeanor
crime of domestic violence (emphasis added)); §2252(a)(2) (2006
ed., Supp. II) (making it unlawful for any person to receive or
distribute a visual depiction of a minor engaging in sexually
explicit conduct that “
has been mailed, or
has been
shipped or transported in or affecting interstate or foreign
commerce” (emphasis added)). The absence of similar phrasing here
provides powerful evidence that §2250 targets only postenactment
travel.[
Footnote 6]
III
Echoing the Seventh Circuit’s
assessment that Congress’ use of present-tense verbs in §2250 is
“not very revealing,” Brief for United States 17, the Government
offers two principal arguments for construing the statute to cover
pre-SORNA travel: First, such a reading avoids an “anomaly” in the
statute’s coverage of federal versus state sex offenders; and
second, it “better effectuates the statutory purpose.”
Id., at 22 (capitalization omitted). Neither argument
persuades us to adopt the Government’s strained reading of the
statutory text.
A
Section 2250 imposes criminal
liability on two categories of persons who fail to adhere to
SORNA’s registration requirements: any person who is a sex offender
“by reason of a conviction under Federal law … , the law of the
District of Columbia, Indian tribal law, or the law of any
territory or possession of the United States,” §2250(a)(2)(A), and
any other person required to register under SORNA who “travels in
interstate or foreign commerce, or enters or leaves, or resides in,
Indian country,” §2250(a)(2)(B). According to the Government, these
categories correspond to “two alternate sources of power to achieve
Congress’s aim of broadly registering sex offenders.”
Id.,
at 22. Placing pre-SORNA travelers within the statute’s coverage,
the Government maintains, “ensures that the jurisdictional reach of
Section 2250(a)(2) has a comparable breadth as applied to both
federal and state sex offenders.”
Id., at 21.
The Government’s pronouncement
that §2250 should have an “equally broad sweep” with respect to
federal and state offenders,
id., at 22, is little more
than
ipse dixit. Had Congress intended to subject any
unregistered state sex offender who has ever traveled in interstate
commerce to federal prosecution under §2250, it easily could have
adopted language to that effect. That it declined to do so
indicates that Congress instead chose to handle federal and state
sex offenders differently. There is nothing “anomal[ous]” about
such a choice. To the contrary, it is entirely reasonable for
Congress to have assigned the Federal Government a special role in
ensuring compliance with SORNA’s registration requirements by
federal sex offenders—persons who typically would have spent time
under federal criminal supervision. It is similarly reasonable for
Congress to have given the States primary responsibility for
supervising and ensuring compliance among state sex offenders and
to have subjected such offenders to federal criminal liability only
when, after SORNA’s enactment, they use the channels of interstate
commerce in evading a State’s reach.
In this regard, it is notable that the federal
sex-offender registration laws have, from their inception,
expressly relied on state-level enforcement. Indeed, when it
initially set national standards for state sex-offender
registration programs in 1994, Congress did not include any federal
criminal liability. Congress instead conditioned certain federal
funds on States’ adoption of “criminal penalties” on any person
“required to register under a State program … who knowingly fails
to so register and keep such registration current.” Jacob
Wetterling Crimes Against Children and Sexually Violent Offender
Registration Act, Pub. L. 103–322, Tit. XVII, §170101(c), 108 Stat.
2041, 42 U. S. C. §14071(d). Two years later, Congress
supplemented state enforcement mechanisms by subjecting to federal
prosecution any covered sex offender who “changes address to a
State other than the State in which the person resided at the time
of the immediately preceding registration” and “knowingly fails to”
register as required. Pam Lychner Sexual Offender Tracking and
Identification Act of 1996, Pub. L. 104–236, §2, 110 Stat. 3095,
3096, 42 U. S. C. §§14072(g)(3), (i).[
Footnote 7] The prospective orientation of this
provision is apparent. No statutory gap necessitated coverage of
unregistered offenders who “change[d] address” before the statute’s
enactment; the prosecution of such persons remained the province of
the States.
In enacting SORNA, Congress preserved this
basic allocation of enforcement responsibilities. To strengthen
state enforcement of registration requirements, Congress
established, as a funding condition, that “[e]ach jurisdiction,
other than a Federally recognized Indian tribe, shall provide a
criminal penalty that includes a maximum term of imprisonment that
is greater than 1 year for the failure of a sex offender to comply
with the requirements of this subchapter.” §16913(e).[
Footnote 8] Meanwhile, Congress in §2250
exposed to federal criminal liability, with penalties of up to 10
years’ imprisonment, persons required to register under SORNA over
whom the Federal Government has a direct supervisory interest or
who threaten the efficacy of the statutory scheme by traveling in
interstate commerce.
Understanding the act of travel as an aspect
of the harm Congress sought to punish serves to distinguish §2250
from the felon-in-possession statute to which the Seventh Circuit
analogized. See 551 F. 3d, at 582–583. In
Scarborough, this Court held that a prior version of the
statute, which imposed criminal liability on any convicted felon
who “ ‘possesses … in commerce or affecting commerce … any
firearm,’ ” 431 U. S., at 564 (quoting 18 U. S. C. App.
§1202(a) (1970 ed.)), did not require the Government to prove
postenactment movement of the firearm across state lines. According
to the Court, Congress had given “no indication of any concern with
either the movement of the gun or the possessor or with the time of
acquisition.” 431 U. S., at 572. Its aim was simply “to keep guns
out of the hands of” convicted felons,
ibid., and, by
using the phrase “in commerce or affecting commerce,” it invoked
the full breadth of its Commerce Clause authority to achieve that
end. No one in
Scarborough disputed, however, that the act
of possession had to occur post- enactment; a felon who
“possess[ed]” a firearm only preenactment was plainly outside the
statute’s sweep. In this case, the proper analogy is not, as the
Seventh Circuit suggested, between the travel of a sex offender and
the movement of a firearm; it is between the sex offender who
“travels” and the convicted felon who “possesses.” The act of
travel by a convicted sex offender may serve as a jurisdictional
predicate for §2250, but it is also, like the act of possession,
the very conduct at which Congress took aim.
B
In a final effort to justify its
position, the Government invokes one of SORNA’s underlying
purposes: to locate sex offenders who had failed to abide by their
registration obligations. SORNA, the Government observes, was
motivated at least in part by Congress’ concern about these
“missing” sex offenders—a problem the House Committee on the
Judiciary expressly linked to interstate travel: “The most
significant enforcement issue in the sex offender program is that
over 100,000 sex offenders, or nearly one-fifth in the Nation[,]
are ‘missing,’ meaning they have not complied with sex offender
registration requirements. This typically occurs when the sex
offender moves from one State to another.” H. R. Rep. No.
109–218, pt. 1, p. 26 (2005). The goal of tracking down
missing sex offenders, the Government maintains, “is surely better
served by making Section 2250 applicable to them in their new
States of residence immediately than by waiting for them to travel
in interstate commerce and fail to register yet again.” Brief for
United States 23–24. The Court of Appeals expressed a similar view.
See 551 F. 3d, at 582.[
Footnote 9]
The Government’s argument
confuses a general goal of SORNA with the specific purpose of
§2250. Section 2250 is not a stand-alone response to the problem of
missing sex offenders; it is embedded in a broader statutory scheme
enacted to address the deficiencies in prior law that had enabled
sex offenders to slip through the cracks. See 42 U. S. C.
§16901 (“Congress in this chapter establishes a comprehensive
national system for the registration of [sex] offenders”). Among
its many provisions, SORNA instructs States to maintain
sex-offender registries that compile an array of information about
sex offenders, §16914; to make this information publicly available
online, §16918; to share the information with other jurisdictions
and with the Attorney General for inclusion in a comprehensive
national sex-offender registry, §§16919–16921; and to “provide a
criminal penalty that includes a maximum term of imprisonment that
is greater than 1 year for the failure of a sex offender to comply
with the requirements of this subchapter,” §16913(e). Sex
offenders, in turn, are required to “register, and keep the
registration current, in each jurisdiction where the offender
resides, where the offender is an employee, and where the offender
is a student,” §16913(a), and to appear in person periodically to
“allow the jurisdiction to take a current photograph, and verify
the information in each registry in which that offender is required
to be registered,” §16916. By facilitating the collection of
sex-offender information and its dissemination among jurisdictions,
these provisions, not §2250, stand at the center of Congress’
effort to account for missing sex offenders.
Knowing that Congress aimed to reduce the
number of noncompliant sex offenders thus tells us little about the
specific policy choice Congress made in enacting §2250. While
subjecting pre-SORNA travelers to punishment under §2250 may well
be consistent with the aim of finding missing sex offenders, a
contrary construction in no way frustrates that broad goal. Taking
account of SORNA’s overall structure, we have little reason to
doubt that Congress intended §2250 to do exactly what it says: to
subject to federal prosecution sex offenders who elude SORNA’s
registration requirements by traveling in interstate commerce. Cf.
Mertens v.
Hewitt Associates,
508 U. S. 248, 261
(1993) (“[V]ague notions of a statute’s ‘basic purpose’ are …
inadequate to overcome the words of its text regarding the
specific issue under consideration”).
C
None of the legislative materials
the Government cites as evidence of SORNA’s purpose calls this
reading into question. To the contrary, the report of the House
Judiciary Committee suggests not only that a prohibition on
postenactment travel is consonant with Congress’ goals, but also
that it is the rule Congress in fact chose to adopt. As the
Government acknowledges, the bill under consideration by the
Committee contained a version of §2250 that “would not have reached
pre-enactment interstate travel.” Brief for United States 24,
n. 9. This earlier version imposed federal criminal penalties
on any person who “receives a notice from an official that such
person is required to register under [SORNA] and … thereafter
travels in interstate or foreign commerce, or enters or leaves
Indian country.” H. R. Rep. No. 109–218, pt. 1, at 9; see also
id., at 26 (“[S]ex offenders will now face Federal
prosecution … if they cross a State line and fail to comply with
the sex offender registration and notification requirements
contained in the legislation”). Yet this did not stop the Committee
from describing its legislation as a solution to the problem of
missing sex offenders. See
id., at 23–24, 26, 45–46. The
Government identifies nothing in the legislative record to suggest
that, in modifying this language during the course of the
legislative process, Congress intended to alter the statute’s
temporal sweep.[
Footnote 10]
At the very least, the close correspondence between the Committee’s
discussion of missing sex offenders and its recognition of the
travel element’s prospective application would seem to confirm that
reading §2250 to reach only postenactment travel does not
contravene SORNA’s underlying purposes, let alone result in an
absurdity that would compel us to disregard the statutory text. Cf.
Arlington Central School Dist. Bd. of Ed. v.
Murphy,
548
U. S. 291, 296 (2006) (“We have stated time and again that
courts must presume that a legislature says in a statute what it
means and means in a statute what it says there. When the statutory
language is plain, the sole function of the courts—at least where
the disposition required by the text is not absurd—is to enforce it
according to its terms” (internal quotation marks and citation
omitted)).
* * *
Having concluded that §2250 does
not extend to preenactment travel, we need not consider whether
such a construction would present difficulties under the
Constitution’s
Ex Post Facto Clause. The judgment of
the United States Court of Appeals for the Seventh Circuit is
reversed, and the case is remanded for further proceedings
consistent with this opinion.
It is so ordered.
Footnote 1
While the Seventh and Tenth Circuits have
confronted the question directly, other Circuits have also touched
on it. Aligning itself with the Seventh Circuit, the Eleventh
Circuit has analogized 18 U. S. C. §2250(a) to the
felon-in-possession statute, §922(g), and applied it to a sex
offender who traveled before SORNA became applicable to him.
United States v.
Dumont, 555 F. 3d 1288,
1291–1292 (2009)
(per curiam). In contrast, the Eighth
Circuit has stated in dictum that §2250(a) “punishes convicted sex
offenders who travel in interstate commerce
after the enactment
of SORNA.”
United States v.
May, 535
F. 3d 912, 920 (2008) (emphasis added).
Footnote 2
There is a separate conflict among the Courts
of Appeals as to when SORNA’s registration requirements became
applicable to persons convicted of sex offenses prior to the
statute’s enactment. Several Circuits, including the Seventh, have
taken the position that the Act did not apply to such sex offenders
until the Attorney General provided for their inclusion by issuing
an interim regulation, 28 CFR §72.3, 72 Fed. Reg. 8897, on February
28, 2007. See,
e.g.,
United States v.
Hatcher, 560 F. 3d 222, 226–229 (CA4 2009);
United States v.
Cain, 583 F. 3d 408,
414–419 (CA6 2009);
United States v.
Dixon, 551
F. 3d 578, 582 (CA7 2008) (case below);
United States
v.
Madera, 528 F. 3d 852, 857–859 (CA11 2008)
(per curiam). Other Circuits have held that persons with
pre-SORNA sex-offense convictions became subject to the Act’s
registration requirements upon the statute’s enactment in July
2006. See,
e.g.,
May, 535 F. 3d, at 915–919;
United States v.
Hinckley, 550 F. 3d 926,
929–935 (CA10 2008). Because Carr traveled from Alabama to Indiana
before both the enactment of SORNA and the Attorney General’s
regulation, we have no occasion to consider whether a pre-SORNA sex
offender whose travel and failure to register occurred between July
2006 and February 2007 is subject to liability under §2250, and we
express no view on that question. We similarly express no view as
to whether §72.3 was properly promulgated—a question that has also
divided the Circuits. Compare
Cain, 583 F. 3d, at
419–424 (holding that the Attorney General lacked good cause for
issuing the interim regulation without adhering to the
notice-and-comment and publication requirements of the
Administrative Procedure Act (APA)), with
United States v.
Dean, No. 09–13115, 2010 WL 1687618, *3–*8 (CA11, Apr. 28,
2010) (finding no APA violation);
United States v.
Gould, 568 F. 3d 459, 469–470 (CA4 2009) (same).
Footnote 3
For persons convicted of sex offenses under
federal or Indian tribal law, interstate travel is not a
prerequisite to §2250 liability. See §2250(a)(2)(A).
Footnote 4
Offering a variation on the Government’s
argument, the dissent contends that, “[i]n accordance with current
drafting conventions, §2250(a) speaks, not as of the time when the
law went into effect, but as of the time when the first act
necessary for conviction is committed.”
Post, at 7
(opinion of Alito, J.). This occurs, the dissent maintains, “when
an individual is convicted of a qualifying sex offense, for it is
that act that triggers the requirement to register under SORNA.”
Ibid. The dissent’s account cannot be squared with the
statutory text. “[T]he first act necessary for conviction” under
§2250(a) is not a predicate sex-offense conviction. It is a
requirement “to register under [SORNA].” §2250(a)(1). Thus, even if
the dissent is correct that legislative drafters do not invariably
use the moment of enactment to mark the dividing line between
covered and uncovered acts, they have clearly done so here.
Footnote 5
The Court of Appeals quoted a Ninth Circuit
decision for the proposition that “ ‘the present tense is
commonly used to refer to past, present, and future all at the same
time.’ ” 551 F. 3d, at 583 (quoting
Coalition for
Clean Air v.
Southern Cal. Edison Co., 971
F. 2d 219, 225 (CA9 1992)). Neither court offered examples of
such usage. Perhaps, as the Dictionary Act itself recognizes, there
may be instances in which “context” supports this sort of
omnitemporality, but it is not the typical understanding of the
present tense in either normal discourse or statutory construction.
Taken in context, the word “travels” as it appears in §2250 is
indistinguishable from the present-tense verbs that appear in
myriad other criminal statutes to proscribe conduct on a
prospective basis. Examining a criminal law with a travel element
similar to the one at issue here, the Ninth Circuit itself recently
agreed that “the present tense verb ‘travels,’ most sensibly read,
does not refer to travel that occurred in the past—that is, before
the enactment of the statute.”
United States v.
Jackson, 480 F. 3d 1014, 1019 (CA9 2007)
(interpreting 18 U. S. C. §2423(c), which imposes criminal
penalties on “[a]ny United States citizen … who travels in foreign
commerce, and engages in any illicit sexual conduct with another
person”).
Footnote 6
The dissent identifies several “SORNA
provisions that plainly use the present tense to refer to events
that … may have occurred before SORNA took effect.”
Post,
at 10. All of these examples appear in 42 U. S. C. §16911, a
definitional section that merely elucidates the meaning of certain
statutory terms and proscribes no conduct. All but two of the
provisions, moreover, rely on the term “sex offender,” which
§16911(1) defines to mean “an individual who
was convicted
of a sex offense.” (Emphasis added.) The remaining provisions are
§16911(7), which simply uses “involves” rather than “involved” to
define whether a prior conviction qualifies as a “specified offense
against a minor,” and §16911(8), which makes plain that its
present-tense reference to an offender’s age refers to age “at the
time of the offense.” These examples thus provide scant support for
the proposition that §2250 uses “travels” to refer to pre-SORNA
travel. Given the well-established presumption against
retroactivity and, in the criminal context, the constitutional bar
on
ex post facto laws, it cannot be the case that a
statutory prohibition set forth in the present tense applies by
default to acts completed before the statute’s enactment. See
Johnson v.
United States,
529 U. S. 694, 701
(2000) (“Absent a clear statement of that intent, we do not give
retroactive effect to statutes burdening private interests”).
Footnote 7
Pre-SORNA law also exposed to federal
criminal liability any person whose State “ha[d] not established a
minimally sufficient sexual offender registration program” and who
was thus required to register with the Federal Bureau of
Investigation (FBI). See 42 U. S. C. §§14072(c), (g)(2), (i).
SORNA does not include a similar FBI registration requirement,
presumably because, by the time of the statute’s enactment, “every
State … had enacted some” type of registration system.
Smith v.
Doe,
538 U. S. 84, 90
(2003).
Footnote 8
The law in Indiana, Carr’s State of
residence, makes the failure to register a Class D felony, which
carries a prison term of up to three years’ imprisonment. Ind. Code
§§11–8–8–17(a), 35–50–2–7(a) (2009).
Footnote 9
Also making this point, the dissent maintains
that “[i]nterpreting §2250(a)(2)(B) to reach only postenactment
travel severely impairs §2250(a)’s effectiveness” by “plac[ing]
beyond the reach of the federal criminal laws” “the many sex
offenders who had managed to avoid pre-existing registration
regimes.”
Post, at 14. The dissent sees “no apparent
reason why Congress would have wanted to impose such a
requirement.”
Ibid. Yet the dissent approves an even
greater impairment. Addressing a dispute we leave unresolved, see
n. 2,
supra, the dissent would hold that, in enacting
SORNA, “Congress remained neutral on the question whether the Act
reaches those with pre-SORNA sex-offense convictions.”
Post, at 10. The dissent’s view, in other words, is that
SORNA does not apply of its own force to
any sex offenders
convicted prior to the statute’s enactment—a reading wholly
inconsistent with the dissent’s description of SORNA as “a response
to a dangerous gap in the then-existing sex-offender-registration
laws.”
Post, at 13. If, as the dissent accepts, Congress
left open the possibility that
no preenactment offenders
would face liability under §2250, then it is certainly not
unreasonable to conclude that Congress limited the statute’s
coverage to offenders who travel after its enactment. Indeed, it is
strange to think that Congress might have enacted a statute that
declined to cover pre-SORNA offenders but nevertheless covered
pre-SORNA travel.
Footnote 10
Among other changes, Congress eliminated the
language that conditioned liability on proof of notice, and it
removed the word “thereafter,” presumably as redundant in light of
the sequential structure of the enacted statute.
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