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SUPREME COURT OF THE UNITED STATES
_________________
No. 19–1189
_________________
BP P.L.C., et al., PETITIONERS
v.
MAYOR AND CITY COUNCIL OF BALTIMORE
on writ of certiorari to the united states
court of appeals for the fourth circuit
[May 17, 2021]
Justice Gorsuch delivered the opinion of the
Court.
This case began when Baltimore’s mayor and city
council sued various energy companies for promoting fossil fuels
while allegedly concealing their environmental impacts. But the
merits of that claim have nothing to do with this appeal. The only
question before us is one of civil procedure: Does 28
U. S. C. §1447(d) permit a court of appeals to review any
issue in a district court order remanding a case to state court
where the defendant premised removal in part on the federal officer
removal statute, §1442, or the civil rights removal statute,
§1443?
I
Three years ago, Baltimore’s mayor and city
council (we refer to them collectively as the City) filed suit in
Maryland state court. The City’s complaint included a number of
state-law causes of action, but most centered on the defendants’
alleged failure to warn about the dangers of their products—and the
injuries the City says it suffered as a result.
Soon after the City filed suit, the defendants
removed the case to federal court. In support of their action, the
defendants invoked a variety of federal statutes. Most relevant for
our purposes, they pointed to a provision that promises a federal
forum for any action against an “officer (or any person acting
under that officer) of the United States or of any agency thereof,
in an official or individual capacity, for or relating to any act
under color of such office.” 28 U. S. C. §1442(a)(1).
This statute authorized the removal of the
City’s suit, the defendants said, because some of their challenged
exploration, drilling, and production operations took place at the
federal government’s behest. The companies also identified a number
of other statutes that they believed independently supported
removal: the federal-question statute, 28 U. S. C. §1331;
the Outer Continental Shelf Lands Act, 92Stat. 657, 43
U. S. C. §1349(b); the admiralty jurisdiction statute, 28
U. S. C. §1333; and the bankruptcy removal statute, 28
U. S. C. §1452.
Once the case arrived in federal court, the City
filed a motion seeking to have it remanded back to state court. The
City argued that none of the companies’ grounds for removal
justified retaining federal jurisdiction. In an extensive order,
the district court reviewed each of the defendants’ cited bases for
removal before ultimately agreeing with the City and remanding the
case to state court.
Normally that would have ended the matter. Since
at least 1949, federal appellate courts have generally lacked the
power to review a district court order remanding a case to state
court. See Act of May 24, 1949, §84, 63Stat. 102. But like most
rules, this one has accrued exceptions with time. In the Civil
Rights Act of 1964, Congress created an exception allowing
appellate review for cases “ ‘removed pursuant to’ ” 28
U. S. C. §1443, a provision that guarantees a federal
forum for certain federal civil rights claims. See §901, 78Stat.
266. So before a civil rights case is returned to state court, a
federal court of appeals usually
can intervene to test the
soundness of the district court’s remand order.
In 2011, Congress added a similar exception for
suits against federal officers or agencies removed pursuant to 28
U. S. C. §1442. See Removal Clarification Act, §2,
125Stat. 545–546. Here, too, Congress has deemed it appropriate to
allow appellate review before a district court may remand a case to
state court. All told, then, the law as it stands today provides
that “[a]n order remanding a case to the State court from which it
was removed is not reviewable on appeal or otherwise, except that
an order remanding a case to the State court from which it was
removed pursuant to section 1442 or 1443 of this title shall be
reviewable by appeal or otherwise.” 28 U. S. C.
§1447(d).
After the district court ordered the City’s case
remanded to state court, the defendants sought to appeal—and this
much everyone seemed to agree they were free to do. After all, the
defendants had relied on the federal officer removal statute found
in §1442 when they removed the case to federal court—and the
current version of §1447(d) permits an appeal in just these
circumstances. The real trouble began only when it came to the
scope of the defendants’ appeal. The Fourth Circuit read §1447(d)
as authorizing it to review only the
part of the district
court’s remand order discussing §1442. As a result, the court of
appeals refused to consider whether the district court may have
erred when it rejected the defendants’ other grounds for removal.
Finding (only) the district court’s §1442 analysis sound, the
Fourth Circuit proceeded to affirm. 952 F.3d 452 (2020).
This ruling highlighted a circuit split. The
Seventh Circuit, for example, has reasoned that §1447(d) extends
appellate review to the
whole of an “ ‘order remanding
a case to the State court from which it was removed pursuant to
section 1442 or 1443.’ ” See
Lu Junhong v.
Boeing
Co., 792 F.3d 805, 811 (2015). On that reading of the statute,
appellate review is not confined to a defendant’s removal arguments
under the federal officer and civil rights removal statutes.
Instead, a court of appeals may review the merits of all theories
for removal that a district court has rejected. Because the courts
of appeals disagree over the scope of their appellate authority
under §1447(d), we agreed to take this case to resolve the
question. 591 U. S. ___ (2020).
II
A
When called on to interpret a statute, this
Court generally seeks to discern and apply the ordinary meaning of
its terms at the time of their adoption.
Niz-Chavez v.
Garland, 593 U. S. ___, ___ (2021) (slip op., at 4).
Here, the relevant portion of §1447(d) provides that “an order
remanding a case to the State court from which it was removed
pursuant to section 1442 or 1443 of this title shall be reviewable
by appeal.”
To our minds, the first telling clue lies in the
statute’s use of the term “order.” Whether we look to the time of
§1447(d)’s adoption or amendment, a judicial “order” meant then
what it means today: a “written direction or command delivered by
. . . a court or judge.”[
1] So an “order remanding a case” was (and is) a formal
command from a district court returning the case to state court. In
this case, the district court’s remand order rejected
all of
the defendants’ grounds for removal. For good reason too. Normally,
federal jurisdiction is not optional; subject to exceptions not
relevant here, “courts are obliged to decide cases within the scope
of federal jurisdiction” assigned to them.
Sprint
Communications, Inc. v.
Jacobs,
571 U.S.
69, 72 (2013). So the district court wasn’t at liberty to
remove the City’s case from its docket until it determined that it
lacked any authority to entertain the suit. See,
e.g.,
Carnegie-Mellon Univ. v.
Cohill,
484 U.S.
343, 356 (1988). From this it would seem to follow that, when a
district court’s removal order rejects all of the defendants’
grounds for removal, §1447(d) authorizes a court of appeals to
review each and every one of them. After all, the statute allows
courts of appeals to examine the whole of a district court’s
“order,” not just some of its parts or pieces.
Of course, §1447(d) extends appellate review
only to
some orders—those remanding a “case . . .
removed pursuant to section 1442 or 1443.” But it’s hard to see how
that qualification changes the calculus. To remove a case, a
defendant must comply with 28 U. S. C. §1446.
Essentially, that statute requires the defendant to provide
affected parties and courts with a notice stating its grounds for
removal. §§1446(a), (d). The combination of these actions
“effect[s] the removal.” §1446(d). To remove a case “pursuant to”
§1442 or §1443, then, just means that a defendant’s notice of
removal must assert the case is removable “in accordance with or by
reason of ” one of those provisions.[
2] Here, everyone admits the defendants’ notice of
removal did just that by citing §1442 as one of its grounds for
removal. Once that happened and the district court ordered the case
remanded to state court, the whole of its order became reviewable
on appeal.
Nor does it matter if (as here) a defendant
removes a case “pursuant to”
multiple federal statutes.
Often enough, parties act pursuant to a variety of legal
authorities. A criminal defendant may suggest he is eligible for
sentencing relief pursuant to multiple provisions.
E.g.,
Pepper v.
United States,
562
U.S. 476, 481, n. 1 (2011). A civil litigant might file a
complaint pursuant to more than one statute.
E.g., Rimini
Street, Inc. v.
Oracle USA, Inc., 586 U. S. ___,
___ (2019) (slip op., at 2). Likewise, a party may assert multiple
grounds for removing a case to federal court—as the defendants did
here. Indeed, the general removal statute contemplates just this
possibility when, in contrast, it speaks of actions “removed
solely under” the diversity jurisdiction statute.
§1446(b)(2)(A) (emphasis added). Yet, the particular provision at
issue before us does not contain any comparable language like that
limiting appellate review
solely to issues under §1442 or
§1443. Instead and again, §1447(d) permits appellate review of the
district court’s remand order—without any further
qualification.
B
How does the City reply? It suggests that
exceptions to statutory rules should be construed narrowly—and that
our reading of §1447(d)’s exception to its general rule against
appellate review is too permissive.
We disagree. As a preliminary matter, the
factual premise underlying the City’s argument is surely
contestable. One might just as easily conceive of §1447(d)’s usual
rule barring appellate review as
itself an exception to the
even more general rule that final district court orders are
appealable under 28 U. S. C. §1291. More fundamentally,
the City’s legal premise is also in error. This Court has
“ ‘no license to give statutory exemptions anything but a fair
reading.’ ”
Food Marketing Institute v.
Argus Leader
Media, 588 U. S. ___, ___ (2019) (slip op., at 11)
(brackets omitted). Exceptions and exemptions are no less part of
Congress’s work than its rules and standards—and all are worthy of
a court’s respect. That a law might temper its pursuit of one goal
by accommodating others can come as no surprise. Often legislation
becomes possible only because of such compromises. Often lawmakers
tread in areas fraught with competing social demands where everyone
agrees trade-offs are required. Whatever the reason for a
legislative compromise, we have no right to place our thumbs on one
side of the scale or the other.
Henson v.
Santander
Consumer USA Inc., 582 U. S. ___, ___ (2017) (slip op., at
9).
Alternatively, the City suggests that, if
Congress had wanted appellate courts to review every issue in a
remand order, it would have said as much. Sometimes, the City
observes, Congress does exactly that, expressly directing courts to
resolve “all” legal issues in certain cases. See Brief for
Respondent 21 (citing 18 U. S. C. §3595(c)(1); 5
U. S. C. §1508; 38 U. S. C. §7104(a); and 33
U. S. C. §1320(f )). But the defendants remind us
that Congress also knows how to limit appellate review to
particular “questions” rather than the whole of a district court’s
“order”; sometimes it does just that too. See Brief for Petitioners
18 (citing 28 U. S. C. §1295(a)(7); 38 U. S. C.
§7292(b)(1); 42 U. S. C. §8514(a)(2); 52
U. S. C. §30110; 28 U. S. C. §1254(2); 50
U. S. C. §1803(j)). In the end, all of the parties’
fencing about language Congress
didn’t use persuades us of
only one thing—that we are best served by focusing on the language
it
did employ.
All of which leaves the City to offer a
different argument from a new direction. Now, the City contends,
the defendants never really removed this case pursuant to §1442. On
this account, a case is not “removed pursuant to section 1442 or
1443” until a federal court (district or appellate) holds that one
of these statutes authorizes removal. Because that never happened
here, the City reasons, the defendants were not entitled to
any appellate review. But this argument isn’t only novel—the
City didn’t pursue it below and no court of appeals has adopted it.
It is also mistaken. As we’ve seen, it is generally a defendant’s
actions under §1446 that “effect the removal.” Once a defendant
complies with §1446, a state court may not proceed “further unless
and until the case is remanded.” 28 U. S. C. §1446(d).
That’s why normally it’s the plaintiff who must seek judicial
intervention if it wishes to have the matter remanded to state
court—just as the City did here.
III
A
To the extent any doubt remains about how best
to read §1447(d), we believe our most analogous precedent resolves
it. In
Yamaha Motor Corp., U. S. A. v.
Calhoun,
516 U.S.
199, 204 (1996), this Court faced a dispute about the meaning
of 28 U. S. C. §1292(b). That statute allows a district
court to certify “an order” to the court of appeals if it “involves
a controlling question of law as to which there is substantial
ground for difference of opinion,” and if “an immediate appeal from
the order may materially advance the ultimate termination of the
litigation.” In
Yamaha, the Court asked the parties to
address whether §1292(b) authorizes appellate courts to review any
question contained in the district court’s order—or whether it
allows those courts to address only the “controlling question of
law” the district court certified for further review.
The answer there is telling here. The Court held
that, “[a]s the text of §1292(b) indicates, appellate jurisdiction
applies to the
order certified to the court of appeals, and
is not tied to the particular question formulated by the district
court.” 516 U. S., at 205. Although appellate courts “may not
reach beyond the certified order to address other orders made in
the case,” they “may address any issue fairly included within the
certified order because it is the
order that is appealable,
and not the controlling question identified by the district court.”
Ibid. (internal quotation marks omitted). Exactly the same
might be said of our case: “[B]ecause it is the [district court’s
removal]
order that is appealable,” a court of appeals “may
address any issue fairly included within” it.
Ibid.
(internal quotation marks omitted).
The City seeks to distinguish
Yamaha but
we don’t see how we fairly might. The City observes that §1292(b)
allows an appeal from an order that “involves” a controlling
question of law. By using the word “involves,” the City submits,
Congress sought to make plain that the reviewable issues on appeal
can be broader than the certified controlling question of law. And,
the City stresses, the word “involves” does not appear in §1447(d).
But that is beside the point. Nothing in
Yamaha turned on
the presence of the word “involves” in §1292(b). Instead, the
Court’s reasoning centered on the statute’s use of the word
“order.” By allowing appellate courts to review a district court’s
“order,” the Court explained, Congress had allowed review of any
issue fairly encompassed within it. That reasoning applies with no
less force here.
B
If
Yamaha does much to undermine its
argument, the City seeks to draw support from other of this Court’s
cases. Principally, it points to
Murdock v.
Memphis,
20 Wall. 590 (1875), and
United States v.
Keitel,
211 U.S.
370 (1908). But both decisions were driven by concerns unique
to their statutory contexts; their reasoning is not easily
generalizable to other jurisdictional statutes; and neither comes
nearly as close to the mark as
Yahama.
Start with
Murdock. That case involved 28
U. S. C. §1257, a statute permitting this Court to review
certain state court “judgments or decrees.” Concerned with the
constitutional implications of allowing federal courts to review
questions of state law, the Court in
Murdock construed the
statute as authorizing this Court to examine only issues of federal
law contained within state court judgments and decrees. See 20
Wall., at 630–632. Along the way, the Court took pains to reserve
the question whether Congress could ever authorize this Court to
review matters of state law already definitively resolved by state
courts.
Id., at 633. By contrast, no comparable concern with
the Constitution’s federal structure exists here. At some level, of
course, removal practices implicate questions of comity between
federal and state authorities. But today we are asked to decide
only whether a federal court of appeals may review one or many
federal law rulings issued by an inferior federal court. That
comparatively humble question lies nowhere near
Murdock’s
bounds.
Keitel involved the now-repealed Criminal
Appeals Act. That law authorized the government to appeal adverse
criminal “decision[s] or judgment[s]” based on certain enumerated
grounds, such as the invalidity of a federal statute. See ch. 2564,
34Stat. 1246. For its part, the Court held that this language
allowed the government to appeal only the statutorily enumerated
questions. 211 U. S., at 398–399. Like
Murdock, the
Court in
Keitel rested heavily on the statute’s context in
reaching its conclusion. A new entitlement allowing the government
to appeal an adverse criminal judgment was, in the Court’s view,
“exceptional.” 211 U. S., at 399. Meanwhile, here again,
nothing in our case implicates that concern.
Closer to home, the City directs our attention
to
Carlsbad Technology, Inc. v.
HIF Bio, Inc.,
556 U.S.
635, 638 (2009), and
Thermtron Products, Inc. v.
Hermansdorfer,
423 U.S.
336, 345–346 (1976). Those cases addressed the first clause of
§1447(d), which generally bars appellate review of remand orders.
Carlsbad and
Thermtron held this bar applies only to
remand orders premised on a lack of subject matter jurisdiction or
a defect in removal procedure; other remand orders remain
appealable. See
Carlsbad, 556 U. S., at 638. The Court
said this conclusion was necessary to make sense of §1447(d)’s
interaction with §1447(c). See
id., at 638.
None of this, however, helps the City’s cause.
Some have questioned
Carlsbad and
Thermtron. See,
e.g., 556 U. S., at 642 (Stevens, J., concurring);
id., at 642–643 (Scalia, J., concurring);
Kakarala v.
Wells Fargo Bank, N. A., 578 U.S. 914 (2016) (Thomas, J.,
dissenting from denial of certiorari). But even taken on their own
terms, both decisions
permitted rather than foreclosed
appellate review of certain remand orders. And the fact that this
Court deemed certain orders appealable under the statute’s first
clause simply does not settle, one way or another, the scope of
appellate review under the statute’s second clause.
Having exhausted our cases, the City seeks
support in lower court decisions. It draws our attention to 2011
when Congress amended §1447(d) to authorize appellate review of
remand orders in cases removed under the federal officer statute.
By that time, the City says, a number of courts of appeals had
already interpreted the prior version of §1447(d) that allowed
appeals from remand orders in cases removed under the Civil Rights
Act. And many of those courts had read §1447(d) as permitting them
to review only the part of a remand order addressing the civil
rights removal ground. From this fact, the City reasons, it follows
that Congress implicitly ratified and endorsed parallel limits on
appellate review when it adopted its 2011 amendments.
Again, we do not see it. It seems most unlikely
to us that a smattering of lower court opinions could ever
represent the sort of “judicial consensus so broad and unquestioned
that we must presume Congress knew of and endorsed it.”
Jama
v.
Immigration and Customs Enforcement,
543 U.S.
335, 349 (2005). And it certainly cannot do so where, as here,
“the text and structure of the statute are to the contrary.”
Id., at 352. This Court bears no “warrant to ignore clear
statutory language on the ground that other courts have done so.”
Milner v.
Department of Navy,
562
U.S. 562, 576 (2011). Our duty is to follow the law as we find
it, not to follow rotely whatever lower courts once might have said
about it.
Separately, the City worries that our
interpretation might upset lower court decisions on a
different question. The City points out that, when a
district court remands a case, it may require the defendant to pay
certain of the plaintiff ’s fees and costs. See 28
U. S. C. §1447(c). While §1447(d) generally precludes
appellate review of remand orders, many lower courts have suggested
that these §1447(c) fee and cost awards are nonetheless reviewable
on appeal. The City contends that our reading of §1447(d) could put
an end to all that. It could, the City reasons, because if an
“order remanding a case” really means the whole order, then the
statute may bar appellate review of fee and cost awards contained
within those orders. That much, however, does not necessarily
follow. Often enough fee and cost awards are treated as collateral
to the merits and independently appealable. See,
e.g.,
Budinich v.
Becton Dickinson & Co.,
486 U.S.
196, 200 (1988). In any event, the question is not presented in
this case and we do not purport to resolve it.
IV
The City concludes by asking us to consider
the policy consequences that follow from giving the text its
ordinary meaning. Barring appellate review of remand orders, the
City says, serves the worthy goal of allowing the parties to get on
with litigating the merits of their cases in state court.
Meanwhile, the City submits, allowing exceptions to this rule
promises only to impair that efficiency interest.
The difficulties with this argument are by now
familiar. As this Court has explained, “even the most formidable”
policy arguments cannot “overcome” a clear statutory directive.
Kloeckner v.
Solis,
568 U.S.
41, 56, n. 4 (2012). Besides, everyone agrees that the
statute tempers its obvious concern with efficiency when it comes
to cases removed pursuant to §1442 or §1443. For that subset of
cases, Congress has expressed a heightened concern for accuracy,
authorized appellate review, and accepted the delay it can entail.
The fact that the law as written allows appellate courts to examine
all (and not just
some) removal grounds in these
cases perhaps just demonstrates, as Judge Easterbrook has
suggested, a congressional judgment that the “marginal delay from
adding . . . extra issue[s] to a case where the time for
briefing, argument, and decision has already been accepted is
likely to be small.” See
Lu Junhong, 792 F. 3d, at
813.
In fact, allowing a fuller form of appellate
review may actually help expedite some appeals. Suppose a court of
appeals finds the §1442 or §1443 issue a difficult and close one,
but believes removal is clearly and easily warranted on another
basis. Allowing the court to address that easier question and avoid
harder ones may facilitate a prompter resolution of the proceeding
for all involved. At the least, a rational Congress could have
thought that considerations like these warranted allowing a court
of appeals the power to review the whole of a district court’s
remand order rather than just certain select aspects of it.
That leaves the City to argue about different
consequences. It warns that our interpretation will invite
gamesmanship: Defendants may frivolously add §1442 or §1443 to
their other grounds for removal, all with an eye to ensuring
appellate review down the line if the case is remanded. But the
answers here too are familiar. Once more, this Court’s task is to
discern and apply the law’s plain meaning as faithfully as we can,
not “to assess the consequences of each approach and adopt the one
that produces the least mischief.”
Lewis v.
Chicago,
560 U.S.
205, 217 (2010).
Nor is it as if Congress has been blind to the
City’s concerns. As the City itself acknowledges, thanks to
§1447(c) a district court may order a defendant to pay the
plaintiff ’s costs and expenses (including attorney’s fees) if
it frivolously removes a case from state court. Additionally, the
Federal Rules of Civil Procedure allow courts to sanction frivolous
arguments made in virtually any context. Rules 11(b)–(c).
Congress, thus, has already addressed the City’s concerns in
other statutes and rules—just not in §1447(d). To the extent
that experience may prove these other measures insufficient,
Congress is of course free to revise its work anytime. But that
forum, not this one, is the proper place for such lawmaking.
*
The Fourth Circuit erred in holding that it
was powerless to consider all of the defendants’ grounds for
removal under §1447(d). In light of that error, the defendants ask
us to consider some of those additional grounds ourselves. That
task, however, does not implicate the circuit split that we took
this case to resolve and we believe the wiser course is to leave
these matters for the Fourth Circuit to resolve in the first
instance. See
Brownback v.
King, 592 U. S. ___,
___, n. 4 (2021) (slip op., at 5, n. 4). The judgment of
the Fourth Circuit is vacated, and the case is remanded for further
proceedings consistent with this opinion.
So ordered.
Justice Alito took no part in the consideration
or decision of this case.
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