Mr. Justice WHITE, with whom Mr. Justice BRENNAN and Mr. Justice
MARSHALL join, dissenting.
Petitioner was convicted of capital felony murder under
97-3-19(2)( e) of the Mississippi Code of 1972: "The killing of a
human being . . . [ w]hen done with or without any design to effect
death, by any person engaged in the commission of the crime of . .
. kidnapping . . .." the Mississippi Supreme Court reversed the
felony-murder conviction, finding insufficient proof of the crime
of kidnaping. Biles v. State,
338 So. 2d
1004 (1976), cert. denied, 431 U.S. 940 ( 1977). Nonetheless,
on the ground that the evidence was sufficient to sustain a
conviction for the "lesser included offense" of "simple" murder,
the court affirmed as to guilt and remanded for resentencing. 338
So.2d, at 1005. Simple murder is defined in relevant part under
97-3-19(1)(a) as "[t]he killing of a human being . . . [w]hen done
with deliberate design to effect the death of the person killed . .
.." Petitioner subsequently filed a pleading in the Mississippi
Supreme Court that was treated as a petition for writ of error
coram nobis and was denied without written opinion. Petitioner here
seeks a writ of certiorari to review that judgment.
Whatever the phrase "lesser included offense" may connote under
Mississippi law, it is apparent from the relevant Mississippi
statutes that capital murder may be committed "without any design
to effect death," while simple murder requires "a deliberate design
to effect . . . death ." Although overturning petitioner's
conviction for capital murder, the Mississippi Supreme Court,
finding evidence of the necessary intent to kill, found petitioner
guilty of simple murder and to this extent affirmed the conviction.
Petitioner, however, was not tried by the jury for simple murder,
and the judgment of the Mississippi court would appear infirm under
Cole v. Arkansas,
Page 441 U.S.
953 , 954
333 U.S.
196, 201 (1948), where the Court held that "[i]t is as much a
violation of due process to send an accused to prison following
conviction of a charge on which he was never tried as it would be
to convict him upon a charge that was never made." 1 Further, the
right to a jury trial is rendered nugatory where an appellate court
overturns the verdict on the only offense found by the jury to have
been committed and imposes a conviction for an offense that
includes an essential element not necessarily found by the jury. On
the basis of the statutory definitions of the crimes involved, it
appears that exactly that might have happened here.
It is true as the State contends that regardless of what the
statutes say, the trial court, though it refused to give a direct
simple-murder instruction, incorporated that instruction in one of
its capital felony- murder instructions. [
Footnote 2] Another capital
Page 441 U.S.
953 , 955
felony-murder instruction,3 however, permitted guilt to be found
if petitioner acted "either with or without deliberate design or
intent [to] shoot, kill and murder . . .." The State argues that
even under the latter instruction, when considered as a whole, the
jury would have realized that all the elements of simple murder had
to be found. But it appears just as likely that when the jury
convicted of capital murder, it heeded the direction that it could
do so even if petitioner acted "without deliberate design or
intent," and there is no way to know which course the jury
followed. One course, however, would mean that the State Supreme
Court's action was constitutionally forbidden, and in these
circumstances the conviction cannot stand. See Eaton v. Tulsa,
415 U.S. 697, 699
n. (1974); Williams v. North Carolina,
317 U.S. 287, 291-292
Page 441 U.S.
953 , 956
(1942); Stromberg v. California,
283 U.S.
359, 367-368 (1931).
Accordingly, I dissent from denial of the petition for
certiorari.
Footnotes
Footnote 1 In Presnell v.
Georgia,
439 U.S.
14 ( 1978), we recently dealt with a somewhat similar
situation. The State Supreme Court in that case had upheld the
jury's imposition of the death penalty on the ground that the
killing in question occurred while Presnell was engaged in the
commission of the offense of kidnaping with bodily injury. This
conclusion was based on the court's belief that there was
sufficient evidence of forcible rape, which established the element
of bodily harm. Because the jury had not based its penalty
determination on this theory and had not made the key finding of
forcible rape, we found that "fundamental principles of procedural
fairness" had been violated, even though the indictment charged
forcible rape and the jury was instructed in it. Id., at 16. That
case is quite similar to this in that the jury returned a verdict
of guilty of "rape," but that verdict was an unreliable indication
of a finding of forcible rape because the jury had also been
instructed on statutory rape. Id., at 15 n. 1.
Footnote 2 Instruction 2-S
stated:
"The Court instructs the jury that
murder is the killing of a human being, without authority of law,
by any means, or in any manner, when done with a deliberate design
to effect the death of the person killed, and that if you believe
from the evidence in this case beyond a reasonable doubt that the
defendant did on or about the 18th day of February, 1975
unlawfully, wilfully, feloniously and of his malice aforethought,
then and there, kill and murder one Henry Muller a human being,
while he, the said Billy Glen Biles, was, then and there, engaged
in the commission of kidnapping the said Henry Muller, by forcing
the said Henry Muller to drive him the said Billy Glen Biles, at
gun point, and do his bidding, then in that event, the defendant,
Billy Glen Biles, is Guilty of Capital Murder, and it shall be your
sworn duty to find the defendant guilty of Capital Murder."
Footnote 3 Instruction 5-S
stated:
"The court instructs the jury that
Capital Murder is the killing of a human being without authority of
law, by any means or in any manner when done with, or without a
deliberate design or intent to effect the death of the person
killed, when said killing is done while engaged in the perpetration
or commission of the crime of kidnapping. Therefore, the court
further, instructs the jury that if you believe from the evidence
in this case, beyond a reasonable doubt that the defendant, Billy
Glen Biles, on the 18th day of February 1975, in Jackson County,
Mississippi did unlawfully, wilfully and feloniously, with a design
to kidnap Henry Muller, force the said Henry Muller to drive him
and do his bidding, and while so engaged in kidnapping the said
Henry Muller, the said Billy Glen Biles, did wilfully, unlawfully,
feloniously and of his malice aforethought, either with or without
deliberate design or intent, shoot, kill and murder the said Henry
Muller, a human being, then in that event, it shall be your sworn
duty to find the defendant guilty of capital murder."
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