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SUPREME COURT OF THE UNITED STATES
_________________
Nos. 21A240 and 21A241
_________________
JOSEPH R. BIDEN, Jr., PRESIDENT OF THE
UNITED STATES, et al., APPLICANTS
21A240
v.
MISSOURI, et al.
XAVIER BECERRA, SECRETARY OF HEALTH AND
HUMAN SERVICES, et al., APPLICANTS
21A241
v.
LOUISIANA, et al.
on applications for stays
[January 13, 2022]
Per Curiam.
The Secretary of Health and Human Services
administers the Medicare and Medicaid programs, which provide
health insurance for millions of elderly, disabled, and low-income
Americans. In November 2021, the Secretary announced that, in order
to receive Medicare and Medicaid funding, participating facilities
must ensure that their staff—unless exempt for medical or religious
reasons—are vaccinated against COVID–19. 86 Fed. Reg. 61555 (2021).
Two District Courts enjoined enforcement of the rule, and the
Government now asks us to stay those injunctions. Agreeing that it
is entitled to such relief, we grant the applications.
I
A
The Medicare program provides health insurance
to individuals 65 and older, as well as those with specified
disabilities. The Medicaid program does the same for those with low
incomes. Both Medicare and Medicaid are administered by the
Secretary of Health and Human Services, who has general statutory
authority to promulgate regulations “as may be necessary to the
efficient administration of the functions with which [he] is
charged.” 42 U. S. C. §1302(a).
One such function—perhaps the most basic, given
the Department’s core mission—is to ensure that the healthcare
providers who care for Medicare and Medicaid patients protect their
patients’ health and safety. Such providers include hospitals,
nursing homes, ambulatory surgical centers, hospices,
rehabilitation facilities, and more. To that end, Congress
authorized the Secretary to promulgate, as a condition of a
facility’s participation in the programs, such “requirements as
[he] finds necessary in the interest of the health and safety of
individuals who are furnished services in the institution.” 42
U. S. C. §1395x(e)(9) (hospitals); see,
e.g.,
§§1395x(cc)(2)(J) (outpatient rehabilitation facilities),
1395i–3(d)(4)(B) (skilled nursing facilities), 1395k(a)(2)(F) (i)
(ambulatory surgical centers); see also §§1396r(d)(4)(B),
1396d(
l)(1), 1396d(
o) (corresponding provisions in
Medicaid Act).
Relying on these authorities, the Secretary has
established long lists of detailed conditions with which facilities
must comply to be eligible to receive Medicare and Medicaid funds.
See,
e.g., 42 CFR pt. 482 (2020) (hospitals); 42 CFR pt. 483
(long-term care facilities); 42 CFR §§416.25–416.54 (ambulatory
surgical centers). Such conditions have long included a requirement
that certain providers maintain and enforce an “infection
prevention and control program designed . . . to help
prevent the development and transmission of communicable diseases
and infections.” §483.80 (long-term care facilities); see,
e.g., §§482.42(a) (hospitals), 416.51(b) (ambulatory
surgical centers), 485.725 (facilities that provide outpatient
physical therapy and speech-language pathology services).
B
On November 5, 2021, the Secretary issued an
interim final rule amending the existing conditions of
participation in Medicare and Medicaid to add a new
requirement—that facilities ensure that their covered staff are
vaccinated against COVID–19. 86 Fed. Reg. 61561, 61616–61627. The
rule requires providers to offer medical and religious exemptions,
and does not cover staff who telework full-time.
Id., at
61571–61572. A facility’s failure to comply may lead to monetary
penalties, denial of payment for new admissions, and ultimately
termination of participation in the programs.
Id., at
61574.
The Secretary issued the rule after finding that
vaccination of healthcare workers against COVID–19 was “necessary
for the health and safety of individuals to whom care and services
are furnished.”
Id., at 61561. In many facilities, 35% or
more of staff remain unvaccinated,
id., at 61559, and those
staff, the Secretary explained, pose a serious threat to the health
and safety of patients. That determination was based on data
showing that the COVID–19 virus can spread rapidly among healthcare
workers and from them to patients, and that such spread is more
likely when healthcare workers are unvaccinated.
Id., at
61558–61561, 61567–61568, 61585–61586. He also explained that,
because Medicare and Medicaid patients are often elderly, disabled,
or otherwise in poor health, transmission of COVID–19 to such
patients is particularly dangerous.
Id., at 61566, 61609. In
addition to the threat posed by in- facility transmission itself,
the Secretary also found that “fear of exposure” to the virus “from
unvaccinated health care staff can lead patients to themselves
forgo seeking medically necessary care,” creating a further “ris[k]
to patient health and safety.”
Id., at 61588. He further
noted that staffing shortages caused by COVID–19-related exposures
or illness has disrupted patient care.
Id., at 61559.
The Secretary issued the rule as an interim
final rule, rather than through the typical notice-and-comment
procedures, after finding “good cause” that it should be made
effective immediately.
Id., at 61583–61586; see 5
U. S. C. §553(b)(B). That good cause was, in short, the
Secretary’s belief that any “further delay” would endanger patient
health and safety given the spread of the Delta variant and the
upcoming winter season. 86 Fed. Reg. 61583–61586.
C
Shortly after the interim rule’s announcement,
two groups of States—one led by Louisiana and one by Missouri—filed
separate actions challenging the rule. The U. S. District
Courts for the Western District of Louisiana and the Eastern
District of Missouri each found the rule defective and entered
preliminary injunctions against its enforcement.
Louisiana
v.
Becerra, 2021 WL 5609846 (Nov. 30, 2021);
Missouri
v.
Biden, 2021 WL 5564501 (Nov. 29, 2021). In each case, the
Government moved for a stay of the injunction from the relevant
Court of Appeals. In
Louisiana, the Fifth Circuit denied the
Government’s motion. 20 F. 4th 260 (2021). In
Missouri,
the Eighth Circuit did so as well. See Order in No. 21–3725 (Dec.
13, 2021). The Government filed applications asking us to stay both
District Courts’ preliminary injunctions, and we heard expedited
argument on its requests.
II
A
First, we agree with the Government that the
Secretary’s rule falls within the authorities that Congress has
conferred upon him.
Congress has authorized the Secretary to impose
conditions on the receipt of Medicaid and Medicare funds that “the
Secretary finds necessary in the interest of the health and safety
of individuals who are furnished services.” 42 U. S. C.
§1395x(e)(9).[
1] COVID–19 is a
highly contagious, dangerous, and—especially for Medicare and
Medicaid patients—deadly disease. The Secretary of Health and Human
Services determined that a COVID–19 vaccine mandate will
substantially reduce the likelihood that healthcare workers will
contract the virus and transmit it to their patients. 86 Fed. Reg.
61557–61558. He accordingly concluded that a vaccine mandate is
“necessary to promote and protect patient health and safety” in the
face of the ongoing pandemic.
Id., at 61613.
The rule thus fits neatly within the language of
the statute. After all, ensuring that providers take steps to avoid
transmitting a dangerous virus to their patients is consistent with
the fundamental principle of the medical profession: first, do no
harm. It would be the “very opposite of efficient and effective
administration for a facility that is supposed to make people well
to make them sick with COVID–19.”
Florida v.
Department
of Health and Human Servs., 19 F. 4th 1271, 1288 (CA11
2021).
The States and Justice Thomas offer a narrower
view of the various authorities at issue, contending that the
seemingly broad language cited above authorizes the Secretary to
impose no more than a list of bureaucratic rules regarding the
technical administration of Medicare and Medicaid. But the
longstanding practice of Health and Human Services in implementing
the relevant statutory authorities tells a different story. As
noted above, healthcare facilities that wish to participate in
Medicare and Medicaid have always been obligated to satisfy a host
of conditions that address the safe and effective provision of
healthcare, not simply sound accounting. Such requirements govern
in detail, for instance, the amount of time after admission or
surgery within which a hospital patient must be examined and by
whom, 42 CFR §482.22(c)(5), the procurement, transportation, and
transplantation of human kidneys, livers, hearts, lungs, and
pancreases, §482.45, the tasks that may be delegated by a physician
to a physician assistant or nurse practitioner, §483.30(e), and,
most pertinent here, the programs that hospitals must implement to
govern the “surveillance, prevention, and control of
. . . infectious diseases,” §482.42.
Moreover, the Secretary routinely imposes
conditions of participation that relate to the qualifications and
duties of healthcare workers themselves. See,
e.g.,
§§482.42(c) (2)(iv) (requiring training of “hospital personnel and
staff ” on “infection prevention and control guidelines”),
483.60(a)(1)(ii) (qualified dieticians must have completed at least
900 hours of supervised practice), 482.26(b)–(c) (specifying
personnel authorized to use radiologic equipment). And the
Secretary has always justified these sorts of requirements by
citing his authorities to protect patient health and safety. See,
e.g., §§482.1(a)(1)(ii), 483.1(a)(1)(ii), 416.1(a)(1). As
these examples illustrate, the Secretary’s role in administering
Medicare and Medicaid goes far beyond that of a mere
bookkeeper.
Indeed, respondents do not contest the validity
of this longstanding litany of health-related participation
conditions. When asked at oral argument whether the Secretary
could, using the very same statutory authorities at issue here,
require hospital employees to wear gloves, sterilize instruments,
wash their hands in a certain way and at certain intervals, and the
like, Missouri answered yes: “[T]he Secretary certainly has
authority to implement all kinds of infection control measures at
these facilities.” Tr. of Oral Arg. 57–58. Of course the vaccine
mandate goes further than what the Secretary has done in the past
to implement infection control. But he has never had to address an
infection problem of this scale and scope before. In any event,
there can be no doubt that addressing infection problems in
Medicare and Medicaid facilities is what he does.
And his response is not a surprising one.
Vaccination requirements are a common feature of the provision of
healthcare in America: Healthcare workers around the country are
ordinarily required to be vaccinated for diseases such as hepatitis
B, influenza, and measles, mumps, and rubella. CDC, State
Healthcare Worker and Patient Vaccination Laws (Feb. 28, 2018),
https://www.cdc.gov/ phlp/publications/topic/vaccinationlaws.html.
As the Secretary explained, these pre-existing state requirements
are a major reason the agency has not previously adopted vaccine
mandates as a condition of participation. 86 Fed. Reg.
61567–61568.
All this is perhaps why healthcare workers and
public-health organizations overwhelmingly support the Secretary’s
rule. See
id., at 61565–61566; see also Brief for American
Medical Assn. et al. as
Amici Curiae; Brief for
American Public Health Assn. et al. as
Amici Curiae;
Brief for Secretaries of Health and Human Services et al. as
Amici Curiae. Indeed, their support suggests that a
vaccination requirement under these circumstances is a
straightforward and predictable example of the “health and safety”
regulations that Congress has authorized the Secretary to
impose.
We accordingly conclude that the Secretary did
not exceed his statutory authority in requiring that, in order to
remain eligible for Medicare and Medicaid dollars, the facilities
covered by the interim rule must ensure that their employees be
vaccinated against COVID–19.
B
We also disagree with respondents’ remaining
contentions in support of the injunctions entered below. First, the
interim rule is not arbitrary and capricious. Given the rulemaking
record, it cannot be maintained that the Secretary failed to
“examine the relevant data and articulate a satisfactory
explanation for” his decisions to (1) impose the vaccine mandate
instead of a testing mandate; (2) require vaccination of employees
with “natural immunity” from prior COVID–19 illness; and (3) depart
from the agency’s prior approach of merely encouraging vaccination.
Motor Vehicle Mfrs. Assn. of United States,
Inc. v.
State Farm Mut. Automobile Ins. Co.,
463 U.S.
29, 43 (1983); see 86 Fed. Reg. 61583, 61559–61561, 61614. Nor
is it the case that the Secretary “entirely failed to consider”
that the rule might cause staffing shortages, including in rural
areas.
State Farm, 463 U. S., at 43; see 86 Fed. Reg.
61566, 61569, 61607–61609. As to the additional flaws the District
Courts found in the Secretary’s analysis, particularly concerning
the nature of the data relied upon, the role of courts in reviewing
arbitrary and capricious challenges is to “simply ensur[e] that the
agency has acted within a zone of reasonableness.”
FCC v.
Prometheus Radio Project, 592 U. S. ___, ___ (2021)
(slip op., at 12).
Other statutory objections to the rule fare no
better. First, Justice Alito takes issue with the Secretary’s
finding of good cause to delay notice and comment. But the
Secretary’s finding that accelerated promulgation of the rule in
advance of the winter flu season would significantly reduce
COVID–19 infections, hospitalizations, and deaths, 86 Fed. Reg.
61584–61586, constitutes the “something specific,”
post, at
3 (dissenting opinion), required to forgo notice and comment. And
we cannot say that in this instance the two months the agency took
to prepare a 73-page rule constitutes “delay” inconsistent with the
Secretary’s finding of good cause. Second, we agree with the
Secretary that he was not required to “consult with appropriate
State agencies,” 42 U. S. C. §1395z, in advance of
issuing the interim rule. Consistent with the existence of the good
cause exception, which was properly invoked here, consultation
during the deferred notice-and-comment period is permissible. We
similarly concur with the Secretary that he need not prepare a
regulatory impact analysis discussing a rule’s effect on small
rural hospitals when he acts through an interim final rule; that
requirement applies only where the Secretary proceeds on the basis
of a “notice of proposed rulemaking,” §1302(b)(1), followed by a
“final version of [the] rule,” §1302(b)(2). Lastly, the rule does
not run afoul of the directive in §1395 that federal officials may
not “exercise any supervision or control over the . . .
manner in which medical services are provided, or over the
selection [or] tenure . . . of any officer or employee
of ” any facility. That reading of section 1395 would mean
that nearly every condition of participation the Secretary has long
insisted upon is unlawful.
* * *
The challenges posed by a global pandemic do
not allow a federal agency to exercise power that Congress has not
conferred upon it. At the same time, such unprecedented
circumstances provide no grounds for limiting the exercise of
authorities the agency has long been recognized to have. Because
the latter principle governs in these cases, the applications for a
stay presented to Justice Alito and Justice Kavanaugh and by them
referred to the Court are granted.
The District Court for the Eastern District of
Missouri’s November 29, 2021, order granting a preliminary
injunction is stayed pending disposition of the Government’s appeal
in the United States Court of Appeals for the Eighth Circuit and
the disposition of the Government’s petition for a writ of
certiorari, if such writ is timely sought. Should the petition for
a writ of certiorari be denied, this order shall terminate
automatically. In the event the petition for a writ of certiorari
is granted, the order shall terminate upon the sending down of the
judgment of this Court.
The District Court for the Western District of
Louisiana’s November 30, 2021, order granting a preliminary
injunction is stayed pending disposition of the Government’s appeal
in the United States Court of Appeals for the Fifth Circuit and the
disposition of the Government’s petition for a writ of certiorari,
if such writ is timely sought. Should the petition for a writ of
certiorari be denied, this order shall terminate automatically. In
the event the petition for a writ of certiorari is granted, the
order shall terminate upon the sending down of the judgment of this
Court.
It is so ordered.
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