OPINION OF ROBERTS, C. J.
BAZE V. REES
553 U. S. ____ (2008)
SUPREME COURT OF THE UNITED STATES
NO. 07-5439
RALPH BAZE and THOMAS C. BOWLING, PETI- TIONERS
v. JOHN D. REES, COMMISSIONER, KENTUCKY DEPARTMENT OF
CORRECTIONS, et al.
on writ of certiorari to the supreme court of
kentucky
[April 16, 2008]
Chief Justice Roberts announced
the judgment of the Court and delivered an opinion, in which
Justice Kennedy and Justice Alito join.
Like 35 other States and the
Federal Government, Kentucky has chosen to impose capital
punishment for certain crimes. As is true with respect to each of
these States and the Federal Government, Kentucky has altered its
method of execution over time to more humane means of carrying out
the sentence. That progress has led to the use of lethal injection
by every jurisdiction that imposes the death penalty.
Petitioners in this case—each convicted of
double homicide—acknowledge that the lethal injection procedure, if
applied as intended, will result in a humane death. They
nevertheless contend that the lethal injection protocol is
unconstitutional under the Eighth Amendment’s ban on “cruel and
unusual punishments,” because of the risk that the protocol’s terms
might not be properly followed, resulting in significant pain. They
propose an alternative protocol, one that they concede has not been
adopted by any State and has never been tried.
The trial court held extensive hearings and
entered detailed Findings of Fact and Conclusions of Law. It
recognized that “[t]here are no methods of legal execution that are
satisfactory to those who oppose the death penalty on moral,
religious, or societal grounds,” but concluded that Kentucky’s
procedure “complies with the constitutional requirements against
cruel and unusual punishment.” App. 769. The State Supreme Court
affirmed. We too agree that petitioners have not carried their
burden of showing that the risk of pain from maladministration of a
concededly humane lethal injection protocol, and the failure to
adopt untried and untested alternatives, constitute cruel and
unusual punishment. The judgment below is affirmed.
I
A
By the middle of the 19th
century, “hanging was the ‘nearly universal form of execution’ in
the United States.”
Campbell v.
Wood,
511 U. S. 1119 (1994)
(Blackmun, J., dissenting from denial of certiorari) (quoting
State v.
Frampton, 95 Wash. 2d 469, 492, 627
P. 2d 922, 934 (1981)); Denno, Getting to Death: Are
Executions Constitutional? 82 Iowa L. Rev. 319, 364 (1997)
(counting 48 States and Territories that employed hanging as a
method of execution). In 1888, following the recommendation of a
commission empaneled by the Governor to find “ ‘the most
humane and practical method known to modern science of carrying
into effect the sentence of death,’ ” New York became the
first State to authorize electrocution as a form of capital
punishment.
Glass v.
Louisiana,
471 U. S. 1080, 1082,
and n. 4 (1985) (Brennan, J., dissenting from denial of
certiorari); Denno,
supra, at 373. By 1915, 11 other
States had followed suit, motivated by the “well-grounded belief
that electrocution is less painful and more humane than hanging.”
Malloy v.
South Carolina,
237 U. S. 180, 185
(1915).
Electrocution remained the
predominant mode of execution for nearly a century, although
several methods, including hanging, firing squad, and lethal gas
were in use at one time. Brief for Fordham University School of Law
et al. as
Amici Curiae 5–9 (hereinafter Fordham
Brief). Following the 9-year hiatus in executions that ended with
our decision in
Gregg v.
Georgia,
428 U. S. 153 (1976),
however, state legislatures began responding to public calls to
reexamine electrocution as a means of assuring a humane death. See
S. Banner, The Death Penalty: An American History 192–193, 296–297
(2002). In 1977, legislators in Oklahoma, after consulting with the
head of the anesthesiology department at the University of Oklahoma
College of Medicine, introduced the first bill proposing lethal
injection as the State’s method of execution. See Brief for
Petitioners 4; Fordham Brief 21–22. A total of 36 States have now
adopted lethal injection as the exclusive or primary means of
implementing the death penalty, making it by far the most prevalent
method of execution in the United States.[
Footnote 1] It is also the method used by the Federal
Government. See 18 U. S. C. §3591
et seq. (2000 ed.
and Supp. V); App. to Brief for United States as
Amicus
Curiae 1a–6a (lethal injection protocol used by the Federal
Bureau of Prisons).
Of these 36 States, at least 30 (including
Kentucky) use the same combination of three drugs in their lethal
injection protocols. See
Workman v.
Bredesen, 486
F. 3d 896, 902 (CA6 2007). The first drug, sodium thiopental
(also known as Pentathol), is a fast-acting barbiturate sedative
that induces a deep, comalike unconsciousness when given in the
amounts used for lethal injection. App. 762–763, 631–632. The
second drug, pancuronium bromide (also known as Pavulon), is a
paralytic agent that inhibits all muscular-skeletal movements and,
by paralyzing the diaphragm, stops respiration.
Id., at
763. Potassium chloride, the third drug, interferes with the
electrical signals that stimulate the contractions of the heart,
inducing cardiac arrest.
Ibid. The proper administration
of the first drug ensures that the prisoner does not experience any
pain associated with the paralysis and cardiac arrest caused by the
second and third drugs.
Id., at 493–494, 541, 558–559.
B
Kentucky replaced electrocution
with lethal injection in 1998. 1998 Ky. Acts ch. 220, p. 777. The
Kentucky statute does not specify the drugs or categories of drugs
to be used during an execution, instead mandating that “every death
sentence shall be executed by continuous intravenous injection of a
substance or combination of substances sufficient to cause death.”
Ky. Rev. Stat. Ann. §431.220(1)(a) (West 2006). Prisoners sentenced
before 1998 have the option of electing either electrocution or
lethal injection, but lethal injection is the default if—as is the
case with petitioners—the prisoner refuses to make a choice at
least 20 days before the scheduled execution. §431.220(1)(b). If a
court invalidates Kentucky’s lethal injection method, Kentucky law
provides that the method of execution will revert to electrocution.
§431.223.
Shortly after the adoption of
lethal injection, officials working for the Kentucky Department of
Corrections set about developing a written protocol to comply with
the requirements of §431.220(1)(a). Kentucky’s protocol called for
the injection of 2 grams of sodium thiopental, 50 milligrams of
pancuronium bromide, and 240 milliequivalents of potassium
chloride. In 2004, as a result of this litigation, the department
chose to increase the amount of sodium thiopental from 2 grams to 3
grams. App. 762–763, 768. Between injections, members of the
execution team flush the intravenous (IV) lines with 25 milligrams
of saline to prevent clogging of the lines by precipitates that may
form when residual sodium thiopental comes into contact with
pancuronium bromide.
Id., at 761, 763–764. The protocol
reserves responsibility for inserting the IV catheters to qualified
personnel having at least one year of professional experience.
Id., at 984. Currently, Kentucky uses a certified
phlebotomist and an emergency medical technician (EMT) to perform
the venipunctures necessary for the catheters.
Id., at
761–762. They have up to one hour to establish both primary and
secondary peripheral intravenous sites in the arm, hand, leg, or
foot of the inmate.
Id., at 975–976. Other personnel are
responsible for mixing the solutions containing the three drugs and
loading them into syringes.
Id., at 761.
Kentucky’s execution facilities consist of the
execution chamber, a control room separated by a one-way window,
and a witness room.
Id., at 203. The warden and deputy
warden remain in the execution chamber with the prisoner, who is
strapped to a gurney. The execution team administers the drugs
remotely from the control room through five feet of IV tubing.
Id., at 286. If, as determined by the warden and deputy
warden through visual inspection, the prisoner is not unconscious
within 60 seconds following the delivery of the sodium thiopental
to the primary IV site, a new 3-gram dose of thiopental is
administered to the secondary site before injecting the pancuronium
and potassium chloride.
Id., at 978–979. In addition to
assuring that the first dose of thiopental is successfully
administered, the warden and deputy warden also watch for any
problems with the IV catheters and tubing.
A physician is present to assist in any effort
to revive the prisoner in the event of a last-minute stay of
execution.
Id., at 764. By statute, however, the physician
is prohibited from participating in the “conduct of an execution,”
except to certify the cause of death. Ky. Rev. Stat. Ann.
§431.220(3). An electrocardiogram (EKG) verifies the death of the
prisoner. App. 764. Only one Kentucky prisoner, Eddie Lee Harper,
has been executed since the Commonwealth adopted lethal injection.
There were no reported problems at Harper’s execution.
C
Petitioners Ralph Baze and Thomas
C. Bowling were each convicted of two counts of capital murder and
sentenced to death. The Kentucky Supreme Court upheld their
convictions and sentences on direct appeal. See
Baze v.
Commonwealth, 965 S. W. 2d 817, 819–820, 826 (1997),
cert. denied,
523
U. S. 1083 (1998);
Bowling v.
Commonwealth,
873 S. W. 2d 175, 176–177, 182 (1993), cert. denied,
513 U. S. 862
(1994).
After exhausting their state and
federal collateral remedies, Baze and Bowling sued three state
officials in the Franklin Circuit Court for the Commonwealth of
Kentucky, seeking to have Kentucky’s lethal injection protocol
declared unconstitutional. After a 7-day bench trial during which
the trial court received the testimony of approximately 20
witnesses, including numerous experts, the court upheld the
protocol, finding there to be minimal risk of various claims of
improper administration of the protocol. App. 765–769. On appeal,
the Kentucky Supreme Court stated that a method of execution
violates the Eighth Amendment when it “creates a substantial risk
of wanton and unnecessary infliction of pain, torture or lingering
death.” 217 S. W. 3d 207, 209 (2006). Applying that standard,
the court affirmed.
Id., at 212.
We granted certiorari to determine whether
Kentucky’s lethal injection protocol satisfies the Eighth
Amendment. 551 U. S. ___ (2007). We hold that it does.
II
The Eighth Amendment to the
Constitution, applicable to the States through the Due Process
Clause of the Fourteenth Amendment, see
Robinson v.
California,
370 U. S. 660, 666
(1962), provides that “[e]xcessive bail shall not be required, nor
excessive fines imposed, nor cruel and unusual punishments
inflicted.” We begin with the principle, settled by
Gregg,
that capital punishment is constitutional. See 428 U. S., at 177
(joint opinion of Stewart, Powell, and Stevens, JJ.). It
necessarily follows that there must be a means of carrying it out.
Some risk of pain is inherent in any method of execution—no matter
how humane—if only from the prospect of error in following the
required procedure. It is clear, then, that the Constitution does
not demand the avoidance of all risk of pain in carrying out
executions.
Petitioners do not claim that it
does. Rather, they contend that the Eighth Amendment prohibits
procedures that create an “unnecessary risk” of pain. Brief for
Petitioners 38. Specifically, they argue that courts must evaluate
“(a) the severity of pain risked, (b) the likelihood of that pain
occurring, and (c) the extent to which alternative means are
feasible, either by modifying existing execution procedures or
adopting alternative procedures.”
Ibid. Petitioners
envision that the quantum of risk necessary to make out an Eighth
Amendment claim will vary according to the severity of the pain and
the availability of alternatives, Reply Brief for Petitioners
23–24, n. 9, but that the risk must be “significant” to
trigger Eighth Amendment scrutiny, see Brief for Petitioners 39–40;
Reply Brief for Petitioners 25–26.
Kentucky responds that this “unnecessary risk”
standard is tantamount to a requirement that States adopt the
“ ‘least risk’ ” alternative in carrying out an
execution, a standard the Commonwealth contends will cast recurring
constitutional doubt on any procedure adopted by the States. Brief
for Respondents 29, 35. Instead, Kentucky urges the Court to
approve the “ ‘substantial risk’ ” test used by the
courts below.
Id., at 34–35.
A
This Court has never invalidated
a State’s chosen procedure for carrying out a sentence of death as
the infliction of cruel and unusual punishment. In
Wilkerson v.
Utah,
99 U. S. 130 (1879), we
upheld a sentence to death by firing squad imposed by a territorial
court, rejecting the argument that such a sentence constituted
cruel and unusual punishment.
Id., at 134–135. We noted
there the difficulty of “defin[ing] with exactness the extent of
the constitutional provision which provides that cruel and unusual
punishments shall not be inflicted.”
Id., at 135–136.
Rather than undertake such an effort, the
Wilkerson Court
simply noted that “it is safe to affirm that punishments of
torture, . . . and all others in the same line of unnecessary
cruelty, are forbidden” by the Eighth Amendment.
Id., at
136. By way of example, the Court cited cases from England in which
“terror, pain, or disgrace were sometimes superadded” to the
sentence, such as where the condemned was “embowelled alive,
beheaded, and quartered,” or instances of “public dissection in
murder, and burning alive.”
Id., at 135. In contrast, we
observed that the firing squad was routinely used as a method of
execution for military officers.
Id., at 137. What each of
the forbidden punishments had in common was the deliberate
infliction of pain for the sake of pain—“superadd[ing]” pain to the
death sentence through torture and the like.
We carried these principles further in
In
re Kemmler,
136
U. S. 436 (1890). There we rejected an opportunity to
incorporate the Eighth Amendment against the States in a challenge
to the first execution by electrocution, to be carried out by the
State of New York.
Id., at 449. In passing over that
question, however, we observed that “[p]unishments are cruel when
they involve torture or a lingering death; but the punishment of
death is not cruel within the meaning of that word as used in the
Constitution. It implies there something inhuman and barbarous,
something more than the mere extinguishment of life.”
Id.,
at 447. We noted that the New York statute adopting electrocution
as a method of execution “was passed in the effort to devise a more
humane method of reaching the result.”
Ibid.
B
Petitioners do not claim that
lethal injection or the proper administration of the particular
protocol adopted by Kentucky by themselves constitute the cruel or
wanton infliction of pain. Quite the contrary, they concede that
“if performed properly,” an execution carried out under Kentucky’s
procedures would be “humane and constitutional.” Brief for
Petitioners 31. That is because, as counsel for petitioners
admitted at oral argument, proper administration of the first drug,
sodium thiopental, eliminates any meaningful risk that a prisoner
would experience pain from the subsequent injections of pancuronium
and potassium chloride. See Tr. of Oral Arg. 5; App. 493–494
(testimony of petitioners’ expert that, if sodium thiopental is
“properly administered” under the protocol, “[i]n virtually every
case, then that would be a humane death”).
Instead, petitioners claim that there is a
significant risk that the procedures will
not be properly
followed—in particular, that the sodium thiopental will not be
properly administered to achieve its intended effect—resulting in
severe pain when the other chemicals are administered. Our cases
recognize that subjecting individuals to a risk of future harm—not
simply actually inflicting pain—can qualify as cruel and unusual
punishment. To establish that such exposure violates the Eighth
Amendment, however, the conditions presenting the risk must be
“
sure or very likely to cause serious illness and needless
suffering,” and give rise to “sufficiently
imminent
dangers.”
Helling v.
McKinney,
509 U. S. 25, 33, 34–35
(1993) (emphasis added). We have explained that to prevail on such
a claim there must be a “substantial risk of serious harm,” an
“objectively intolerable risk of harm” that prevents prison
officials from pleading that they were “subjectively blameless for
purposes of the Eighth Amendment.”
Farmer v.
Brennan,
511 U. S. 825, 842, 846,
and n. 9 (1994).
Simply because an execution method may result
in pain, either by accident or as an inescapable consequence of
death, does not establish the sort of “objectively intolerable risk
of harm” that qualifies as cruel and unusual. In
Louisiana ex
rel. Francis v.
Resweber,
329 U. S. 459 (1947), a
plurality of the Court upheld a second attempt at executing a
prisoner by electrocution after a mechanical malfunction had
interfered with the first attempt. The principal opinion noted that
“[a]ccidents happen for which no man is to blame,”
id., at
462, and concluded that such “an accident, with no suggestion of
malevolence,”
id., at 463, did not give rise to an Eighth
Amendment violation,
id., at 463–464.
As Justice Frankfurter noted in a separate
opinion based on the Due Process Clause, however, “a hypothetical
situation” involving “a series of abortive attempts at
electrocution” would present a different case.
Id., at 471
(concurring opinion). In terms of our present Eighth Amendment
analysis, such a situation—unlike an “innocent misadventure,”
id., at 470—would demonstrate an “objectively intolerable
risk of harm” that officials may not ignore. See
Farmer,
511 U. S., at 846, and n. 9. In other words, an isolated mishap
alone does not give rise to an Eighth Amendment violation,
precisely because such an event, while regrettable, does not
suggest cruelty, or that the procedure at issue gives rise to a
“substantial risk of serious harm.”
Id., at 842.
C
Much of petitioners’ case rests
on the contention that they have identified a significant risk of
harm that can be eliminated by adopting alternative procedures,
such as a one-drug protocol that dispenses with the use of
pancuronium and potassium chloride, and additional monitoring by
trained personnel to ensure that the first dose of sodium
thiopental has been adequately delivered. Given what our cases have
said about the nature of the risk of harm that is actionable under
the Eighth Amendment, a condemned prisoner cannot successfully
challenge a State’s method of execution merely by showing a
slightly or marginally safer alternative.
Permitting an Eighth Amendment violation to be
established on such a showing would threaten to transform courts
into boards of inquiry charged with determining “best practices”
for executions, with each ruling supplanted by another round of
litigation touting a new and improved methodology. Such an approach
finds no support in our cases, would embroil the courts in ongoing
scientific controversies beyond their expertise, and would
substantially intrude on the role of state legislatures in
implementing their execution procedures—a role that by all accounts
the States have fulfilled with an earnest desire to provide for a
progressively more humane manner of death. See
Bell v.
Wolfish,
441 U. S. 520, 562
(1979) (“The wide range of ‘judgment calls’ that meet
constitutional and statutory requirements are confided to officials
outside of the Judicial Branch of Government”). Accordingly, we
reject petitioners’ proposed “unnecessary risk” standard, as well
as the dissent’s “untoward” risk variation. See
post, at
2, 11 (opinion of Ginsburg, J.).[
Footnote 2]
Instead, the proffered alternatives must
effectively address a “substantial risk of serious harm.”
Farmer,
supra, at 842. To qualify, the
alternative procedure must be feasible, readily implemented, and in
fact significantly reduce a substantial risk of severe pain. If a
State refuses to adopt such an alternative in the face of these
documented advantages, without a legitimate penological
justification for adhering to its current method of execution, then
a State’s refusal to change its method can be viewed as “cruel and
unusual” under the Eighth Amendment.[
Footnote 3]
III
In applying these standards to
the facts of this case, we note at the outset that it is difficult
to regard a practice as “objectively intolerable” when it is in
fact widely tolerated. Thirty-six States that sanction capital
punishment have adopted lethal injection as the preferred method of
execution. The Federal Government uses lethal injection as well.
See
supra, at 3–4, and n. 1. This broad consensus goes not
just to the method of execution, but also to the specific
three-drug combination used by Kentucky. Thirty States, as well as
the Federal Government, use a series of sodium thiopental,
pancuronium bromide, and potassium chloride, in varying amounts.
See
supra, at 4. No State uses or has ever used the
alternative one-drug protocol belatedly urged by petitioners. This
consensus is probative but not conclusive with respect to that
aspect of the alternatives proposed by petitioners.
In order to meet their “heavy
burden” of showing that Kentucky’s procedure is “cruelly inhumane,”
Gregg, 428 U. S., at 175 (joint opinion of Stewart,
Powell, and Stevens, JJ.), petitioners point to numerous aspects of
the protocol that they contend create opportunities for error.
Their claim hinges on the improper administration of the first
drug, sodium thiopental. It is uncontested that, failing a proper
dose of sodium thiopental that would render the prisoner
unconscious, there is a substantial, constitutionally unacceptable
risk of suffocation from the administration of pancuronium bromide
and pain from the injection of potassium chloride. See Tr. of Oral
Arg. 27. We agree with the state trial court and State Supreme
Court, however, that petitioners have not shown that the risk of an
inadequate dose of the first drug is substantial. And we reject the
argument that the Eighth Amendment requires Kentucky to adopt the
untested alternative procedures petitioners have identified.
A
Petitioners contend that there is
a risk of improper administration of thiopental because the doses
are difficult to mix into solution form and load into syringes;
because the protocol fails to establish a rate of injection, which
could lead to a failure of the IV; because it is possible that the
IV catheters will infiltrate into surrounding tissue, causing an
inadequate dose to be delivered to the vein; because of inadequate
facilities and training; and because Kentucky has no reliable means
of monitoring the anesthetic depth of the prisoner after the sodium
thiopental has been administered. Brief for Petitioners 12–20.
As for the risk that the sodium thiopental
would be improperly prepared, petitioners contend that Kentucky
employs untrained personnel who are unqualified to calculate and
mix an adequate dose, especially in light of the omission of volume
and concentration amounts from the written protocol.
Id.,
at 45–46. The state trial court, however, specifically found that
“[i]f the manufacturers’ instructions for reconstitution of Sodium
Thiopental are followed, . . . there would be minimal risk of
improper mixing, despite converse testimony that a layperson would
have difficulty performing this task.” App. 761. We cannot say that
this finding is clearly erroneous, see
Hernandez v.
New York,
500 U. S. 352, 366
(1991) (plurality opinion), particularly when that finding is
substantiated by expert testimony describing the task of
reconstituting powder sodium thiopental into solution form as
“[n]ot difficult at all. … You take a liquid, you inject it into a
vial with the powder, then you shake it up until the powder
dissolves and, you’re done. The instructions are on the package
insert.” 5 Tr. 695 (Apr. 19, 2005).
Likewise, the asserted problems related to the
IV lines do not establish a sufficiently substantial risk of harm
to meet the requirements of the Eighth Amendment. Kentucky has put
in place several important safeguards to ensure that an adequate
dose of sodium thiopental is delivered to the condemned prisoner.
The most significant of these is the written protocol’s requirement
that members of the IV team must have at least one year of
professional experience as a certified medical assistant,
phlebotomist, EMT, paramedic, or military corpsman. App. 984.
Kentucky currently uses a phlebotomist and an EMT, personnel who
have daily experience establishing IV catheters for inmates in
Kentucky’s prison population.
Id., at 273–274; Tr. of Oral
Arg. 27–28. Moreover, these IV team members, along with the rest of
the execution team, participate in at least 10 practice sessions
per year. App. 984. These sessions, required by the written
protocol, encompass a complete walk-through of the execution
procedures, including the siting of IV catheters into volunteers.
Ibid. In addition, the protocol calls for the IV team to
establish both primary and backup lines and to prepare two sets of
the lethal injection drugs before the execution commences.
Id., at 975. These redundant measures ensure that if an
insufficient dose of sodium thiopental is initially administered
through the primary line, an additional dose can be given through
the backup line before the last two drugs are injected.
Id., at 279–280, 337–338, 978–979.
The IV team has one hour to establish both the
primary and backup IVs, a length of time the trial court found to
be “not excessive but rather necessary,”
id., at 762,
contrary to petitioners’ claim that using an IV inserted after any
“more than ten or fifteen minutes of unsuccessful attempts is
dangerous because the IV is almost certain to be unreliable,” Brief
for Petitioners 47. And, in any event, merely because the protocol
gives the IV team one hour to establish intravenous access does not
mean that team members are required to spend the entire hour in a
futile attempt to do so. The qualifications of the IV team also
substantially reduce the risk of IV infiltration.
In addition, the presence of the warden and
deputy warden in the execution chamber with the prisoner allows
them to watch for signs of IV problems, including infiltration.
Three of the Commonwealth’s medical experts testified that
identifying signs of infiltration would be “very obvious,” even to
the average person, because of the swelling that would result. App.
385–386. See
id., at 353, 600–601. Kentucky’s protocol
specifically requires the warden to redirect the flow of chemicals
to the backup IV site if the prisoner does not lose consciousness
within 60 seconds.
Id., at 978–979. In light of these
safeguards, we cannot say that the risks identified by petitioners
are so substantial or imminent as to amount to an Eighth Amendment
violation.
B
Nor does Kentucky’s failure to
adopt petitioners’ proposed alternatives demonstrate that the
Commonwealth’s execution procedure is cruel and unusual.
First, petitioners contend that Kentucky could
switch from a three-drug protocol to a one-drug protocol by using a
single dose of sodium thiopental or other barbiturate. Brief for
Petitioners 51–57. That alternative was not proposed to the state
courts below.[
Footnote 4] As a
result, we are left without any findings on the effectiveness of
petitioners’ barbiturate-only protocol, despite scattered
references in the trial testimony to the sole use of sodium
thiopental or pentobarbital as a preferred method of execution. See
Reply Brief for Petitioners 18, n. 6.
In any event, the Commonwealth’s continued use
of the three-drug protocol cannot be viewed as posing an
“objectively intolerable risk” when no other State has adopted the
one-drug method and petitioners proffered no study showing that it
is an equally effective manner of imposing a death sentence. See
App. 760–761, n. 8 (“Plaintiffs have not presented any scientific
study indicating a better method of execution by lethal
injection”). Indeed, the State of Tennessee, after reviewing its
execution procedures, rejected a proposal to adopt a one-drug
protocol using sodium thiopental. The State concluded that the
one-drug alternative would take longer than the three-drug method
and that the “required dosage of sodium thiopental would be less
predictable and more variable when it is used as the sole mechanism
for producing death . . . .”
Workman, 486 F. 3d, at
919 (Appendix A). We need not endorse the accuracy of those
conclusions to note simply that the comparative efficacy of a
one-drug method of execution is not so well established that
Kentucky’s failure to adopt it constitutes a violation of the
Eighth Amendment.
Petitioners also contend that Kentucky should
omit the second drug, pancuronium bromide, because it serves no
therapeutic purpose while suppressing muscle movements that could
reveal an inadequate administration of the first drug. The state
trial court, however, specifically found that pancuronium serves
two purposes. First, it prevents involuntary physical movements
during unconsciousness that may accompany the injection of
potassium chloride. App. 763. The Commonwealth has an interest in
preserving the dignity of the procedure, especially where
convulsions or seizures could be misperceived as signs of
consciousness or distress. Second, pancuronium stops respiration,
hastening death.
Ibid. Kentucky’s decision to include the
drug does not offend the Eighth Amendment.[
Footnote 5]
Petitioners’ barbiturate-only protocol, they
contend, is not untested; it is used routinely by veterinarians in
putting animals to sleep. Moreover, 23 States, including Kentucky,
bar veterinarians from using a neuromuscular paralytic agent like
pancuronium bromide, either expressly or, like Kentucky, by
specifically directing the use of a drug like sodium pentobarbital.
See Brief for Dr. Kevin Concannon et al. as
Amici
Curiae 18, n. 5. If pancuronium is too cruel for animals,
the argument goes, then it must be too cruel for the condemned
inmate. Whatever rhetorical force the argument carries, see
Workman,
supra, at 909 (describing the comparison
to animal euthanasia as “more of a debater’s point”), it overlooks
the States’ legitimate interest in providing for a quick, certain
death. In the Netherlands, for example, where physician-assisted
euthanasia is permitted, the Royal Dutch Society for the
Advancement of Pharmacy recommends the use of a muscle relaxant
(such as pancuronium dibromide) in addition to thiopental in order
to prevent a prolonged, undignified death. See Kimsma, Euthanasia
and Euthanizing Drugs in The Netherlands, reprinted in Drug Use in
Assisted Suicide and Euthanasia 193, 200, 204 (M. Battin & A.
Lipman eds. 1996). That concern may be less compelling in the
veterinary context, and in any event other methods approved by
veterinarians—such as stunning the animal or severing its spinal
cord, see 6 Tr. 758–759 (Apr. 20, 2005)—make clear that veterinary
practice for animals is not an appropriate guide to humane
practices for humans.
Petitioners also fault the Kentucky protocol
for lacking a systematic mechanism for monitoring the “anesthetic
depth” of the prisoner. Under petitioners’ scheme, qualified
personnel would employ monitoring equipment, such as a Bispectral
Index (BIS) monitor, blood pressure cuff, or EKG to verify that a
prisoner has achieved sufficient unconsciousness before injecting
the final two drugs. The visual inspection performed by the warden
and deputy warden, they maintain, is an inadequate substitute for
the more sophisticated procedures they envision. Brief for
Petitioners 19, 58.
At the outset, it is important to reemphasize
that a proper dose of thiopental obviates the concern that a
prisoner will not be sufficiently sedated. All the experts who
testified at trial agreed on this point. The risks of failing to
adopt additional monitoring procedures are thus even more “remote”
and attenuated than the risks posed by the alleged inadequacies of
Kentucky’s procedures designed to ensure the delivery of
thiopental. See
Hamilton v.
Jones, 472 F. 3d
814, 817 (CA10 2007)
(per curiam);
Taylor v.
Crawford, 487 F. 3d 1072, 1084 (CA8 2007).
But more than this, Kentucky’s expert
testified that a blood pressure cuff would have no utility in
assessing the level of the prisoner’s unconsciousness following the
introduction of sodium thiopental, which depresses circulation.
App. 578. Furthermore, the medical community has
yet to endorse the use of a BIS monitor, which measures brain
function, as an indication of anesthetic awareness. American
Society of Anesthesiologists, Practice Advisory for Intraoperative
Awareness and Brain Function Monitoring, 104 Anesthesiology 847,
855 (Apr. 2006); see
Brown v.
Beck, 445
F. 3d 752, 754–755 (CA4 2006) (Michael, J., dissenting). The
asserted need for a professional anesthesiologist to interpret the
BIS monitor readings is nothing more than an argument against the
entire procedure, given that both Kentucky law, see Ky. Rev. Stat.
Ann. §431.220(3), and the American Society of Anesthesiologists’
own ethical guidelines, see Brief for American Society of
Anesthesiologists as
Amicus Curiae 2–3, prohibit
anesthesiologists from participating in capital punishment. Nor is
it pertinent that the use of a blood pressure cuff and EKG is “the
standard of care in surgery requiring anesthesia,” as the dissent
points out.
Post, at 6. Petitioners have not shown that
these supplementary procedures, drawn from a different context, are
necessary to avoid a substantial risk of suffering.
The dissent believes that rough-and-ready
tests for checking consciousness—calling the inmate’s name,
brushing his eyelashes, or presenting him with strong, noxious
odors—could materially decrease the risk of administering the
second and third drugs before the sodium thiopental has taken
effect. See
ibid. Again, the risk at issue is already
attenuated, given the steps Kentucky has taken to ensure the proper
administration of the first drug. Moreover, the scenario the
dissent posits involves a level of unconsciousness allegedly
sufficient to avoid detection of improper administration of the
anesthesia under Kentucky’s procedure, but not sufficient to
prevent pain. See
post, at 9–10. There is no indication
that the basic tests the dissent advocates can make such fine
distinctions. If these tests are effective only in determining
whether the sodium thiopental has entered the inmate’s bloodstream,
see
post, at 6, the record confirms that the visual
inspection of the IV site under Kentucky’s procedure achieves that
objective. See
supra, at 17.[
Footnote 6]
The dissent would continue the stay of these
executions (and presumably the many others held in abeyance pending
decision in this case) and send the case back to the lower courts
to determine whether such added measures redress an “untoward” risk
of pain.
Post, at 11. But an inmate cannot succeed on an
Eighth Amendment claim simply by showing one more step the State
could take as a failsafe for other, independently adequate
measures. This approach would serve no meaningful purpose and would
frustrate the State’s legitimate interest in carrying out a
sentence of death in a timely manner. See
Baze v.
Parker, 371 F. 3d 310, 317 (CA6 2004) (petitioner
Baze sentenced to death in 1994);
Bowling v.
Parker, 138 F. Supp. 2d 821, 840 (ED Ky. 2001)
(petitioner Bowling sentenced to death in 1991).
Justice Stevens suggests that our opinion
leaves the disposition of other cases uncertain, see
post,
at 1, but the standard we set forth here resolves more challenges
than he acknowledges. A stay of execution may not be granted on
grounds such as those asserted here unless the condemned prisoner
establishes that the State’s lethal injection protocol creates a
demonstrated risk of severe pain. He must show that the risk is
substantial when compared to the known and available alternatives.
A State with a lethal injection protocol substantially similar to
the protocol we uphold today would not create a risk that meets
this standard.
* * *
Reasonable people of good faith
disagree on the morality and efficacy of capital punishment, and
for many who oppose it, no method of execution would ever be
acceptable. But as Justice Frankfurter stressed in
Resweber, “[o]ne must be on guard against finding in
personal disapproval a reflection of more or less prevailing
condemnation.” 329 U. S., at 471 (concurring opinion). This Court
has ruled that capital punishment is not prohibited under our
Constitution, and that the States may enact laws specifying that
sanction. “[T]he power of a State to pass laws means little if the
State cannot enforce them.”
McCleskey v.
Zant,
499 U. S. 467,
491 (1991). State efforts to implement capital punishment must
certainly comply with the Eighth Amendment, but what that Amendment
prohibits is wanton exposure to “objectively intolerable risk,”
Farmer, 511 U. S., at 846, and n. 9, not simply the
possibility of pain.
Kentucky has adopted a method of
execution believed to be the most humane available, one it shares
with 35 other States. Petitioners agree that, if administered as
intended, that procedure will result in a painless death. The risks
of maladministration they have suggested—such as improper mixing of
chemicals and improper setting of IVs by trained and experienced
personnel—cannot remotely be characterized as “objectively
intolerable.” Kentucky’s decision to adhere to its protocol despite
these asserted risks, while adopting safeguards to protect against
them, cannot be viewed as probative of the wanton infliction of
pain under the Eighth Amendment. Finally, the alternative that
petitioners belatedly propose has problems of its own, and has
never been tried by a single State.
Throughout our history, whenever a method of
execution has been challenged in this Court as cruel and unusual,
the Court has rejected the challenge. Our society has nonetheless
steadily moved to more humane methods of carrying out capital
punishment. The firing squad, hanging, the electric chair, and the
gas chamber have each in turn given way to more humane methods,
culminating in today’s consensus on lethal injection.
Gomez v.
United States Dist. Court for Northern Dist.
of Cal.,
503 U.
S. 653, 657 (1992) (Stevens, J., dissenting); App. 755. The
broad framework of the Eighth Amendment has accommodated this
progress toward more humane methods of execution, and our approval
of a particular method in the past has not precluded legislatures
from taking the steps they deem appropriate, in light of new
developments, to ensure humane capital punishment. There is no
reason to suppose that today’s decision will be any
different.[
Footnote 7]
The judgment below concluding that Kentucky’s
procedure is consistent with the Eighth Amendment is, accordingly,
affirmed.
It is so ordered.
Footnote 1
Twenty-seven of the 36 States that currently
provide for capital punishment require execution by lethal
injection as the sole method. See Ariz. Rev. Stat. Ann. §13–704
(West 2001); Ark. Code Ann. §5–4–617 (2006); Colo. Rev. Stat. Ann.
§18–1.3–1202 (2007); Conn. Gen. Stat. §54–100 (2007); Del. Code
Ann., Tit. 11, §4209 (2006 Supp.); Ga. Code Ann. §17–10–38 (2004);
Ill. Comp. Stat., ch. 725, §5/119–5 (West 2006); Ind. Code
§35–38–6–1 (West 2004); Kan. Stat. Ann. §22–4001 (2006 Cum. Supp.);
Ky. Rev. Stat. Ann. §431.220 (West 2006); La. Stat. Ann. §15:569
(West 2005); Md. Crim. Law Code Ann. §2–303 (Lexis Supp. 2007);
Miss. Code Ann. §99–19–51 (2007); Mont. Code Ann. §46–19–103
(2007); Nev. Rev. Stat. §176.355 (2007); N. J. Stat. Ann.
§2C:49–2 (West 2007) (repealed Dec. 17, 2007); N. M. Stat.
Ann. §31–14–11 (2000); N. C. Gen. Stat. Ann. §15–187 (Lexis
2007); N. Y. Correc. Law Ann. §658 (West 2003) (held
unconstitutional in
People v.
LaValle, 3
N. Y. 3d 88, 130–131, 817 N. E. 2d 341, 367 (2004)); Ohio
Rev. Code Ann. §2949.22 (Lexis 2006); Okla. Stat., Tit. 22, §1014
(West 2001); Ore. Rev. Stat. §137.473 (2003); Pa. Stat. Ann., Tit.
61, §3004 (Purdon 1999); S. D. Codified Laws §23A–27A–32
(Supp. 2007); Tenn. Code Ann. §40–23–114 (2006); Tex. Code Crim.
Proc. Ann., Art. 43.14 (Vernon 2006 Supp. Pamphlet); Utah Code Ann.
§77–18–5.5 (Lexis Supp. 2007); Wyo. Stat. Ann. §7–13–904 (2007).
Nine States allow for lethal injection in addition to an
alternative method, such as electrocution, see Ala. Code §§15–18–82
to 82.1 (Supp. 2007); Fla. Stat. §922.105 (2006); S. C. Code
Ann. §24–3–530 (2007); Va. Code Ann. §53.1–234 (Lexis Supp. 2007),
hanging, see N. H. Rev. Stat. Ann. §630:5 (2007); Wash. Rev.
Code §10.95.180 (2006), lethal gas, see Cal. Penal Code Ann. §3604
(West 2000); Mo. Rev. Stat. §546.720 (2007 Cum. Supp.), or firing
squad, see Idaho Code §19–2716 (Lexis 2004). Nebraska is the only
State whose statutes specify electrocution as the sole method of
execution, see Neb. Rev. Stat. §29–2532 (1995), but the Nebraska
Supreme Court recently struck down that method under the Nebraska
Constitution, see
State v.
Mata, No. S–05–1268,
2008 WL 351695, *40 (2008).
Although it is undisputed that the States
using lethal injection adopted the protocol first developed by
Oklahoma without significant independent review of the procedure,
it is equally undisputed that, in moving to lethal injection, the
States were motivated by a desire to find a more humane alternative
to then-existing methods. See Fordham Brief 2–3. In this regard,
Kentucky was no different. See
id., at 29–30 (quoting
statement by the State Representative who sponsored the bill to
replace electrocution with lethal injection in Kentucky: “if we are
going to do capital punishment, it needs to be done in the most
humane manner” (internal quotation marks omitted)).
Footnote 2
The difficulties inherent in such approaches
are exemplified by the controversy surrounding the study of lethal
injection published in the April 2005 edition of the British
medical journal the Lancet. After examining thiopental
concentrations in toxicology reports based on blood samples drawn
from 49 executed inmates, the study concluded that “most of the
executed inmates had concentrations that would not be expected to
produce a surgical plane of anaesthesia, and 21 (43%) had
concentrations consistent with consciousness.” Koniaris, Zimmers,
Lubarsky, & Sheldon, Inadequate Anaesthesia in Lethal Injection
for Execution, 365 Lancet 1412, 1412–1413. The study was widely
cited around the country in motions to stay executions and briefs
on the merits. See,
e.g., Denno, The Lethal Injection
Quandary: How Medicine Has Dismantled the Death Penalty, 76 Ford.
L. Rev. 49, 105, n. 366 (2007) (collecting cases in which
claimants cited the Lancet study). But shortly after the Lancet
study appeared, peer responses by seven medical researchers
criticized the methodology supporting the original conclusions. See
Groner, Inadequate Anaesthesia in Lethal Injection for Execution,
366 Lancet 1073–1074 (Sept. 2005). These researchers noted that
because the blood samples were taken “several hours to days after”
the inmates’ deaths, the postmortem concentrations of thiopental—a
fat-soluble compound that passively diffuses from blood into
tissue—could not be relied on as accurate indicators for
concentrations during life.
Id., at 1073. The authors of
the original study responded to defend their methodology.
Id., at 1074–1076. See also
post, at 2–4 (Breyer,
J., concurring in judgment).
We do not purport to take sides in this
dispute. We cite it only to confirm that a “best practices”
approach, calling for the weighing of relative risks without some
measure of deference to a State’s choice of execution procedures,
would involve the courts in debatable matters far exceeding their
expertise.
Footnote 3
Justice Thomas agrees that courts have
neither the authority nor the expertise to function as boards of
inquiry determining best practices for executions, see
post, at 9 (opinion concurring in judgment) (quoting this
opinion);
post, at 13, but contends that the standard we
adopt inevitably poses such concerns. In our view, those concerns
are effectively addressed by the threshold requirement reflected in
our cases of a “ ‘substantial risk of serious harm’ ” or
an “ ‘objectively intolerable risk of harm,’ ” see
supra, at 11, and by the substantive requirements in the
articulated standard.
Footnote 4
Petitioners did allude to an “alternative
chemical or combination of chemicals” that could replace Kentucky’s
three-drug protocol in their post-trial brief, see App. 684, but
based on the arguments presented there, it is clear they intended
to refer only to other, allegedly less painful drugs that could
substitute for potassium chloride as a heart-stopping agent, see
id., at 701. Likewise, the only alternatives to the
three-drug protocol presented to the Kentucky Supreme Court were
those that replaced potassium chloride with other drugs for
inducing cardiac arrest, or that omitted pancuronium bromide, or
that added an analgesic to relieve pain. See Brief for Appellants
in No. 2005–SC–00543, pp. 38, 39, 40.
Footnote 5
Justice Stevens’s conclusion that the risk
addressed by pancuronium bromide is “vastly outweighed” by the risk
of pain at issue here, see
post, at 3 (opinion concurring
in judgment), depends, of course, on the magnitude of the risk of
such pain. As explained, that risk is insignificant in light of the
safeguards Kentucky has adopted.
Footnote 6
Resisting this point, the dissent rejects the
expert testimony that problems with the intravenous administration
of sodium thiopental would be obvious, see
post, at 10,
testimony based not only on the pain that would result from
injecting the first drug into tissue rather than the vein, see App.
600–601, but also on the swelling that would occur, see
id., at 353. See also
id., at 385–386. Neither of
these expert conclusions was disputed below.
Footnote 7
We do not agree with Justice Stevens that
anything in our opinion undermines or remotely addresses the
validity of capital punishment. See
post, at 11. The fact
that society has moved to progressively more humane methods of
execution does not suggest that capital punishment itself no longer
serves valid purposes; we would not have supposed that the case for
capital punishment was stronger when it was imposed predominantly
by hanging or electrocution.
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