OPINION OF THE COURT
ARLINGTON CENTRAL SCHOOL DIST. BD. OF ED. V.MURPHY
548 U. S. ____ (2006)
SUPREME COURT OF THE UNITED STATES
NO. 05-18
ARLINGTON CENTRAL SCHOOL DISTRICT BOARD OF
EDUCATION, PETITIONER
v. PEARL MURPHY et vir
on writ of certiorari to the united states court of
appeals for the second circuit
[June 26, 2006]
Justice Alito delivered the
opinion of the Court.
The Individuals with Disabilities
Education Act (IDEA or Act) provides that a court “may award
reasonable attorneys’ fees as part of the costs” to parents who
prevail in an action brought under the Act. 111 Stat. 92, 20 U.
S. C. §1415(i)(3)(B). We granted certiorari to decide whether
this fee-shifting provision authorizes prevailing parents to
recover fees for services rendered by experts in IDEA actions. We
hold that it does not.
I
Respondents Pearl and Theodore
Murphy filed an action under the IDEA on behalf of their son,
Joseph Murphy, seeking to require petitioner Arlington Central
School District Board of Education to pay for their son’s private
school tuition for specified school years. Respondents prevailed in
the District Court, 86 F. Supp. 2d 354 (SDNY 2000), and the
Court of Appeals for the Second Circuit affirmed, 297 F. 3d
195 (2002).
As prevailing parents,
respondents then sought $29,350 in fees for the services of an
educational consultant, Marilyn Arons, who assisted respondents
throughout the IDEA proceedings. The District Court granted
respondents’ request in part. It held that only the value of Arons’
time spent between the hearing request and the ruling in
respondents’ favor could properly be considered charges incurred in
an “action or proceeding brought” under the Act, see 20 U.
S. C. §1415(i)(3)(B). 2003 WL 21694398, *9 (SDNY, July 22,
2003). This reduced the maximum recovery to $8,650. The District
Court also held that Arons, a nonlawyer, could be compensated only
for time spent on expert consulting services, not for time spent on
legal representation,
id., at *4, but it concluded that
all the relevant time could be characterized as falling within the
compensable category, and thus allowed compensation for the full
$8,650,
id., at *10.
The Court of Appeals for the Second Circuit
affirmed. 402 F. 3d 332 (2005). Acknowledging that other
Circuits had taken the opposite view, the Court of Appeals for the
Second Circuit held that “Congress intended to and did authorize
the reimbursement of expert fees in IDEA actions.”
Id., at
336. The court began by discussing two decisions of this Court
holding that expert fees could not be recovered as taxed costs
under particular cost- or fee-shifting provisions. See
Crawford
Fitting Co. v.
J. T. Gibbons, Inc., 482 U. S. 437 (1987) (interpreting
Fed. Rule Civ. Proc. 54(d) and 28 U. S. C. §1920);
West
Virginia Univ. Hospitals, Inc. v.
Casey, 499 U. S. 83 (1991) (interpreting 42 U.
S. C. §1988 (1988 ed.)). According to these decisions, the
court noted, a cost- or fee-shifting provision will not be read to
permit a prevailing party to recover expert fees without
“ ‘explicit statutory authority’ indicating that Congress
intended for that sort of fee-shifting.” 402 F. 3d, at
336.
Ultimately, though, the court was persuaded by
a statement in the Conference Committee Report relating to 20 U.
S. C. §1415(i)(3)(B) and by a footnote in
Casey that
made reference to that Report. 402 F. 3d, at 336–337 (citing
H. R. Conf. Rep. No. 99–687, p. 5 (1986)). Based on these
authorities, the court concluded that it was required to interpret
the IDEA to authorize the award of the costs that prevailing
parents incur in hiring experts. 402 F. 3d, at 336.
We granted certiorari, 546 U. S. ____ (2006),
to resolve the conflict among the Circuits with respect to whether
Congress authorized the compensation of expert fees to prevailing
parents in IDEA actions. Compare
Goldring v.
District
of Columbia, 416 F. 3d 70, 73–77 (CADC 2005);
Neosho
R-V School Dist. v.
Clark ex rel. Clark, 315
F. 3d 1022, 1031–1033 (CA8 2003);
T. D. v.
LaGrange School Dist. No. 102, 349 F. 3d 469, 480–482
(CA7 2003), with 402 F. 3d 332 (CA2 2005). We now reverse.
II
Our resolution of the question
presented in this case is guided by the fact that Congress enacted
the IDEA pursuant to the Spending Clause. U. S. Const., Art. I, §8,
cl. 1; see
Schaffer v.
Weast, 546 U. S. ____
(2005). Like its statutory predecessor, the IDEA provides federal
funds to assist state and local agencies in educating children with
disabilities “and conditions such funding upon a State’s compliance
with extensive goals and procedures.”
Board of Ed. of Hendrick
Hudson Central School Dist., Westchester Cty. v.
Rowley, 458
U. S. 176, 179 (1982).
Congress has broad power to set
the terms on which it disburses federal money to the States, see,
e.g., South Dakota v.
Dole, 483 U. S. 203, 206–207
(1987), but when Congress attaches conditions to a State’s
acceptance of federal funds, the conditions must be set out
“unambiguously,” see
Pennhurst State School and Hospital
v.
Halderman, 451 U. S. 1, 17 (1981);
Rowley, supra, at 204, n. 26. “[L]egislation enacted
pursuant to the spending power is much in the nature of a
contract,” and therefore, to be bound by “federally imposed
conditions,” recipients of federal funds must accept them
“voluntarily and knowingly.”
Pennhurst, 451 U. S., at 17.
States cannot knowingly accept conditions of which they are
“unaware” or which they are “unable to ascertain.”
Ibid.
Thus, in the present case, we must view the IDEA from the
perspective of a state official who is engaged in the process of
deciding whether the State should accept IDEA funds and the
obligations that go with those funds. We must ask whether such a
state official would clearly understand that one of the obligations
of the Act is the obligation to compensate prevailing parents for
expert fees. In other words, we must ask whether the IDEA furnishes
clear notice regarding the liability at issue in this case.
III
A
In considering whether the IDEA
provides clear notice, we begin with the text. We have “stated time
and again that courts must presume that a legislature says in a
statute what it means and means in a statute what it says there.”
Connecticut Nat. Bank v.
Germain, 503 U. S. 249, 253–254
(1992). When the statutory “language is plain, the sole function of
the courts—at least where the disposition required by the text is
not absurd—is to enforce it according to its terms.”
Hartford
Underwriters Ins. Co. v.
Union Planters Bank,
N. A., 530
U. S. 1, 6 (2000) (quoting
United States v.
Ron
Pair Enterprises, Inc., 489 U. S. 235, 241
(1989), in turn quoting
Caminetti v.
United
States, 242 U.
S. 470, 485 (1917); internal quotation marks omitted).
The governing provision of the
IDEA, 20 U. S. C. §1415(i)(3)(B), provides that “[i]n any
action or proceeding brought under this section, the court, in its
discretion, may award reasonable attorneys’ fees as part of the
costs” to the parents of “a child with a disability” who is the
“prevailing party.” While this provision provides for an award of
“reasonable attorneys’ fees,” this provision does not even hint
that acceptance of IDEA funds makes a State responsible for
reimbursing prevailing parents for services rendered by
experts.
Respondents contend that we should interpret
the term “costs” in accordance with its meaning in ordinary usage
and that §1415(i)(3)(B) should therefore be read to “authorize
reimbursement of all costs parents incur in IDEA proceedings,
including expert costs.” Brief for Respondents 17.
This argument has multiple flaws. For one
thing, as the Court of Appeals in this case acknowledged,
“ ‘costs’ is a term of art that generally does not include
expert fees.” 402 F. 3d, at 336. The use of this term of art,
rather than a term such as “expenses,” strongly suggests that
§1415(i)(3)(B) was not meant to be an open-ended provision that
makes participating States liable for all expenses incurred by
prevailing parents in connection with an IDEA case—for example,
travel and lodging expenses or lost wages due to time taken off
from work. Moreover, contrary to respondents’ suggestion,
§1415(i)(3)(B) does not say that a court may award “costs” to
prevailing parents; rather, it says that a court may award
reasonable attorney’s fees “as part of the costs” to prevailing
parents. This language simply adds reasonable attorney’s fees
incurred by prevailing parents to the list of costs that prevailing
parents are otherwise entitled to recover. This list of otherwise
recoverable costs is obviously the list set out in 28 U. S. C.
§1920, the general statute governing the taxation of costs in
federal court, and the recovery of witness fees under §1920 is
strictly limited by §1821, which authorizes travel reimbursement
and a $40 per diem. Thus, the text of 20 U. S. C.
§1415(i)(3)(B) does not authorize an award of any additional expert
fees, and it certainly fails to provide the clear notice that is
required under the Spending Clause.
Other provisions of the IDEA point strongly in
the same direction. While authorizing the award of reasonable
attorney’s fees, the Act contains detailed provisions that are
designed to ensure that such awards are indeed reasonable. See
§§1415(i)(3)(C)–(G). The absence of any comparable provisions
relating to expert fees strongly suggests that recovery of expert
fees is not authorized. Moreover, the lack of any reference to
expert fees in §1415(d)(2) gives rise to a similar inference. This
provision, which generally requires that parents receive “a full
explanation of the procedural safeguards” available under §1415 and
refers expressly to “attorneys’ fees,” makes no mention of expert
fees.
B
Respondents contend that their
interpretation of §1415(i)(3)(B) is supported by a provision of the
Handicapped Children’s Protection Act of 1986 that required the
General Accounting Office (GAO) to collect certain data, §4(b)(3),
100 Stat. 797 (hereinafter GAO study provision), but this provision
is of little significance for present purposes. The GAO study
provision directed the Comptroller General, acting through the GAO,
to compile data on, among other things: “(A) the specific amount of
attorneys’ fees, costs, and expenses awarded to the prevailing
party” in IDEA cases for a particular period of time, and (B) “the
number of hours spent by personnel, including attorneys and
consultants, involved in the action or proceeding, and expenses
incurred by the parents and the State educational agency and local
educational agency.”
Id., at 797–798.
Subparagraph (A) would provide
some support for respondents’ position if it directed the GAO to
compile data on awards to prevailing parties of the expense of
hiring consultants, but that is not what subparagraph (A) says.
Subparagraph (A) makes no mention of consultants or experts or
their fees.[
Footnote 1]
Subparagraph (B) similarly does not help
respondents. Subparagraph (B), which directs the GAO to study “the
number of hours spent [in IDEA cases] by personnel, including …
consultants,” says nothing about the award of fees to such
consultants. Just because Congress directed the GAO to compile
statistics on the hours spent by consultants in IDEA cases, it does
not follow that Congress meant for States to compensate prevailing
parties for the fees billed by these consultants.
Respondents maintain that “Congress’ direction
to the GAO would be inexplicable if Congress did not anticipate
that the expenses for ‘consultants’ would be recoverable,” Brief
for Respondents 19, but this is incorrect. There are many reasons
why Congress might have wanted the GAO to gather data on expenses
that were not to be taxed as costs. Knowing the costs incurred by
IDEA litigants might be useful in considering future procedural
amendments (which might affect these costs) or a future amendment
regarding fee shifting. And, in fact, it is apparent that the GAO
study provision covered expenses that could not be taxed as costs.
For example, the GAO was instructed to compile statistics on the
hours spent by all attorneys involved in an IDEA action or
proceeding, even though the Act did not provide for the recovery of
attorney’s fees by a prevailing state or local educational
agency.[
Footnote 2] Similarly,
the GAO was directed to compile data on “expenses incurred by the
parents,” not just those parents who prevail and are thus eligible
to recover taxed costs.
In sum, the terms of the IDEA overwhelmingly
support the conclusion that prevailing parents may not recover the
costs of experts or consultants. Certainly the terms of the IDEA
fail to provide the clear notice that would be needed to attach
such a condition to a State’s receipt of IDEA funds.
IV
Thus far, we have considered only
the text of the IDEA, but perhaps the strongest support for our
interpretation of the IDEA is supplied by our decisions and
reasoning in C
rawford Fitting,
482 U. S. 437, and
Casey,
499 U. S. 83. In light of those
decisions, we do not see how it can be said that the IDEA gives a
State unambiguous notice regarding liability for expert fees.
In
Crawford Fitting, the
Court rejected an argument very similar to respondents’ argument
that the term “costs” in §1415(i)(3)(B) should be construed as an
open-ended reference to prevailing parents’ expenses. It was argued
in
Crawford Fitting that Federal Rule of Civil Procedure
54(d), which provides for the award of “costs” to a prevailing
party, authorizes the award of costs not listed in 28 U. S. C.
§1821. 482 U. S.
, at 439. The Court held, however, that
Rule 54(d) does not give a district judge “discretion to tax
whatever costs may seem appropriate”; rather, the term “costs” in
Rule 54(d) is defined by the list set out in §1920.
Id.,
at 441. Because the recovery of witness fees, see §1920(3), is
strictly limited by §1821, the Court observed, a broader
interpretation of Rule 54(d) would mean that the Rule implicitly
effected a partial repeal of those provisions.
Id., at
442. But, the Court warned, “[w]e will not lightly infer that
Congress has repealed §§1920 and 1821, either through Rule 54(d) or
any other provision not referring explicitly to witness fees.”
Id., at 445.
The reasoning of
Crawford Fitting
strongly supports the conclusion that the term “costs” in 20 U.
S. C. §1415(i)(3)(B), like the same term in Rule 54(d), is
defined by the categories of expenses enumerated in 28 U.
S. C. §1920. This conclusion is buttressed by the principle,
recognized in
Crawford Fitting, that no statute will be
construed as authorizing the taxation of witness fees as costs
unless the statute “refer[s] explicitly to witness fees.” 482 U.
S., at 445; see also
ibid. (“absent explicit statutory or
contractual authorization for the taxation of the expenses of a
litigant’s witness as costs, federal courts are bound by the
limitations set out in 28 U. S. C. §1821 and §1920”).
Our decision in
Casey confirms even
more dramatically that the IDEA does not authorize an award of
expert fees. In
Casey, as noted above, we interpreted a
fee-shifting provision, 42 U. S. C. §1988, the relevant
wording of which was virtually identical to the wording of 20 U.
S. C. §1415(i)(3)(B). Compare
ibid. (authorizing the
award of “reasonable attorneys’ fees as part of the costs” to
prevailing parents) with 42 U. S. C. §1988(b) (1988 ed.)
(permitting prevailing parties in certain civil rights actions to
be awarded “a reasonable attorney’s fee as part of the costs”). We
held that §1988 did not empower a district court to award expert
fees to a prevailing party.
Casey,
supra, at 102.
To decide in favor of respondents here, we would have to interpret
the virtually identical language in 20 U. S. C. §1415 as
having exactly the opposite meaning. Indeed, we would have to go
further and hold that the relevant language in the IDEA
unambiguously means exactly the opposite of what the
nearly identical language in 42 U. S. C. §1988 was held to
mean in
Casey.
The Court of Appeals, as noted above, was
heavily influenced by a
Casey footnote, see 402
F. 3d, at 336–337 (quoting 499 U. S., at 91–92, n. 5),
but the court misunderstood the footnote’s meaning. The text
accompanying the footnote argued, based on an analysis of several
fee-shifting statutes, that the term “attorney’s fees” does not
include expert fees.
Id., at 88–91. In the footnote, we
commented on petitioners’ invocation of the Conference Committee
Report relating to 20 U. S. C. §1415(i)(3)(B), which stated:
“ ‘The conferees intend[ed] that the term “attorneys’ fees as
part of the costs” include reasonable expenses and fees of expert
witnesses and the reasonable costs of any test or evaluation which
is found to be necessary for the preparation of the … case.’ ”
499 U. S., at 91–92, n. 5 (quoting H. R. Conf. Rep. No.
99–687, at 5; ellipsis in original). This statement, the footnote
commented, was “an apparent effort to
depart from ordinary
meaning and to define a term of art.” 499 U. S., at 92, n. 5.
The footnote did not state that the Conference Committee Report set
out the correct interpretation of §1415(i)(3)(B), much less that
the Report was sufficient, despite the language of the statute, to
provide the clear notice required under the Spending Clause. The
thrust of the footnote was simply that the term “attorneys’ fees,”
standing alone, is generally not understood as encompassing expert
fees. Thus,
Crawford Fitting and
Casey strongly
reinforce the conclusion that the IDEA does not unambiguously
authorize prevailing parents to recover expert fees.
V
Respondents make several
arguments that are not based on the text of the IDEA, but these
arguments do not show that the IDEA provides clear notice regarding
the award of expert fees.
Respondents argue that their
interpretation of the IDEA furthers the Act’s overarching goal of
“ensur[ing] that all children with disabilities have available to
them a free appropriate public education,” 20 U. S. C.
§1400(d)(1)(A) as well as the goal of “safeguard[ing] the rights of
parents to challenge school decisions that adversely affect their
child.” Brief for Respondents 20. These goals, however, are too
general to provide much support for respondents’ reading of the
terms of the IDEA. The IDEA obviously does not seek to promote
these goals at the expense of all other considerations, including
fiscal considerations. Because the IDEA is not intended in all
instances to further the broad goals identified by the respondents
at the expense of fiscal considerations, the goals cited by
respondents do little to bolster their argument on the narrow
question presented here.[
Footnote
3]
Finally, respondents vigorously argue that
Congress clearly intended for prevailing parents to be compensated
for expert fees. They rely on the legislative history of §1415 and
in particular on the following statement in the Conference
Committee Report, discussed above: “The conferees intend that the
term ‘attorneys’ fees as part of the costs’ include reasonable
expenses and fees of expert witnesses and the reasonable costs of
any test or evaluation which is found to be necessary for the
preparation of the … case.” H. R. Conf. Rep. No. 99–687,
at 5.
Whatever weight this legislative history would
merit in another context, it is not sufficient here. Putting the
legislative history aside, we see virtually no support for
respondents’ position. Under these circumstances, where everything
other than the legislative history overwhelming suggests that
expert fees may not be recovered, the legislative history is simply
not enough. In a Spending Clause case, the key is not what a
majority of the Members of both Houses intend but what the States
are clearly told regarding the conditions that go along with the
acceptance of those funds. Here, in the face of the unambiguous
text of the IDEA and the reasoning in
Crawford Fitting and
Casey, we cannot say that the legislative history on which
respondents rely is sufficient to provide the requisite fair
notice.
* * *
We reverse the judgment of the
Court of Appeals for the Second Circuit and remand the case for
further proceedings consistent with this opinion.
It is so ordered.
Footnote 1
Because subparagraph (A) refers to both
“costs” and “expenses” awarded to prevailing parties and because it
is generally presumed that statutory language is not superfluous,
it could be argued that this provision manifests the expectation
that prevailing parties would be awarded certain “expenses” not
included in the list of “costs” set out in 28 U. S. C. §1920
and that expert fees were intended to be among these unenumerated
“expenses.” This argument fails because, whatever expectation this
language might seem to evidence, the fact remains that neither 20
U. S. C. §1415 nor any other provision of the IDEA authorizes
the award of any “expenses” other than “costs.” Recognizing this,
respondents argue not that they are entitled to recover “expenses”
that are not “costs,” but that expert fees
are recoverable
“costs.” As a result, the reference to awards of both “expenses”
and “costs” does not support respondents’ position. The reference
to “expenses” may relate to IDEA actions brought in state court,
§1415(i)(2)(A), where “expenses” other than “costs” might be
receivable. Or the reference may be surplusage. While it is
generally presumed that statutes do not contain surplusage,
instances of surplusage are not unknown.
Footnote 2
In 2000, the attorneys’ fees provision
provided only an award to prevailing parents. See 20 U. S. C.
§1415(i)(3)(B). In 2004, Congress amended §1415(i)(3)(B) to include
two additional awards. See §101, 118 Stat. 2724. The amendments
provided awards “to a prevailing party who is a State educational
agency or local educational agency” where the complaint filed is
frivolous or presented for an improper purpose, such as to harass,
delay, or increase the cost of litigation. See 20 U.
S. C. A. §§1415(i)(3)(B)(i)(II)–(III) (Supp. 2006).
Footnote 3
Respondents note that a GAO report stated
that expert witness fees are reimbursable expenses. See Brief for
Respondents 19 (citing GAO, Special Education: The Attorney Fees
Provision of Public Law 99–372, p. 13 (Nov. 1989)). But this
passing reference in a report issued by an agency not responsible
for implementing the IDEA is plainly insufficient to provide clear
notice regarding the scope of the conditions attached to the
receipt of IDEA funds.
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